0001144204-13-068551.txt : 20131220
0001144204-13-068551.hdr.sgml : 20131220
20131220201702
ACCESSION NUMBER: 0001144204-13-068551
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131219
FILED AS OF DATE: 20131220
DATE AS OF CHANGE: 20131220
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ProPhase Labs, Inc.
CENTRAL INDEX KEY: 0000868278
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 232577138
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 621 N. SHADY RETREAT ROAD
CITY: DOYLESTOWN
STATE: PA
ZIP: 18901
BUSINESS PHONE: 2153450919
MAIL ADDRESS:
STREET 1: 621 N. SHADY RETREAT ROAD
CITY: DOYLESTOWN
STATE: PA
ZIP: 18901
FORMER COMPANY:
FORMER CONFORMED NAME: QUIGLEY CORP
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CUDDIHY ROBERT V JR
CENTRAL INDEX KEY: 0001142043
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21617
FILM NUMBER: 131292961
MAIL ADDRESS:
STREET 1: PARKER DURYEE ET AL
STREET 2: 529 FIFTH AVE 8TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
v363660_4.xml
OWNERSHIP DOCUMENT
X0306
4
2013-12-19
0
0000868278
ProPhase Labs, Inc.
PRPH
0001142043
CUDDIHY ROBERT V JR
621 N. SHADY RETREAT ROAD
DOYLESTOWN
PA
18901
0
1
0
0
COO / CFO
Option (right to buy)
1.65
2013-12-19
4
A
0
120000
0.00
A
2014-12-19
2019-12-18
Common Stock
120000
120000
D
The transaction reported in the row involves a grant by the Issuer to the Reporting Person of options to purchase the Issuer's common stock that will vest in two annual installments beginning December 19, 2014, as detailed in a stock option award agreement between the Issuer and the Reporting Person, dated as of December 19, 2013.
/s/ Robert V. Cuddihy, Jr.
2013-12-20