-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EarLnOtK9x8op+qR6WW0KqHXFzORRqqAyvwI+j658PNCnEuITS/iSM0XLF8BnHby KNMuwl3QX+n5JKp/bRq4iQ== 0000912057-00-000551.txt : 20000110 0000912057-00-000551.hdr.sgml : 20000110 ACCESSION NUMBER: 0000912057-00-000551 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000107 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PRECISION OPTICS CORPORATION INC CENTRAL INDEX KEY: 0000867840 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 042795294 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 333-89989 FILM NUMBER: 503360 BUSINESS ADDRESS: STREET 1: 22 EAST BROADWAY CITY: GARDNER STATE: MA ZIP: 01440-3338 BUSINESS PHONE: 9786301800 FORMER COMPANY: FORMER CONFORMED NAME: PRECISION OPTICS CORP INC DATE OF NAME CHANGE: 19600201 COMPANY DATA: COMPANY CONFORMED NAME: PITLOR JOEL CENTRAL INDEX KEY: 0001059134 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 19 CHALK ST CITY: CAMBRIDGE STATE: MA ZIP: 02139 4 1 FORM 4
- -------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION ----------------------------- FORM 4 WASHINGTON, D.C. 20549 OMB APPROVAL - -------- ----------------------------- / / Check this box if no STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB Number: 3235-0287 longer subject to Expires: December 31, 2001 Section 16. Form 4 or Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Estimated average burden Form 5 obligations may Section 17(a) of the Public Utility Holding Company Act of 1935 or hours per response .... 0.5 continue. See Section 30(f) of the Investment Company Act of 1940 ----------------------------- Instruction 1(b). (Print or type responses) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) Precision Optics Corporation, Inc. to Issuer (Check all applicable) (POCI) X Director 10% Owner Pitlor Joel R. ---- ---- - --------------------------------------------------------------------------------------------- Officer (give Other (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- title ---- (specify Number of Reporting Month/Year below) below Person (Voluntary) 12/99 ----------------- ------------------ 19 Chalk Street - -------------------------------------------- --------------------- 7. Individual or Joint/Group Filing (Street) 5. If Amendment, (Check Applicable Line) Date of Original X Form filed by One Reporting Person (Month/Year) ___Form filed by More than One Cambridge MA 02139 Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature (Instr. 3) action action or Disposed of (D) Securities ship of In- Date Code (Instr. 3, 4 and 5) Beneficially Form: direct (Instr. 8) Owned at Direct Bene- (Month/ End of (D) or ficial Day/ ------------------------------------------- Month Indirect Owner- Year) (A) or (I) ship Code V Amount (D) Price (Instr. 3 (Instr. 4) (Instr. 4) and 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/17/99 S 1000 D 9.25 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/17/99 S 1000 D 8.875 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/17/99 S 900 D 8.625 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/17/99 S 900 D 8.625 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/17/99 S 500 D 9.28 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/17/99 S 100 D 8.873 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/17/99 S 100 D 8.75 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/17/99 S 1000 D 9.28 D - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Page 1 of 7 * If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (3-99) Potential Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
- -------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION ----------------------------- FORM 4 WASHINGTON, D.C. 20549 OMB APPROVAL - -------- ----------------------------- / / Check this box if no STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB Number: 3235-0287 longer subject to Expires: December 31, 2001 Section 16. Form 4 or Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Estimated average burden Form 5 obligations may Section 17(a) of the Public Utility Holding Company Act of 1935 or hours per response .... 0.5 continue. See Section 30(f) of the Investment Company Act of 1940 ----------------------------- Instruction 1(b). (Print or type responses) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) Precision Optics Corporation, Inc. to Issuer (Check all applicable) (POCI) X Director 10% Owner Pitlor Joel R. ---- ---- - --------------------------------------------------------------------------------------------- Officer (give Other (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- title ---- (specify Number of Reporting Month/Year below) below Person (Voluntary) 12/99 ----------------- ------------------ 19 Chalk Street - -------------------------------------------- --------------------- 7. Individual or Joint/Group Filing (Street) 5. If Amendment, (Check Applicable Line) Date of Original X Form filed by One Reporting Person (Month/Year) ___Form filed by More than One Cambridge MA 02139 Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature (Instr. 3) action action or Disposed of (D) Securities ship of In- Date Code (Instr. 3, 4 and 5) Beneficially Form: direct (Instr. 8) Owned at Direct Bene- (Month/ End of (D) or ficial Day/ ------------------------------------------- Month Indirect Owner- Year) (A) or (I) ship Code V Amount (D) Price (Instr. 3 (Instr. 4) (Instr. 4) and 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/17/99 S 100 D 9.28 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/17/99 S 100 D 9.25 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/17/99 S 200 D 8.875 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/21/99 S 1000 D 8.75 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/21/99 S 500 D 8.75 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/21/99 S 500 D 10.00 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/22/99 S 1000 D 11.41 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/27/99 S 500 D 10.63 D - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Page 2 of 7 * If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (3-99) Potential Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
- -------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION ----------------------------- FORM 4 WASHINGTON, D.C. 20549 OMB APPROVAL - -------- ----------------------------- / / Check this box if no STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB Number: 3235-0287 longer subject to Expires: December 31, 2001 Section 16. Form 4 or Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Estimated average burden Form 5 obligations may Section 17(a) of the Public Utility Holding Company Act of 1935 or hours per response .... 0.5 continue. See Section 30(f) of the Investment Company Act of 1940 ----------------------------- Instruction 1(b). (Print or type responses) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) Precision Optics Corporation, Inc. to Issuer (Check all applicable) (POCI) X Director 10% Owner Pitlor Joel R. ---- ---- - --------------------------------------------------------------------------------------------- Officer (give Other (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- title ---- (specify Number of Reporting Month/Year below) below Person (Voluntary) 12/99 ----------------- ------------------ 19 Chalk Street - -------------------------------------------- --------------------- 7. Individual or Joint/Group Filing (Street) 5. If Amendment, (Check Applicable Line) Date of Original X Form filed by One Reporting Person (Month/Year) ___Form filed by More than One Cambridge MA 02139 Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature (Instr. 3) action action or Disposed of (D) Securities ship of In- Date Code (Instr. 3, 4 and 5) Beneficially Form: direct (Instr. 8) Owned at Direct Bene- (Month/ End of (D) or ficial Day/ ------------------------------------------- Month Indirect Owner- Year) (A) or (I) ship Code V Amount (D) Price (Instr. 3 (Instr. 4) (Instr. 4) and 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/27/99 S 500 D 10.50 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/27/99 S 500 D 10.13 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/27/99 S 2000 D 10.50 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/27/99 S 500 D 10.63 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/27/99 S 500 D 11.25 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/27/99 S 500 D 11.31 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/27/99 S 1000 D 10.06 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/27/99 S 1000 D 10.75 D - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Page 3 of 7 * If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (3-99) Potential Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
- -------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION ----------------------------- FORM 4 WASHINGTON, D.C. 20549 OMB APPROVAL - -------- ----------------------------- / / Check this box if no STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB Number: 3235-0287 longer subject to Expires: December 31, 2001 Section 16. Form 4 or Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Estimated average burden Form 5 obligations may Section 17(a) of the Public Utility Holding Company Act of 1935 or hours per response .... 0.5 continue. See Section 30(f) of the Investment Company Act of 1940 ----------------------------- Instruction 1(b). (Print or type responses) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) Precision Optics Corporation, Inc. to Issuer (Check all applicable) (POCI) X Director 10% Owner Pitlor Joel R. ---- ---- - --------------------------------------------------------------------------------------------- Officer (give Other (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- title ---- (specify Number of Reporting Month/Year below) below Person (Voluntary) 12/99 ----------------- ------------------ 19 Chalk Street - -------------------------------------------- --------------------- 7. Individual or Joint/Group Filing (Street) 5. If Amendment, (Check Applicable Line) Date of Original X Form filed by One Reporting Person (Month/Year) ___Form filed by More than One Cambridge MA 02139 Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature (Instr. 3) action action or Disposed of (D) Securities ship of In- Date Code (Instr. 3, 4 and 5) Beneficially Form: direct (Instr. 8) Owned at Direct Bene- (Month/ End of (D) or ficial Day/ ------------------------------------------- Month Indirect Owner- Year) (A) or (I) ship Code V Amount (D) Price (Instr. 3 (Instr. 4) (Instr. 4) and 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/27/99 S 1000 D 11.00 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/27/99 S 1000 D 11.50 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/28/99 S 2000 D 13.50 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/28/99 S 1000 D 12.00 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/29/99 S 100 D 16.00 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/29/99 S 1000 D 17.00 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/29/99 S 900 D 16.13 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/29/99 S 1000 D 15.00 D - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Page 4 of 7 * If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (3-99) Potential Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
- -------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION ----------------------------- FORM 4 WASHINGTON, D.C. 20549 OMB APPROVAL - -------- ----------------------------- / / Check this box if no STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB Number: 3235-0287 longer subject to Expires: December 31, 2001 Section 16. Form 4 or Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Estimated average burden Form 5 obligations may Section 17(a) of the Public Utility Holding Company Act of 1935 or hours per response .... 0.5 continue. See Section 30(f) of the Investment Company Act of 1940 ----------------------------- Instruction 1(b). (Print or type responses) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) Precision Optics Corporation, Inc. to Issuer (Check all applicable) (POCI) X Director 10% Owner Pitlor Joel R. ---- ---- - --------------------------------------------------------------------------------------------- Officer (give Other (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- title ---- (specify Number of Reporting Month/Year below) below Person (Voluntary) 12/99 ----------------- ------------------ 19 Chalk Street - -------------------------------------------- --------------------- 7. Individual or Joint/Group Filing (Street) 5. If Amendment, (Check Applicable Line) Date of Original X Form filed by One Reporting Person (Month/Year) ___Form filed by More than One Cambridge MA 02139 Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature (Instr. 3) action action or Disposed of (D) Securities ship of In- Date Code (Instr. 3, 4 and 5) Beneficially Form: direct (Instr. 8) Owned at Direct Bene- (Month/ End of (D) or ficial Day/ ------------------------------------------- Month Indirect Owner- Year) (A) or (I) ship Code V Amount (D) Price (Instr. 3 (Instr. 4) (Instr. 4) and 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/30/99 S 1000 D 19.63 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/30/99 S 1000 D 19.00 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/30/99 S 500 D 18.25 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/30/99 S 500 D 17.84 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/30/99 S 500 D 18.50 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/30/99 S 1000 D 20.00 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/30/99 S 1000 D 19.00 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/30/99 S 100 D 18.00 D - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Page 5 of 7 * If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (3-99) Potential Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
- -------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION ----------------------------- FORM 4 WASHINGTON, D.C. 20549 OMB APPROVAL - -------- ----------------------------- / / Check this box if no STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB Number: 3235-0287 longer subject to Expires: December 31, 2001 Section 16. Form 4 or Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Estimated average burden Form 5 obligations may Section 17(a) of the Public Utility Holding Company Act of 1935 or hours per response .... 0.5 continue. See Section 30(f) of the Investment Company Act of 1940 ----------------------------- Instruction 1(b). (Print or type responses) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) Precision Optics Corporation, Inc. to Issuer (Check all applicable) (POCI) X Director 10% Owner Pitlor Joel R. ---- ---- - --------------------------------------------------------------------------------------------- Officer (give Other (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- title ---- (specify Number of Reporting Month/Year below) below Person (Voluntary) 12/99 ----------------- ------------------ 19 Chalk Street - -------------------------------------------- --------------------- 7. Individual or Joint/Group Filing (Street) 5. If Amendment, (Check Applicable Line) Date of Original X Form filed by One Reporting Person (Month/Year) ___Form filed by More than One Cambridge MA 02139 Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature (Instr. 3) action action or Disposed of (D) Securities ship of In- Date Code (Instr. 3, 4 and 5) Beneficially Form: direct (Instr. 8) Owned at Direct Bene- (Month/ End of (D) or ficial Day/ ------------------------------------------- Month Indirect Owner- Year) (A) or (I) ship Code V Amount (D) Price (Instr. 3 (Instr. 4) (Instr. 4) and 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/30/99 S 400 D 17.81 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/30/99 S 500 D 18.69 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/30/99 S 500 D 18.69 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/30/99 S 500 D 18.69 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 12/30/99 S 117 D 18.69 96,200 D - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Page 6 of 7 * If the form is filed by more than one reporting person, see Instruction 4(b)(v). SEC 1474 (3-99) Potential Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative Security 2. Conver- 3. Trans- 4. Transac- 5. Number of Deriv- 6. Date Exer- (Instr. 3) sion or action tion Code ative Securities Ac- cisable and Ex- Exercise Date (Instr. 8) quired (A) or Dis- piration Date Price of (Month/ posed of (D) (Month/Day/ Deriv- Day/ (Instr. 3, 4, and 5) Year) ative Year) Security -------------------- Date Expira- -------------------------------------- Exer- tion cisable Date Code V (A) (D) - ------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------ 7. Title and Amount of Under- 8. Price 9. Number 10. Owner- 11. Nature lying Securities of of Deriv- ship of In- (Instr. 3 and 4) Deriv- ative Form direct ative Securi- of De- Bene- Secur- ties rivative ficial ity Bene- Secu- Own- (Instr. ficially rity: ership 5) Owned Direct (Instr. 4) at End (D) or Amount or of Indi- Title Number of Month rect (I) Shares (Instr. 4) (Instr. 4) - ------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------ Explanation of Responses: /s/ Joel R. Pitlor 1/7/00 ----------------------------------- ----------- **Intentional misstatements or omissions of facts constitute **Signature of Reporting Person Date Federal Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Joel R. Pitlor Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, SEE Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 7 of 7
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