0001144204-13-068553.txt : 20131220 0001144204-13-068553.hdr.sgml : 20131220 20131220201858 ACCESSION NUMBER: 0001144204-13-068553 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131219 FILED AS OF DATE: 20131220 DATE AS OF CHANGE: 20131220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ProPhase Labs, Inc. CENTRAL INDEX KEY: 0000868278 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 232577138 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 621 N. SHADY RETREAT ROAD CITY: DOYLESTOWN STATE: PA ZIP: 18901 BUSINESS PHONE: 2153450919 MAIL ADDRESS: STREET 1: 621 N. SHADY RETREAT ROAD CITY: DOYLESTOWN STATE: PA ZIP: 18901 FORMER COMPANY: FORMER CONFORMED NAME: QUIGLEY CORP DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Karkus Ted William CENTRAL INDEX KEY: 0001457896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21617 FILM NUMBER: 131292963 MAIL ADDRESS: STREET 1: 188 HEWLETT NECK ROAD CITY: WOODMERE STATE: NY ZIP: 11598 4 1 v363661_4.xml OWNERSHIP DOCUMENT X0306 4 2013-12-19 0 0000868278 ProPhase Labs, Inc. PRPH 0001457896 Karkus Ted William 621 N. SHADY RETREAT ROAD DOYLESTOWN PA 18901 1 1 1 0 CEO & Chairman Common Stock, par value $0.0005 2013-12-19 4 A 0 50000 0.00 A 1664588 D Option (right to buy) 1.65 2013-12-19 4 A 0 100000 0.00 A 2014-12-19 2019-12-18 Common Stock 100000 100000 D The transaction reported in the row involves a grant by the Issuer to the Reporting Person of the Issuer's common stock pursuant to an award agreement between the Issuer and the Reporting Person, dated as of December 19, 2013. The transaction reported in the row involves a grant by the Issuer to the Reporting Person of options to purchase the Issuer's common stock that will vest in two annual installments beginning December 19, 2014, as detailed in a stock option award agreement between the Issuer and the Reporting Person, dated as of December 19, 2013. /s/ Ted Karkus 2013-12-20