0001493152-18-007358.txt : 20180517 0001493152-18-007358.hdr.sgml : 20180517 20180517124020 ACCESSION NUMBER: 0001493152-18-007358 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180515 FILED AS OF DATE: 20180517 DATE AS OF CHANGE: 20180517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karkus Ted William CENTRAL INDEX KEY: 0001457896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21617 FILM NUMBER: 18842327 MAIL ADDRESS: STREET 1: 188 HEWLETT NECK ROAD CITY: WOODMERE STATE: NY ZIP: 11598 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ProPhase Labs, Inc. CENTRAL INDEX KEY: 0000868278 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 232577138 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 621 N. SHADY RETREAT ROAD CITY: DOYLESTOWN STATE: PA ZIP: 18901 BUSINESS PHONE: 2153450919 MAIL ADDRESS: STREET 1: 621 N. SHADY RETREAT ROAD CITY: DOYLESTOWN STATE: PA ZIP: 18901 FORMER COMPANY: FORMER CONFORMED NAME: QUIGLEY CORP DATE OF NAME CHANGE: 19930328 4 1 form4.xml X0306 4 2018-05-15 0 0000868278 ProPhase Labs, Inc. PRPH 0001457896 Karkus Ted William 621 N. SHADY RETREAT ROAD DOYLESTOWN PA 18901 1 1 1 0 CEO & CHAIRMAN Common Stock, par value $0.005 2018-05-15 4 M 0 100000 1.65 A 2584849 D Common Stock, par value $0.005 2018-05-15 4 F 0 30275 5.45 D 2554574 D Common Stock, par value $0.005 2018-05-15 4 M 0 150000 2.00 A 2704574 D Common Stock, par value $0.005 2018-05-15 4 F 0 55046 5.45 D 2649528 D Employee Stock Option (right to buy) 1.65 2018-05-15 4 M 0 100000 0 D 2019-12-18 Common Stock 100000 0 D Employee Stock Option (right to buy) 2.00 2018-05-15 4 M 0 150000 0 D 2024-04-27 Common Stock 150000 450000 D These employee stock options vested in annual installments of 50,000 and 50,000 shares on December 19, 2014 and 2015, respectively. There employee stock options vested in an annual installment of 150,000 shares on April 26, 2018. /s/ Ted Karkus 2018-05-17