0001144204-12-065878.txt : 20121130
0001144204-12-065878.hdr.sgml : 20121130
20121130180031
ACCESSION NUMBER: 0001144204-12-065878
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121128
FILED AS OF DATE: 20121130
DATE AS OF CHANGE: 20121130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Leventhal Mark S
CENTRAL INDEX KEY: 0001459632
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21617
FILM NUMBER: 121235723
MAIL ADDRESS:
STREET 1: THE BEACON COMPANIES
STREET 2: 50 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02468
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ProPhase Labs, Inc.
CENTRAL INDEX KEY: 0000868278
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 232577138
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 621 N. SHADY RETREAT ROAD
CITY: DOYLESTOWN
STATE: PA
ZIP: 18901
BUSINESS PHONE: 2153450919
MAIL ADDRESS:
STREET 1: 621 N. SHADY RETREAT ROAD
CITY: DOYLESTOWN
STATE: PA
ZIP: 18901
FORMER COMPANY:
FORMER CONFORMED NAME: QUIGLEY CORP
DATE OF NAME CHANGE: 19930328
4
1
v329558_4.xml
OWNERSHIP DOCUMENT
X0306
4
2012-11-28
0
0000868278
ProPhase Labs, Inc.
PRPH
0001459632
Leventhal Mark S
621 N. SHADY RETREAT ROAD
DOYLESTOWN
PA
18901
1
0
0
0
Common Stock, par value $0.0005
290195
D
Common Stock, par value $0.0005
2012-11-28
4
P
0
47300
1.42
A
47300
I
By Mark S & Donna R Leventhal Family Foundation Inc.
Common Stock, par value $0.0005
2012-11-29
4
P
0
102700
1.60
A
150000
I
By Mark S & Donna R Leventhal Family Foundation Inc.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.4193 to $1.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The reporting person and his wife control the Mark S & Donna R Leventhal Family Foundation Inc., a charitable foundation. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.599 to $1.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
/s/ Mark Leventhal
2012-11-30