0001140361-14-035650.txt : 20140915 0001140361-14-035650.hdr.sgml : 20140915 20140915163919 ACCESSION NUMBER: 0001140361-14-035650 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140911 FILED AS OF DATE: 20140915 DATE AS OF CHANGE: 20140915 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ProPhase Labs, Inc. CENTRAL INDEX KEY: 0000868278 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 232577138 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 621 N. SHADY RETREAT ROAD CITY: DOYLESTOWN STATE: PA ZIP: 18901 BUSINESS PHONE: 2153450919 MAIL ADDRESS: STREET 1: 621 N. SHADY RETREAT ROAD CITY: DOYLESTOWN STATE: PA ZIP: 18901 FORMER COMPANY: FORMER CONFORMED NAME: QUIGLEY CORP DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leonard Braden Michael CENTRAL INDEX KEY: 0001373603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21617 FILM NUMBER: 141103576 MAIL ADDRESS: STREET 1: 156 S. FIRST STREET CITY: ZIONSVILLE STATE: IN ZIP: 46077 4 1 doc1.xml FORM 4 X0306 4 2014-09-11 0 0000868278 ProPhase Labs, Inc. PRPH 0001373603 Leonard Braden Michael 65 E CEDAR - SUITE 2 ZIONSVILLE IN 46077 0 0 1 0 Common Stock 2014-09-11 4 P 0 14613 1.53 A 1787673 I Holding of BML Investment Partners, L.P. Common Stock 2014-09-12 4 P 0 3409 1.58 A 1791082 I Holding of BML Investment Partners, L.P. Common Stock 2014-09-15 4 P 0 103918 1.44 A 1895000 I Holding of BML Investment Partners, L.P. Represents the purchase of shares in [ 63 ] separate transactions, ranging in price from $1.45 to $1.58, resulting in a weighted average sale price per share of $1.53. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. Represents the purchase of shares in [ 21 ] separate transactions, ranging in price from $1.57 to $1.60, resulting in a weighted average sale price per share of $1.58. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. Represents the purchase of shares in [ 136] separate transactions, ranging in price from $1.35 to $1.48, resulting in a weighted average sale price per share of $1.44. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. BML Capital Management, LLC ("BML Capital") serves as the general partner of BML Investment Partners, L.P., a Delaware limited partnership (the "Fund"), which is the direct owner of the subject shares. Mr. Leonard is the managing member of BML Capital, and exercises investment and voting control over the subject shares. Accordingly, shares owned directly by the Fund may be regarded as being beneficially owned by Mr. Leonard. Notwithstanding, Mr. Leonard disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. Braden Michael Leonard 2014-09-15