-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OBoZIeDqahOyFN4BqM8ua4BlD6MG95JWHuQC+HJsQfcQfBoYLrk3dBpBrdUDsO9C su81hW/PS3SOGeEPjZxUDw== 0001209191-06-061650.txt : 20061128 0001209191-06-061650.hdr.sgml : 20061128 20061128164104 ACCESSION NUMBER: 0001209191-06-061650 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061124 FILED AS OF DATE: 20061128 DATE AS OF CHANGE: 20061128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOEHM DARNELL L CENTRAL INDEX KEY: 0001033106 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 061242592 BUSINESS ADDRESS: STREET 1: ROCHESTER MEDICAL INC STREET 2: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: 1500 SECOND AVE NW CITY: STEWARTVILLE STATE: NC ZIP: 55976 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-11-24 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0001033106 BOEHM DARNELL L 19330 BARDSLEY PLACE MONUMENT CO 80132 1 0 0 0 Common Stock 4700 I By Minor Common Stock 30000 D Common Stock 2006-11-24 4 S 0 400 12.33 D 29600 D Common Stock 2006-11-24 4 S 0 4600 12.31 D 25000 D Common Stock 2006-11-24 4 S 0 1210 12.30 D 23790 D Common Stock 2006-11-27 4 S 0 2000 12.00 D 21790 D Common Stock 2006-11-27 4 S 0 100 11.83 D 21690 D Common Stock 2006-11-27 4 S 0 170 11.80 D 21520 D Common Stock 2006-11-27 4 S 0 1520 11.81 D 20000 D Common Stock 2006-11-27 4 M 0 2000 10.00 A 22000 D Stock Option (Right to Buy) 10.00 2006-11-27 4 M 0 2000 0.00 D 1997-01-16 2006-12-31 Common Stock 2000 0 D Stock Option (Right to Buy) 7.6875 1998-02-04 2007-12-31 Common Stock 2000 2000 D Stock Option (Right to Buy) 5.25 1999-02-04 2008-12-31 Common Stock 2000 2000 D Stock Option (Right to Buy) 5.50 2000-02-03 2009-12-31 Common Stock 2000 2000 D Stock Option (Right to Buy) 2.469 2001-01-22 2010-12-31 Common Stock 20000 20000 D Stock Option (Right to Buy) 2.594 2001-02-08 2010-12-31 Common Stock 2000 2000 D Stock Option (Right to Buy) 2.165 2001-10-16 2011-10-16 Common Stock 12000 12000 D Stock Option (Right to Buy) 4.125 2003-01-02 2013-01-02 Common Stock 4000 4000 D Stock Option (Right to Buy) 4.625 2004-01-02 2014-01-02 Common Stock 10000 10000 D Stock Option (Right to Buy) 4.70 2005-01-01 2015-01-01 Common Stock 10000 10000 D Stock Option (Right to Buy) 5.70 2006-01-26 2016-01-26 Common Stock 20000 20000 D Stock Option (Right to Buy) 12.30 2007-11-21 2016-11-21 Common Stock 40000 40000 D David A. Jonas as power-of-attorney for Darnell L. Boehm 2006-11-28 -----END PRIVACY-ENHANCED MESSAGE-----