-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OdAGQ7y5TcuVhxBGhIu8JrahzEsbBAdJeJi5PLB7pEoVlJBijcNVN0nsiVzQfvVV +ZBmypA+zDzwctpUGnnR4Q== 0000897101-00-000102.txt : 20000214 0000897101-00-000102.hdr.sgml : 20000214 ACCESSION NUMBER: 0000897101-00-000102 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROCHESTER MEDICAL CORPORATION CENTRAL INDEX KEY: 0000868368 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411613227 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-41264 FILM NUMBER: 534575 BUSINESS ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 BUSINESS PHONE: 5075339600 MAIL ADDRESS: STREET 1: ONE ROCHESTER MEDICAL DR CITY: STEWARTVILLE STATE: MN ZIP: 55976 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CONWAY ANTHONY J CENTRAL INDEX KEY: 0001033088 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1500 SECOND AVE NW CITY: STEWARTVILLE STATE: MN ZIP: 55976 MAIL ADDRESS: STREET 1: 1500 SECOND AVE NW CITY: STEWARTVILLE STATE: NC ZIP: 55976 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Rochester Medical Corporation -------------------------------------- Common Stock, without par value -------------------------------------- 771497 10 1 ------------------------------------- December 31, 1999 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (continued on following page(s)) Page 2 of 4 pages SCHEDULE 13G ------------ CUSIP NO. 771497 10 1 --------------------------------- 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only) Anthony J. Conway 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* N/A (a) [__] (b) [__] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States Citizen 5. SOLE VOTING POWER 459,250* NUMBER OF SHARES BENEFICIALLY 6. SHARED VOTING POWER 0 OWNED BY EACH REPORTING 7. SOLE DISPOSITIVE POWER 459,250* PERSON WITH 8. SHARED DISPOSITIVE POWER 0 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 459,250* 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [__] N/A 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.5% *433,750 shares are owned by Reporting Person and 25,500 are options exercisable within 60 days of this Report. Page 3 of 4 pages 12. TYPE OF REPORTING PERSON* IN ITEM 1(a). Name of Issuer -------------- Rochester Medical Corporation ITEM 1(b). Address of Issuer's Principal Executive Offices ----------------------------------------------- One Rochester Medical Drive Stewartville, MN 55976 ITEM 2(a). Names of Person Filing --------------------- Anthony J. Conway ITEM 2(b). Address of principal business office ------------------------------------ One Rochester Medical Drive Stewartville, MN 55976 ITEM 2(c). Citizenship ----------- United States Citizen ITEM 2(d). Title of Class of Securities ---------------------------- Common Stock, without par value ITEM 2(e). CUSIP Number ------------ 771497 10 1 ITEM 3. If this statement is filed pursuant to Rules 13d-1(b), or 13(d)- 2(b), check whether the person filing it is a: -------------- N/A ITEM 4. Ownership --------- (a) Amount beneficially owned: 459,250* (b) Percent of class: 8.5% Page 4 of 4 pages (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 459,250* (ii) shared power to vote or to direct the vote 0 (iii) sole power to dispose or to direct the disposition of 459,250* (iv) shared power to dispose or to direct the disposition of 0 *433,750 shares are owned by Reporting Person and 25,500 are options exercisable within 60 days of this Report. ITEM 5. Ownership of Five Percent or Less of a Class -------------------------------------------- N/A ITEM 6. Ownership of More than Five Percent on Behalf of Another Person --------------------------------------------------------------- N/A ITEM 7. Identification and Classification of the Subsidiary Which Acquired ------------------------------------------------------------------ the Security Being Reported on By the Parent Holding Company ------------------------------------------------------------- N/A ITEM 8. Identification and Classification of Members of the Group --------------------------------------------------------- N/A ITEM 9. Notice of Dissolution of Group ------------------------------ N/A After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 10, 2000. /s/ Anthony J. Conway ---------------------------------- Anthony J. Conway -----END PRIVACY-ENHANCED MESSAGE-----