0001140361-14-040746.txt : 20141107
0001140361-14-040746.hdr.sgml : 20141107
20141107164701
ACCESSION NUMBER: 0001140361-14-040746
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141105
FILED AS OF DATE: 20141107
DATE AS OF CHANGE: 20141107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ProPhase Labs, Inc.
CENTRAL INDEX KEY: 0000868278
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 232577138
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 621 N. SHADY RETREAT ROAD
CITY: DOYLESTOWN
STATE: PA
ZIP: 18901
BUSINESS PHONE: 2153450919
MAIL ADDRESS:
STREET 1: 621 N. SHADY RETREAT ROAD
CITY: DOYLESTOWN
STATE: PA
ZIP: 18901
FORMER COMPANY:
FORMER CONFORMED NAME: QUIGLEY CORP
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Leonard Braden Michael
CENTRAL INDEX KEY: 0001373603
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21617
FILM NUMBER: 141205479
MAIL ADDRESS:
STREET 1: 156 S. FIRST STREET
CITY: ZIONSVILLE
STATE: IN
ZIP: 46077
4
1
doc1.xml
FORM 4
X0306
4
2014-11-05
0
0000868278
ProPhase Labs, Inc.
PRPH
0001373603
Leonard Braden Michael
65 E CEDAR - SUITE 2
ZIONSVILLE
IN
46077
0
0
1
0
Common Stock
2014-11-05
4
P
0
43300
1.32
A
2301181
I
Holding of BML Investment Partners, L.P.
Common Stock
2014-11-06
4
P
0
7500
1.37
A
2308681
I
Holding of BML Investment Partners, L.P.
Common Stock
2014-11-07
4
P
0
13946
1.38
A
2322627
I
Holding of BML Investment Partners, L.P.
Represents the purchase of shares in [ 110 ] separate transactions, ranging in price from $1.28 to $1.35, resulting in a weighted average sale price per share of $1.32. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
Represents the purchase of shares in [ 23 ] separate transactions, ranging in price from $1.30 to $1.40, resulting in a weighted average sale price per share of $1.37. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
Represents the purchase of shares in [ 48] separate transactions, ranging in price from $1.33 to $1.41, resulting in a weighted average sale price per share of $1.38. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Braden Michael Leonard
2014-11-07