0001144204-13-068551.txt : 20131220 0001144204-13-068551.hdr.sgml : 20131220 20131220201702 ACCESSION NUMBER: 0001144204-13-068551 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131219 FILED AS OF DATE: 20131220 DATE AS OF CHANGE: 20131220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ProPhase Labs, Inc. CENTRAL INDEX KEY: 0000868278 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 232577138 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 621 N. SHADY RETREAT ROAD CITY: DOYLESTOWN STATE: PA ZIP: 18901 BUSINESS PHONE: 2153450919 MAIL ADDRESS: STREET 1: 621 N. SHADY RETREAT ROAD CITY: DOYLESTOWN STATE: PA ZIP: 18901 FORMER COMPANY: FORMER CONFORMED NAME: QUIGLEY CORP DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CUDDIHY ROBERT V JR CENTRAL INDEX KEY: 0001142043 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21617 FILM NUMBER: 131292961 MAIL ADDRESS: STREET 1: PARKER DURYEE ET AL STREET 2: 529 FIFTH AVE 8TH FL CITY: NEW YORK STATE: NY ZIP: 10017 4 1 v363660_4.xml OWNERSHIP DOCUMENT X0306 4 2013-12-19 0 0000868278 ProPhase Labs, Inc. PRPH 0001142043 CUDDIHY ROBERT V JR 621 N. SHADY RETREAT ROAD DOYLESTOWN PA 18901 0 1 0 0 COO / CFO Option (right to buy) 1.65 2013-12-19 4 A 0 120000 0.00 A 2014-12-19 2019-12-18 Common Stock 120000 120000 D The transaction reported in the row involves a grant by the Issuer to the Reporting Person of options to purchase the Issuer's common stock that will vest in two annual installments beginning December 19, 2014, as detailed in a stock option award agreement between the Issuer and the Reporting Person, dated as of December 19, 2013. /s/ Robert V. Cuddihy, Jr. 2013-12-20