-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, InkoQDT23aS5giiEBu9wuiREmP7CFMGyuk9jaGKKTsyqZRF1/OXfKygoX0gOQgck CFlUI0WmfAoppm6j3GHK9w== 0001209191-06-061341.txt : 20061124 0001209191-06-061341.hdr.sgml : 20061123 20061124105154 ACCESSION NUMBER: 0001209191-06-061341 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061121 FILED AS OF DATE: 20061124 DATE AS OF CHANGE: 20061124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONAS DAVID A CENTRAL INDEX KEY: 0001211654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 061237714 MAIL ADDRESS: STREET 1: C/O ROCHESTER MEDICAL INC STREET 2: ONE RCHESTER MEDICAL DRIVE CITY: STEWARTVILLE STATE: MN ZIP: 55976 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-11-21 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0001211654 JONAS DAVID A ONE ROCHESTER MEDICAL DRIVE STEWARTVILLE MN 55976 0 1 0 0 CFO and Treasurer Common Stock 2006-11-21 4 A 0 20000 0.00 A 21500 D Stock Option (Right to Buy) 7.375 2007-12-31 Common Stock 40000 40000 D Stock Option (Right to Buy) 5.00 2009-06-17 Common Stock 20000 20000 D Stock Option (Right to Buy) 2.5625 2010-11-21 Common Stock 9028 9028 D Stock Option (Right to Buy) 2.5625 2010-11-21 Common Stock 10972 10972 D Stock Option (Right to Buy) 2.344 2011-04-06 Common Stock 10000 10000 D Stock Option (Right to Buy) 2.344 2011-04-06 Common Stock 30000 30000 D Stock Option (Right to Buy) 2.165 2011-10-16 Common Stock 4998 4998 D Stock Option (Right to Buy) 2.165 2011-10-16 Common Stock 15002 15002 D Stock Option (Right to Buy) 4.125 2004-01-02 2013-01-02 Common Stock 10000 10000 D Stock Option (Right to Buy) 4.625 2005-01-02 2014-01-02 Common Stock 14000 14000 D Stock Option (Right to Buy) 4.70 2006-01-01 2015-01-01 Common Stock 40000 40000 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 352 352 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 19648 19648 D Stock Option (Right to Buy) 12.30 2006-11-21 4 A 0 20000 0.00 A 2007-11-21 2016-11-21 Common Stock 20000 20000 D Grant of restricted stock award, vests 100% on 11/21/2010 On October 31, 2006, Rochester Medical Corporation declared a 2-for-1 stock split payable on November 17, 2006, to shareholders of record on November 14, 2006, resulting in the reporting person's acquisition of additional shares of common stock. The number of shares and exercise price of previously reported options have been adjusted to reflect the stock split. Includes restricted stock award shares. Currently 100% vested. Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning this date. Vest 4,648 shares on 1/26/2007 and annual cummulative installments of 5,000 beginning 1/26/2008. David A. Jonas 2006-11-22 -----END PRIVACY-ENHANCED MESSAGE-----