-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TmIM6Mvmyw5NBVs5cn/Q0509h5W2ye8L7PDDaxpVQ8SlYGimP2Nnx9zmJ7DD21vE smuXBFeTi7I0TfFzpmYgqQ== 0001044321-07-000036.txt : 20070202 0001044321-07-000036.hdr.sgml : 20070202 20070202163850 ACCESSION NUMBER: 0001044321-07-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070201 FILED AS OF DATE: 20070202 DATE AS OF CHANGE: 20070202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRECISION OPTICS CORPORATION INC CENTRAL INDEX KEY: 0000867840 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 042795294 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 22 EAST BROADWAY CITY: GARDNER STATE: MA ZIP: 01440-3338 BUSINESS PHONE: 9786301800 FORMER COMPANY: FORMER CONFORMED NAME: PRECISION OPTICS CORP INC DATE OF NAME CHANGE: 19600201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARXE AUSTIN W & GREENHOUSE DAVID M CENTRAL INDEX KEY: 0001044321 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10647 FILM NUMBER: 07577014 BUSINESS ADDRESS: STREET 1: C/O SPECIAL SITUATIONS FUNDS STREET 2: 527 MADISON AVENUE, SUITE 2600 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122076500 MAIL ADDRESS: STREET 1: C/O SPECIAL SITUATIONS FUNDS STREET 2: 527 MADISON AVENUE, SUITE 2600 CITY: NEW YORK STATE: NY ZIP: 10022 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-02-01 0 0000867840 PRECISION OPTICS CORPORATION INC POCI 0001044321 MARXE AUSTIN W & GREENHOUSE DAVID M C/O SPECIAL SITUATIONS FUNDS 527 MADISON AVENUE, SUITE 2600 NEW YORK NY 10022 0 0 1 0 Common Stock 2007-02-01 4 P 0 8000000 0.25 A 17777361 I By Limited Partnerships Warrants 0.32 2007-02-01 4 P 0 8000000 0 A 2007-02-01 2012-02-01 Common Stock 8000000 8000000 I By Limited Partnerships This is a joint filing by Austin W. Marxe (Marxe) and David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cayman) and Special Situations Technology Fund II, L.P. (Tech II), respectively. 5,192,456 shares of Common Stock & 4,000,000 Wts are held by QP, 4,027,415 shares of Common Stock & 4,000,000 Wts are held by Cayman and 557,490 shares of Common Stock are held by Tech II. The interest of Marxe and Greenhouse in the shares of Common Stock & Warrants owned by QP, Cayman and Tech II is limited to the extent of his pecuniary interest. Austin W. Marxe 2007-02-02 David M. Greenhouse 2007-02-02 -----END PRIVACY-ENHANCED MESSAGE-----