-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AQSEo9ZSAQLPI35PG33VBaHQ+3KP4l6BGIVWLeJK46AaLkTJUMmHuT9Q0RGeWheC Qo8kRfFTIv1pN1pgLH7Uhw== 0001209191-06-061338.txt : 20061124 0001209191-06-061338.hdr.sgml : 20061123 20061124104918 ACCESSION NUMBER: 0001209191-06-061338 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061121 FILED AS OF DATE: 20061124 DATE AS OF CHANGE: 20061124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HORNER DARA LYNN CENTRAL INDEX KEY: 0001211660 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 061237713 MAIL ADDRESS: STREET 1: C/O ROCHESTER MEDICAL INC STREET 2: ONE ROCHESTER MEDICAL DRIVE CITY: STEWARTVILLE STATE: MN ZIP: 55976 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-11-21 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0001211660 HORNER DARA LYNN ONE ROCHESTER MEDICAL DRIVE STEWARTVILLE MN 55976 0 1 0 0 Vice President Common Stock 0 D Stock Option (Right to Buy) 6.9375 2008-11-16 Common Stock 40000 40000 D Stock Option (Right to Buy) 5.00 2009-06-17 Common Stock 10000 10000 D Stock Option (Right to Buy) 4.75 2009-10-31 Common Stock 17078 17078 D Stock Option (Right to Buy) 4.75 2009-10-31 Common Stock 2922 2922 D Stock Option (Right to Buy) 3.6563 2009-12-31 Common Stock 2506 2506 D Stock Option (Right to Buy) 3.6563 2009-12-31 Common Stock 7494 7494 D Stock Option (Right to Buy) 2.5625 2010-11-21 Common Stock 10000 10000 D Stock Option (Right to Buy) 2.5625 2010-11-21 Common Stock 10000 10000 D Stock Option (Right to Buy) 2.344 2011-04-06 Common Stock 5000 5000 D Stock Option (Right to Buy) 2.344 2011-04-06 Common Stock 15000 15000 D Stock Option (Right to Buy) 2.165 2011-10-16 Common Stock 5000 5000 D Stock Option (Right to Buy) 2.165 2011-10-16 Common Stock 15000 15000 D Stock Option (Right to Buy) 4.125 2004-01-02 2013-01-02 Common Stock 10000 10000 D Stock Option (Right to Buy) 4.625 2005-01-02 2014-01-02 Common Stock 10000 10000 D Stock Option (Right to Buy) 4.70 2006-01-01 2015-01-01 Common Stock 30000 30000 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 20000 20000 D Stock Option (Right to Buy) 12.30 2006-11-21 4 A 0 20000 0.00 A 2007-11-21 2016-11-21 Common Stock 20000 20000 D On October 31, 2006, Rochester Medical Corporation declared a 2-for-1 stock split payable on November 17, 2006, to shareholders of record on November 14, 2006, resulting in the reporting person's acquisition of additional shares of common stock. The number of shares and exercise price of previously reported options have been adjusted to reflect the stock split. Currently 100% vested. Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning this date. David A. Jonas as power-of-attorney for Dara Lynn Horner 2006-11-22 -----END PRIVACY-ENHANCED MESSAGE-----