-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ToOc+cW/mMdC7hsjzkJeORDmsHJEPnqQ7kVCpzZII1Koz/FUzAHVLFMucUjmmnaz D/YvxGr+Nm4jxSP7yQC4JA== 0001209191-07-008677.txt : 20070208 0001209191-07-008677.hdr.sgml : 20070208 20070208155056 ACCESSION NUMBER: 0001209191-07-008677 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070205 FILED AS OF DATE: 20070208 DATE AS OF CHANGE: 20070208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONWAY PHILIP J CENTRAL INDEX KEY: 0001033090 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 07592536 BUSINESS ADDRESS: STREET 1: 1500 SECOND AVE NW CITY: STEWARTVILLE STATE: MN ZIP: 55976 MAIL ADDRESS: STREET 1: 1500 SECOND AVE NW CITY: STEWARTVILLE STATE: NC ZIP: 55976 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0202 4/A 2007-02-05 2007-02-07 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0001033090 CONWAY PHILIP J 420 PROSPECT STREET CHATFIELD MN 55923 0 1 0 0 Vice President Common Stock 9600 I By Spouse IRA Common Stock 2007-02-05 4 S 0 47000 17.6349 D 449393 D Common Stock 2007-02-05 4 S 0 5000 18.814 D 444393 D Stock Option (Right to Buy) 7.6875 2007-12-31 Common Stock 20000 20000 D Stock Option (Right to Buy) 6.8125 2008-12-17 Common Stock 10880 10880 D Stock Option (Right to Buy) 6.8125 2008-12-17 Common Stock 5120 5120 D Stock Option (Right to Buy) 3.6563 2009-09-30 Common Stock 10000 10000 D Stock Option (Right to Buy) 3.6563 2009-09-30 Common Stock 10000 10000 D Stock Option (Right to Buy) 2.625 2011-02-20 Common Stock 24000 24000 D Stock Option (Right to Buy) 2.344 2011-04-06 Common Stock 4882 4882 D Stock Option (Right to Buy) 2.344 2011-04-06 Common Stock 15118 15118 D Stock Option (Right to Buy) 2.165 2011-10-16 Common Stock 4998 4998 D Stock Option (Right to Buy) 2.165 2011-10-16 Common Stock 15002 15002 D Stock Option (Right to Buy) 4.125 2004-01-02 2013-01-02 Common Stock 10000 10000 D Stock Option (Right to Buy) 4.625 2005-01-02 2014-01-02 Common Stock 12000 12000 D Stock Option (Right to Buy) 4.70 2006-01-01 2015-01-01 Common Stock 30000 30000 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 20000 20000 D Stock Option (Right to Buy) 12.30 2007-11-21 2016-11-21 Common Stock 20000 20000 D Currently 100% vested. Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning this date. This form is amended to correct the Date of Earliest Transaction, which incorrectly reflected 2006 and not 2007. The amendment also corrects the total amount of holdings of common stock. The remainder of the form is restated in its entirety without change. /s/ David A. Jonas as power-of-attorney for Philip J. Conway 2007-02-08 -----END PRIVACY-ENHANCED MESSAGE-----