-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WxmLangsRxMdxBrBSx/vBTzTsPzf++ToaXqJNXNIGouZGB8k1Ub6fS3/9HZ/pp3n W0G+pxFo9KPFqssSrEvcXQ== 0001209191-06-061226.txt : 20061122 0001209191-06-061226.hdr.sgml : 20061122 20061122164047 ACCESSION NUMBER: 0001209191-06-061226 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061121 FILED AS OF DATE: 20061122 DATE AS OF CHANGE: 20061122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHNOBRICH ROGER W CENTRAL INDEX KEY: 0001033109 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18933 FILM NUMBER: 061236875 BUSINESS ADDRESS: STREET 1: 1500 SECOND AVE NW CITY: STEWARTVILLE STATE: MN ZIP: 55976 MAIL ADDRESS: STREET 1: 1500 SECOND AVE NW CITY: STEWARTVILLE STATE: NC ZIP: 55976 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-11-21 0 0000868368 ROCHESTER MEDICAL CORPORATION ROCM 0001033109 SCHNOBRICH ROGER W 3300 PIPER JAFFRAY TOWER MINNEAPOLIS MN 55402 1 0 0 0 Common Stock 1000 D Common Stock 24000 I By Pension Plan Stock Option (Right to Buy) 10.00 1997-01-16 2006-12-31 Common Stock 2000 2000 D Stock Option (Right to Buy) 7.6875 1998-02-04 2007-12-31 Common Stock 2000 2000 D Stock Option (Right to Buy) 5.25 1999-02-04 2008-12-31 Common Stock 2000 2000 D Stock Option (Right to Buy) 5.50 2000-02-03 2009-12-31 Common Stock 2000 2000 D Stock Option (Right to Buy) 2.469 2001-01-22 2010-12-31 Common Stock 20000 20000 D Stock Option (Right to Buy) 2.594 2001-02-08 2010-12-31 Common Stock 2000 2000 D Stock Option (Right to Buy) 2.165 2001-10-16 2011-10-16 Common Stock 12000 12000 D Stock Option (Right to Buy) 4.125 2003-01-02 2013-01-02 Common Stock 4000 4000 D Stock Option (Right to Buy) 4.625 2004-01-02 2014-01-02 Common Stock 10000 10000 D Stock Option (Right to Buy) 4.70 2005-01-01 2015-01-01 Common Stock 10000 10000 D Stock Option (Right to Buy) 5.70 2006-01-26 2016-01-26 Common Stock 20000 20000 D Stock Option (Right to Buy) 12.30 2006-11-21 4 A 0 40000 0.00 A 2007-11-21 2016-11-21 Common Stock 40000 40000 D On October 31, 2006, Rochester Medical Corporation declared a 2-for-1 stock split payable on November 17, 2006, to shareholders of record on November 14, 2006, resulting in the reporting person's acquisition of additional shares of common stock. The number of shares and exercise price of previously reported options have been adjusted to reflect the stock split. David A. Jonas as power-of-attorney for Roger W. Schnobrich 2006-11-22 -----END PRIVACY-ENHANCED MESSAGE-----