-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nbr7+NGBqPKCzkxG3/iIp/gQ6RQVzn+ATbhYX++KLv01sb94VnfgmIvenwGPdPTW axzugU8tRXHDTfKjz7KfdA== 0000950133-96-002813.txt : 19961216 0000950133-96-002813.hdr.sgml : 19961216 ACCESSION NUMBER: 0000950133-96-002813 CONFORMED SUBMISSION TYPE: 11-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19951231 FILED AS OF DATE: 19961213 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIED CAPITAL ADVISERS INC CENTRAL INDEX KEY: 0000868207 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 520812307 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 11-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-18826 FILM NUMBER: 96680672 BUSINESS ADDRESS: STREET 1: 1666 K ST N W STE 901 CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 2023311112 MAIL ADDRESS: STREET 1: 1666 K ST NW STREET 2: 9TH FL CITY: WASHINGTON STATE: DC ZIP: 20006 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED ADVISORY INC /MD/ DATE OF NAME CHANGE: 19600201 11-K 1 ALLIED CAPITAL ADVISERS STOCK PLAN FORM 11-K. 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 --------- FORM 11-K (Mark One): X ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF - ----- 1934 [FEE REQUIRED]. For the fiscal year ended December 31, 1995 ---------------------- OR TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE - ----- ACT OF 1934 [NO FEE REQUIRED]. For the transition period from ______ to ______ Commission file number -------------------- A. Full title of the plan and the address of the plan, if different from that of the issuer named below: Allied Capital Advisers, Inc. Incentive Stock Option Plan ----------------------------- - ------------------------------------------ B. Name of issuer of the securities held pursuant to the plan and the address of its principal executive office: Allied Capital Advisers, Inc., 1666 K Street, N.W., Washington, D.C. 20006 ------------------------ - ---------------------------------------------------------- 2 The Allied Capital Advisers, Inc. Incentive Stock Option Plan does not hold any assets on behalf of its participants. Accordingly, no financial statements are filed herewith. 3 SIGNATURES The Plan. Pursuant to the requirements of the Securities Exchange Act of 1934, the trustees (or other persons who administer the employee benefit plan) have duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized. ALLIED CAPITAL ADVISERS, INC. INCENTIVE STOCK OPTION PLAN Date 12/11/96 /s/ JON A. DELUCA ---------------------- ------------------------------------ Name: Jon A. DeLuca Title: Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----