0001144204-14-075763.txt : 20141223 0001144204-14-075763.hdr.sgml : 20141223 20141223203547 ACCESSION NUMBER: 0001144204-14-075763 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141220 FILED AS OF DATE: 20141223 DATE AS OF CHANGE: 20141223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ProPhase Labs, Inc. CENTRAL INDEX KEY: 0000868278 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 232577138 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 621 N. SHADY RETREAT ROAD CITY: DOYLESTOWN STATE: PA ZIP: 18901 BUSINESS PHONE: 2153450919 MAIL ADDRESS: STREET 1: 621 N. SHADY RETREAT ROAD CITY: DOYLESTOWN STATE: PA ZIP: 18901 FORMER COMPANY: FORMER CONFORMED NAME: QUIGLEY CORP DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CUDDIHY ROBERT V JR CENTRAL INDEX KEY: 0001142043 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21617 FILM NUMBER: 141308336 MAIL ADDRESS: STREET 1: PARKER DURYEE ET AL STREET 2: 529 FIFTH AVE 8TH FL CITY: NEW YORK STATE: NY ZIP: 10017 4 1 v397500_4.xml OWNERSHIP DOCUMENT X0306 4 2014-12-20 0 0000868278 ProPhase Labs, Inc. PRPH 0001142043 CUDDIHY ROBERT V JR 621 N. SHADY RETREAT ROAD DOYLESTOWN PA 18901 0 1 0 0 COO/CFO Option (right to buy) 1.39 2014-12-20 4 A 0 40000 0.00 A 2014-12-20 2021-12-18 Common Stock 40000 40000 D The transaction reported in the row involves a grant by the Issuer to the Reporting Person of options to purchase the Issuer's common stock that is immediately vested as of the date of grant, as detailed in a stock option award agreement between the Issuer and the Reporting Person, dated as of December 20, 2014. /s/ Robert V. Cuddihy, Jr. 2014-12-23