-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IMBDCi7UkgUXWmcWAYAs2Xn4d7GGysdAyQJrcf8CuDA5VhtIcGhTrA++XJNPYlW1 tKgJ3uWvvmc7zcM+1Ot7xw== 0001209191-06-061622.txt : 20061128 0001209191-06-061622.hdr.sgml : 20061128 20061128153257 ACCESSION NUMBER: 0001209191-06-061622 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061127 FILED AS OF DATE: 20061128 DATE AS OF CHANGE: 20061128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONWAY PHILIP J CENTRAL INDEX KEY: 0001033090 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 061242157 BUSINESS ADDRESS: STREET 1: 1500 SECOND AVE NW CITY: STEWARTVILLE STATE: MN ZIP: 55976 MAIL ADDRESS: STREET 1: 1500 SECOND AVE NW CITY: STEWARTVILLE STATE: NC ZIP: 55976 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-11-27 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0001033090 CONWAY PHILIP J 420 PROSPECT STREET CHATFIELD MN 55923 0 1 0 0 Vice President Common Stock 9600 I By Spouse IRA Common Stock 2006-11-27 4 M 1 24000 8.625 A 514000 D Common Stock 2006-11-27 4 F 1 17617 11.75 D 496383 D Stock Option (Right to Buy) 8.625 2006-11-27 4 M 1 24000 0.00 D 2006-12-31 Common Stock 24000 0 D Stock Option (Right to Buy) 7.6875 2007-12-31 Common Stock 20000 20000 D Stock Option (Right to Buy) 6.8125 2008-12-17 Common Stock 10880 10880 D Stock Option (Right to Buy) 6.8125 2008-12-17 Common Stock 5120 5120 D Stock Option (Right to Buy) 3.6563 2009-09-30 Common Stock 10000 10000 D Stock Option (Right to Buy) 3.6563 2009-09-30 Common Stock 10000 10000 D Stock Option (Right to Buy) 2.625 2011-02-20 Common Stock 24000 24000 D Stock Option (Right to Buy) 2.344 2011-04-06 Common Stock 4882 4882 D Stock Option (Right to Buy) 2.344 2011-04-06 Common Stock 15118 15118 D Stock Option (Right to Buy) 2.165 2011-10-16 Common Stock 4998 4998 D Stock Option (Right to Buy) 2.165 2011-10-16 Common Stock 15002 15002 D Stock Option (Right to Buy) 4.125 2004-01-02 2013-01-02 Common Stock 10000 10000 D Stock Option (Right to Buy) 4.625 2005-01-02 2014-01-02 Common Stock 12000 12000 D Stock Option (Right to Buy) 4.70 2006-01-01 2015-01-01 Common Stock 30000 30000 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 20000 20000 D Stock Option (Right to Buy) 12.30 2007-11-21 2016-11-21 Common Stock 20000 20000 D Currently 100% vested. Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning this date. David A. Jonas as power-of-attorney for Philip J. Conway 2006-11-28 -----END PRIVACY-ENHANCED MESSAGE-----