-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BZJk53JEEBkLWRDBFKypQ1KkPUSBwdj/jxLMiMiEG2qo8YlWqZe+dNwL3/SF6UI2 65NFyGoT7evmu6tEyorZDg== 0001209191-06-061336.txt : 20061124 0001209191-06-061336.hdr.sgml : 20061123 20061124104607 ACCESSION NUMBER: 0001209191-06-061336 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061121 FILED AS OF DATE: 20061124 DATE AS OF CHANGE: 20061124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONWAY PHILIP J CENTRAL INDEX KEY: 0001033090 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 061237708 BUSINESS ADDRESS: STREET 1: 1500 SECOND AVE NW CITY: STEWARTVILLE STATE: MN ZIP: 55976 MAIL ADDRESS: STREET 1: 1500 SECOND AVE NW CITY: STEWARTVILLE STATE: NC ZIP: 55976 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-11-21 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0001033090 CONWAY PHILIP J 420 PROSPECT STREET CHATFIELD MN 55923 0 1 0 0 Vice President Common Stock 490000 D Common Stock 9600 I By Spouse IRA Stock Option (Right to Buy) 8.625 2006-12-31 Common Stock 24000 24000 D Stock Option (Right to Buy) 7.6875 2007-12-31 Common Stock 20000 20000 D Stock Option (Right to Buy) 6.8125 2008-12-17 Common Stock 10880 10880 D Stock Option (Right to Buy) 6.8125 2008-12-17 Common Stock 5120 5120 D Stock Option (Right to Buy) 3.6563 2009-09-30 Common Stock 10000 10000 D Stock Option (Right to Buy) 3.6563 2009-09-30 Common Stock 10000 10000 D Stock Option (Right to Buy) 2.625 2011-02-20 Common Stock 24000 24000 D Stock Option (Right to Buy) 2.344 2011-04-06 Common Stock 4882 4882 D Stock Option (Right to Buy) 2.344 2011-04-06 Common Stock 15118 15118 D Stock Option (Right to Buy) 2.165 2011-10-16 Common Stock 4998 4998 D Stock Option (Right to Buy) 2.165 2011-10-16 Common Stock 15002 15002 D Stock Option (Right to Buy) 4.125 2004-01-02 2013-01-02 Common Stock 10000 10000 D Stock Option (Right to Buy) 4.625 2005-01-02 2014-01-02 Common Stock 12000 12000 D Stock Option (Right to Buy) 4.70 2006-01-01 2015-01-01 Common Stock 30000 30000 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 20000 20000 D Stock Option (Right to Buy) 12.30 2006-11-21 4 A 0 20000 0.00 A 2007-11-21 2016-11-21 Common Stock 20000 20000 D On October 31, 2006, Rochester Medical Corporation declared a 2-for-1 stock split payable on November 17, 2006, to shareholders of record on November 14, 2006, resulting in the reporting person's acquisition of additional shares of common stock. The number of shares and exercise price of previously reported options have been adjusted to reflect the stock split. Currently 100% vested. Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning this date. David A. Jonas as power-of-attorney for Philip J. Conway 2006-11-22 -----END PRIVACY-ENHANCED MESSAGE-----