SEVERN BANCORP, INC.
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(Name of Issuer)
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Common Stock
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(Title of Class of Securities)
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81811M100
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(CUSIP Number)
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December 31, 2019
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(Date of Event Which Requires Filing of this Statement)
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☐ |
Rule 13d-1(b)
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☐ |
Rule 13d-1(c)
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☒ |
Rule 13d-1(d)
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1
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NAMES OF REPORTING PERSONS
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Alan J. Hyatt
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☒*
* This Reporting Person is part of a “Control Group” as previously determined by the former Office of Thrift Supervision but does not affirm the existence of such a
group.
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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334,662 1 2 3 5 6
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6
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SHARED VOTING POWER
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2,411,134 3 4 8
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7
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SOLE DISPOSITIVE POWER
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177,269 1 5
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8
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SHARED DISPOSITIVE POWER
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2,411,134 3 4 8
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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2,745,796
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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None
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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21.4% 8
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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1
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NAMES OF REPORTING PERSONS
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Sharon G. Hyatt
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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|||||
(b)☒*
* This Reporting Person is part of a “Control Group” as previously determined by the former Office of Thrift Supervision but does not affirm the existence of such
a group.
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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7,738
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6
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SHARED VOTING POWER
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1,376,564 1
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7
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SOLE DISPOSITIVE POWER
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7,738
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8
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SHARED DISPOSITIVE POWER
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1,376,564 1
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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1,384,302
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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None
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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10.8% 2
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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1
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NAMES OF REPORTING PERSONS
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Estate of Frances G. Hyatt
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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||||
(a)☐
|
|||||
(b)☒*
* This Reporting Person is part of a “Control Group” as previously determined by the former Office of Thrift Supervision but does not affirm the existence of such a
group.
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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987,190
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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987,190
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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987,190
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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None
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||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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7.7% 1
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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00
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1
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NAMES OF REPORTING PERSONS
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Jo Ann Hyatt Modlin
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒*
* This Reporting Person is part of a “Control Group” as previously determined by the former Office of Thrift Supervision but does not affirm the existence of such
a group.
|
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|
|||
3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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1,217 1
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6
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SHARED VOTING POWER
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1,077,904 2 3
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7
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SOLE DISPOSITIVE POWER
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1,217 1
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8
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SHARED DISPOSITIVE POWER
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1,077,904 2 3
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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1,079,121
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||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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|
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None
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|
|||
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|
||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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8.4% 4
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|||
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|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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Item 1.
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(a)
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Severn Bancorp, Inc.
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(b)
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200 Westgate Circle, Suite 200, Annapolis, Maryland 21401
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Item 2.
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(a)
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Alan J. Hyatt and Sharon G.Hyatt. The Hyatts are husband and wife.
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(b)
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200 Westgate Circle, Suite 200, Annapolis, Maryland 21401
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(c)
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United States of America
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(d)
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Common Stock
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(e)
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81811M100
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Item 3. |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: Not
Applicable
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Item 4.
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Ownership
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By Alan J. Hyatt
(a) 2,745,796
(b) 21.4%
(c) (i) 334,662
(ii) 2,411,134
(iii) 177,269
(iv) 2,411,134
For more information, see the responses to 5, 6, 7, 8, 9, and 11 on page 2.
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By Sharon G. Hyatt
(a) 1,384,302
(b) 10.8%
(c) (i) 7,738
(ii) 1,376,564
(iii) 7,738
(iv) 1,376,564
For more information, see the responses to 5, 6, 7, 8, 9, and 11 on page 3.
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By Estate of Frances G. Hyatt
(a) 987,190
(b) 7.7%
(c) (i) 0
(ii) 987,190
(iii) 0
(iv) 987,190
For more information, see the responses to 5, 6, 7, 8, 9, and 11 on page 4.
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By Jo Ann Hyatt Modlin
(a) 1,079,121
(b) 8.4%
(c) (i) 1,217
(ii) 1,077,904
(iii) 12,217
(iv) 1,077,904
For more information, see the responses to 5, 6, 7, 8, 9, and 11 on page 5.
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Item 5. |
Ownership of Five Percent or Less of a Class
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person.
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Item 7. |
Identification and Classification of the Subsidiary, Which Acquired the Security Being Reported on By the Parent Holding company or Control Person.
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Item 8. |
Identification and Classification of Members of the Group
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Item 9. |
Notice of Dissolution of Group
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Item 10. |
Certification
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February 14, 2020
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Date
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/s/ Alan J. Hyatt
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Alan J. Hyatt
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/s/ Sharon G. Hyatt
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Sharon G. Hyatt
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/s/ Jo Ann Hyatt Modlin
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Jo Ann Hyatt Modlin
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/s/ Estate of Frances G. Hyatt
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Estate of Frances G. Hyatt
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Dated:
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February 14, 2020
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/s/ Alan J. Hyatt
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Alan J. Hyatt
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|||
/s/ Sharon G. Hyatt
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|||
Sharon G. Hyatt
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/s/ Jo Ann Hyatt Modlin
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Jo Ann Hyatt Modlin
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/s/ Estate of Frances G. Hyatt
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Estate of Frances G. Hyatt
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