-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AHcE9DKkxI7BF6aByAW6zCXEFZdqIDZcZu1WbP0SgfAZ1Hn80F/01uGT9sJhnd0+ tuFtdkRWwFqrp9hKKGpYrQ== 0001209191-07-007231.txt : 20070202 0001209191-07-007231.hdr.sgml : 20070202 20070202164841 ACCESSION NUMBER: 0001209191-07-007231 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070126 FILED AS OF DATE: 20070202 DATE AS OF CHANGE: 20070202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHOLTIS MARTYN R CENTRAL INDEX KEY: 0001211656 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 07577128 MAIL ADDRESS: STREET 1: C/O ROCHESTER MEDICAL INC STREET 2: ONE RCHESTER MEDICAL DRIVE CITY: STEWARTVILLE STATE: MN ZIP: 55976 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-01-26 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0001211656 SHOLTIS MARTYN R ONE ROCHESTER MEDICAL DRIVE STEWARTVILLE MN 55976 0 1 0 0 Corporate Vice President Common Stock 2007-01-26 4 M 0 16000 7.6875 A 36000 D Common Stock 2007-01-26 4 M 0 6000 5.00 A 42000 D Common Stock 2007-01-26 4 M 0 20000 2.5625 A 62000 D Common Stock 2007-01-26 4 S 0 9087 14.6681 D 52913 D Common Stock 2007-01-26 4 S 0 11000 14.7562 D 41913 D Common Stock 2007-01-29 4 S 0 6913 15.0041 D 35000 D Common Stock 2007-01-30 4 S 0 1900 15.4013 D 33100 D Stock Option (Right to Buy) 7.6875 2007-01-26 4 M 0 15414 0.00 D 2007-12-31 Common Stock 15414 0 D Stock Option (Right to Buy) 7.6875 2007-01-26 4 M 0 586 0.00 D 2008-03-05 Common Stock 586 0 D Stock Option (Right to Buy) 5.00 2007-01-26 4 M 0 6000 0.00 D 2009-06-17 Common Stock 6000 0 D Stock Option (Right to Buy) 2.5625 2007-01-26 4 M 0 20000 0.00 D 2010-11-21 Common Stock 20000 0 D Stock Option (Right to Buy) 2.344 2011-04-06 Common Stock 20000 20000 D Stock Option (Right to Buy) 2.165 2011-10-16 Common Stock 20000 20000 D Stock Option (Right to Buy) 4.125 2004-01-02 2013-01-02 Common Stock 10000 10000 D Stock Option (Right to Buy) 4.625 2005-01-02 2014-01-02 Common Stock 12000 12000 D Stock Option (Right to Buy) 4.70 2006-01-01 2015-01-01 Common Stock 30000 30000 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 20000 20000 D Stock Option (Right to Buy) 12.30 2007-11-21 2016-11-21 Common Stock 20000 20000 D Includes restricted stock award shares. Currently 100% vested. Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning this date. David A. Jonas as power-of-attorney for Martyn R. Sholtis 2007-02-02 -----END PRIVACY-ENHANCED MESSAGE-----