0001493152-17-010672.txt : 20170915
0001493152-17-010672.hdr.sgml : 20170915
20170915164038
ACCESSION NUMBER: 0001493152-17-010672
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170914
FILED AS OF DATE: 20170915
DATE AS OF CHANGE: 20170915
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CUDDIHY ROBERT V JR
CENTRAL INDEX KEY: 0001142043
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21617
FILM NUMBER: 171088346
MAIL ADDRESS:
STREET 1: PARKER DURYEE ET AL
STREET 2: 529 FIFTH AVE 8TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ProPhase Labs, Inc.
CENTRAL INDEX KEY: 0000868278
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 232577138
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 621 N. SHADY RETREAT ROAD
CITY: DOYLESTOWN
STATE: PA
ZIP: 18901
BUSINESS PHONE: 2153450919
MAIL ADDRESS:
STREET 1: 621 N. SHADY RETREAT ROAD
CITY: DOYLESTOWN
STATE: PA
ZIP: 18901
FORMER COMPANY:
FORMER CONFORMED NAME: QUIGLEY CORP
DATE OF NAME CHANGE: 19930328
4
1
form4.xml
X0306
4
2017-09-14
0
0000868278
ProPhase Labs, Inc.
PRPH
0001142043
CUDDIHY ROBERT V JR
621 N. SHADY RETREAT ROAD
DOYLESTOWN
PA
18901
0
1
0
0
Chief Financial Officer
Common Stock, par value $0.005
2017-09-14
4
M
0
200000
1.00
A
331324
D
Common Stock, par value $0.005
2017-09-14
4
M
0
120000
1.65
A
451324
D
Common Stock, par value $0.005
2017-09-14
4
M
0
40000
1.39
A
491324
D
Employee Stock Option (right to buy)
1.00
2017-09-14
4
M
0
200000
0
D
2014-12-14
2017-12-15
Common Stock
200000
0
D
Employee Stock Option (right to buy)
1.65
2017-09-14
4
M
0
120000
0
D
2014-12-19
2019-12-18
Common Stock
120000
0
D
Employee Stock Option (right to buy)
1.39
2017-09-14
4
M
0
40000
0
D
2014-12-20
2021-12-18
Common Stock
40000
0
D
/s/ Robert V. Cuddihy, Jr.
2017-09-15