0001493152-17-010672.txt : 20170915 0001493152-17-010672.hdr.sgml : 20170915 20170915164038 ACCESSION NUMBER: 0001493152-17-010672 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170914 FILED AS OF DATE: 20170915 DATE AS OF CHANGE: 20170915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CUDDIHY ROBERT V JR CENTRAL INDEX KEY: 0001142043 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21617 FILM NUMBER: 171088346 MAIL ADDRESS: STREET 1: PARKER DURYEE ET AL STREET 2: 529 FIFTH AVE 8TH FL CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ProPhase Labs, Inc. CENTRAL INDEX KEY: 0000868278 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 232577138 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 621 N. SHADY RETREAT ROAD CITY: DOYLESTOWN STATE: PA ZIP: 18901 BUSINESS PHONE: 2153450919 MAIL ADDRESS: STREET 1: 621 N. SHADY RETREAT ROAD CITY: DOYLESTOWN STATE: PA ZIP: 18901 FORMER COMPANY: FORMER CONFORMED NAME: QUIGLEY CORP DATE OF NAME CHANGE: 19930328 4 1 form4.xml X0306 4 2017-09-14 0 0000868278 ProPhase Labs, Inc. PRPH 0001142043 CUDDIHY ROBERT V JR 621 N. SHADY RETREAT ROAD DOYLESTOWN PA 18901 0 1 0 0 Chief Financial Officer Common Stock, par value $0.005 2017-09-14 4 M 0 200000 1.00 A 331324 D Common Stock, par value $0.005 2017-09-14 4 M 0 120000 1.65 A 451324 D Common Stock, par value $0.005 2017-09-14 4 M 0 40000 1.39 A 491324 D Employee Stock Option (right to buy) 1.00 2017-09-14 4 M 0 200000 0 D 2014-12-14 2017-12-15 Common Stock 200000 0 D Employee Stock Option (right to buy) 1.65 2017-09-14 4 M 0 120000 0 D 2014-12-19 2019-12-18 Common Stock 120000 0 D Employee Stock Option (right to buy) 1.39 2017-09-14 4 M 0 40000 0 D 2014-12-20 2021-12-18 Common Stock 40000 0 D /s/ Robert V. Cuddihy, Jr. 2017-09-15