-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SEDgytgBZVkDMqbSGC2DUU0UkOBWM/70JCfkim8GI0YkZkThtSbkEYk0Nq5IhKpb bdALQSw5HoA3gAPU+U0SLA== 0000906305-98-000054.txt : 19980622 0000906305-98-000054.hdr.sgml : 19980622 ACCESSION NUMBER: 0000906305-98-000054 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980610 FILED AS OF DATE: 19980619 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRIKON TECHNOLOGIES INC CENTRAL INDEX KEY: 0000868326 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 954054321 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-26482 FILM NUMBER: 98651293 BUSINESS ADDRESS: STREET 1: RINGLAND WAY STREET 2: 222 W. ORANGE GROVE AVE CITY: NEWPORT, GWENT STATE: X0 ZIP: NP6 2TA BUSINESS PHONE: 011-44-1-633-414-000 MAIL ADDRESS: STREET 1: 9255 DEERING AVENUE STREET 2: 9255 DEERING AVENUE CITY: SACHATSWORTH STATE: CA ZIP: 91311 FORMER COMPANY: FORMER CONFORMED NAME: PLASMA & MATERIALS TECHNOLOGIES INC DATE OF NAME CHANGE: 19950713 COMPANY DATA: COMPANY CONFORMED NAME: DAWSON SAMBERG CAPITAL MANAGEMENT INC /CT CENTRAL INDEX KEY: 0000906305 STANDARD INDUSTRIAL CLASSIFICATION: [] OTHER IRS NUMBER: 061033494 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 354 PEQUOT AVE CITY: SOUTHPORT STATE: CT ZIP: 06490 BUSINESS PHONE: 2032540091 MAIL ADDRESS: STREET 1: 354 PEQUOT AVE CITY: SOUTHPORT STATE: CT ZIP: 06490 3 1 TRIKON TECHNOLOGIES INC FORM 3 FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL WASHINGTON, D.C. 20549 OMB NUMBER 3235-0104 EXPIRES: SEPTEMBER 30, 1998 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES ESTIMATED AVERAGE BURDEN (Print or Type Responses) HOURS PER RESPONSE 0.5 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person* 2. Date of Event Re-quiring Statement (Month/Day/Year) 4. Issuer Name AND Ticker or Trading Symbol TRIKON TECHNOLOGIES, INC. LENIHAN, JR. LAWRENCE D. TRKN (Last) (First) (Middle) 5. Relationship of Reporting Person(s) to Issuer 6. If Amendment, Date of Original (Month/Day/Year) 6/10/98 (Check all applicable) 3. IRS or Social Se-curity Number of X Director 10% Owner 354 PEQUOT AVENUE Officer (give Other (specify (Street) Reporting Person (Voluntary) title below) below) 7. Individual or Joint/Group Filing (Check Applicable Lines) _X Form Filed by One Reporting Person SOUTHPORT, CT 06490 ___ Form Filed by More than One Reporting Person (City) (State) (Zip) TABLE I - NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED 1. Title of Security 2. Amount of Securities Beneficially Owned 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5) (Instr. 4) (Instr. 4) NO SECURITIES OWNED 1. Title of Derivative Security 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security 4. Conver-sion or Exercise Price of Deri-vative 5. Owner-ship Form of Deri-vative Security:/ 6. Nature of Indirect Beneficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) Date Exer-cisable Expiration Date Title Amount or Number of Security Direct (D) or Indirect (I) (Instr. 5) Shares Explanation of Responses: By: /s/ Amiel M. Peretz 6/19/98 **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15. U.S.C. 78ff(a). -----END PRIVACY-ENHANCED MESSAGE-----