-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UplUawOlrMeJVj5mq2G5nVciKZNMltds2Dp9UTDPr3MDUOzxrCZvjSFoVaBWG+8u EVFo3Qz747aqX1xVChk9Kw== 0001209191-06-061333.txt : 20061124 0001209191-06-061333.hdr.sgml : 20061123 20061124104258 ACCESSION NUMBER: 0001209191-06-061333 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061121 FILED AS OF DATE: 20061124 DATE AS OF CHANGE: 20061124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONWAY ANTHONY J CENTRAL INDEX KEY: 0001033088 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 061237704 BUSINESS ADDRESS: STREET 1: 1500 SECOND AVE NW CITY: STEWARTVILLE STATE: MN ZIP: 55976 MAIL ADDRESS: STREET 1: 1500 SECOND AVE NW CITY: STEWARTVILLE STATE: NC ZIP: 55976 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-11-21 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0001033088 CONWAY ANTHONY J 500 PROSPECT STREET CHATFIELD MN 55923 1 1 0 0 President and Secretary Common Stock 871500 D Common Stock 78600 I By Spouse Common Stock 200 I By Son Stock Option (Right to Buy) 8.625 2006-12-31 Common Stock 30000 30000 D Stock Option (Right to Buy) 7.6875 2007-12-31 Common Stock 21276 21276 D Stock Option (Right to Buy) 7.6875 2007-12-31 Common Stock 8724 8724 D Stock Option (Right to Buy) 6.8125 2008-12-17 Common Stock 12000 12000 D Stock Option (Right to Buy) 6.8125 2008-12-17 Common Stock 12000 12000 D Stock Option (Right to Buy) 3.6563 2009-09-30 Common Stock 15404 15404 D Stock Option (Right to Buy) 3.6563 2009-09-30 Common Stock 44596 44596 D Stock Option (Right to Buy) 2.3595 2011-03-12 Common Stock 13184 13184 D Stock Option (Right to Buy) 2.3595 2011-03-12 Common Stock 16816 16816 D Stock Option (Right to Buy) 2.344 2011-04-06 Common Stock 10000 10000 D Stock Option (Right to Buy) 2.344 2011-04-06 Common Stock 10000 10000 D Stock Option (Right to Buy) 2.165 2011-10-16 Common Stock 15000 15000 D Stock Option (Right to Buy) 2.165 2011-10-16 Common Stock 15000 15000 D Stock Option (Right to Buy 4.125 2004-01-02 2013-01-02 Common Stock 16000 16000 D Stock Option (Right to Buy) 4.625 2005-01-02 2014-01-02 Common Stock 16000 16000 D Stock Option (Right to Buy) 4.70 2006-01-01 2015-01-01 Common Stock 40000 40000 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 1844 1844 D Stock Option (Right to Buy) 5.70 2007-01-26 2016-01-26 Common Stock 18156 18156 D Stock Option (Right to Buy) 12.30 2006-11-21 4 A 0 40000 0.00 A 2007-11-21 2016-11-21 Common Stock 40000 40000 D On October 31, 2006, Rochester Medical Corporation declared a 2-for-1 stock split payable on November 17, 2006, to shareholders of record on November 14, 2006, resulting in the reporting person's acquisition of additional shares of common stock. The number of shares and exercise price of previously reported options have been adjusted to reflect the stock split. 100% vested. Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning this date. 100% vested on 1/26/2007. Vest 3,156 shares on 1/26/2007 and annual cumulative installments of 5,000 beginning 1/26/2008. David A. Jonas as power-of-attorney for Anthony J. Conway 2006-11-22 -----END PRIVACY-ENHANCED MESSAGE-----