0001493152-18-007358.txt : 20180517
0001493152-18-007358.hdr.sgml : 20180517
20180517124020
ACCESSION NUMBER: 0001493152-18-007358
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180515
FILED AS OF DATE: 20180517
DATE AS OF CHANGE: 20180517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Karkus Ted William
CENTRAL INDEX KEY: 0001457896
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21617
FILM NUMBER: 18842327
MAIL ADDRESS:
STREET 1: 188 HEWLETT NECK ROAD
CITY: WOODMERE
STATE: NY
ZIP: 11598
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ProPhase Labs, Inc.
CENTRAL INDEX KEY: 0000868278
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 232577138
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 621 N. SHADY RETREAT ROAD
CITY: DOYLESTOWN
STATE: PA
ZIP: 18901
BUSINESS PHONE: 2153450919
MAIL ADDRESS:
STREET 1: 621 N. SHADY RETREAT ROAD
CITY: DOYLESTOWN
STATE: PA
ZIP: 18901
FORMER COMPANY:
FORMER CONFORMED NAME: QUIGLEY CORP
DATE OF NAME CHANGE: 19930328
4
1
form4.xml
X0306
4
2018-05-15
0
0000868278
ProPhase Labs, Inc.
PRPH
0001457896
Karkus Ted William
621 N. SHADY RETREAT ROAD
DOYLESTOWN
PA
18901
1
1
1
0
CEO & CHAIRMAN
Common Stock, par value $0.005
2018-05-15
4
M
0
100000
1.65
A
2584849
D
Common Stock, par value $0.005
2018-05-15
4
F
0
30275
5.45
D
2554574
D
Common Stock, par value $0.005
2018-05-15
4
M
0
150000
2.00
A
2704574
D
Common Stock, par value $0.005
2018-05-15
4
F
0
55046
5.45
D
2649528
D
Employee Stock Option (right to buy)
1.65
2018-05-15
4
M
0
100000
0
D
2019-12-18
Common Stock
100000
0
D
Employee Stock Option (right to buy)
2.00
2018-05-15
4
M
0
150000
0
D
2024-04-27
Common Stock
150000
450000
D
These employee stock options vested in annual installments of 50,000 and 50,000 shares on December 19, 2014 and 2015, respectively.
There employee stock options vested in an annual installment of 150,000 shares on April 26, 2018.
/s/ Ted Karkus
2018-05-17