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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-5989 | ||||||||
Name of Registrant: | Putnam Global Utilities Fund | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Global Utilities Fund | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | John W. Gerstmayr, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
One International Place | |||||||||
Boston, Massachusetts 02110 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of Fiscal Year End: | 10/31/12 | ||||||||
Date of reporting period: | 07/01/2012 - 06/30/2013 |
Registrant : | Putnam Global Utilities Fund | |||||||
Fund Name : | Putnam Global Utilities Fund | |||||||
Date of Fiscal Year End: | 10/31/2012 | |||||||
Alliant Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNT | CUSIP 018802108 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael L. Bennett | Mgmt | For | For | For | |||
1.2 | Elect Darryl B. Hazel | Mgmt | For | For | For | |||
1.3 | Elect David A. Perdue | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Ameren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEE | CUSIP 023608102 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen F. Brauer | Mgmt | For | Withhold | Against | |||
1.2 | Elect Catherine S. Brune | Mgmt | For | For | For | |||
1.3 | Elect Ellen M. Fitzsimmons | Mgmt | For | For | For | |||
1.4 | Elect Walter J. Galvin | Mgmt | For | For | For | |||
1.5 | Elect Gayle P.W. Jackson | Mgmt | For | For | For | |||
1.6 | Elect James C. Johnson | Mgmt | For | For | For | |||
1.7 | Elect Steven H. Lipstein | Mgmt | For | For | For | |||
1.8 | Elect Patrick T. Stokes | Mgmt | For | For | For | |||
1.9 | Elect Thomas R. Voss | Mgmt | For | For | For | |||
1.10 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
1.11 | Elect Jack D. Woodard | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Review Energy Efficiency and Renewable Energy | ShrHldr | Against | Against | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
4 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
5 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
6 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
7 | Elect Michael G. Morris | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard III | Mgmt | For | For | For | |||
12 | Elect Richard L. Sandor | Mgmt | For | For | For | |||
13 | Elect Sara M. Tucker | Mgmt | For | For | For | |||
14 | Elect John F. Turner | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
American Water Works Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWK | CUSIP 030420103 | 05/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen P. Adik | Mgmt | For | For | For | |||
2 | Elect Martha C. Goss | Mgmt | For | For | For | |||
3 | Elect Julie A. Dobson | Mgmt | For | For | For | |||
4 | Elect Paul J. Evanson | Mgmt | For | For | For | |||
5 | Elect Richard R. Grigg | Mgmt | For | For | For | |||
6 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
7 | Elect George MacKenzie | Mgmt | For | For | For | |||
8 | Elect William J. Marrazzo | Mgmt | For | For | For | |||
9 | Elect Jeffry E. Sterba | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect Robert C. Hinckley | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect J. Stuart Ryan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Centrica plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNA | CINS G2018Z143 | 05/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Roger Carr | Mgmt | For | Against | Against | |||
5 | Elect Sam H. Laidlaw | Mgmt | For | Against | Against | |||
6 | Elect Phil Bentley | Mgmt | For | Against | Against | |||
7 | Elect Margherita Della Valle | Mgmt | For | Against | Against | |||
8 | Elect Mary Francis | Mgmt | For | Against | Against | |||
9 | Elect Mark Hanafin | Mgmt | For | Against | Against | |||
10 | Elect Lesley Knox | Mgmt | For | Against | Against | |||
11 | Elect Nick Luff | Mgmt | For | Against | Against | |||
12 | Elect Ian K. Meakins | Mgmt | For | Against | Against | |||
13 | Elect Paul Rayner | Mgmt | For | Against | Against | |||
14 | Elect Chris Weston | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
China Resources Gas Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1193 | CINS G2113B108 | 05/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect WANG Chuandong | Mgmt | For | Against | Against | |||
6 | Elect SHI Shanbo | Mgmt | For | Against | Against | |||
7 | Elect ONG Thiam Kin | Mgmt | For | Against | Against | |||
8 | Elect DU Wenmin | Mgmt | For | Against | Against | |||
9 | Elect HUANG Daoguo | Mgmt | For | Against | Against | |||
10 | Elect CHEN Ying | Mgmt | For | Against | Against | |||
11 | Elect YU Jian | Mgmt | For | Against | Against | |||
12 | Elect YU Hon To David | Mgmt | For | Against | Against | |||
13 | Elect QIN Chaokui | Mgmt | For | Against | Against | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
China Resources Gas Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1193 | CINS G2113B108 | 10/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Acquisition | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Deutsche Post AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPW | CINS D19225107 | 05/29/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Presentation of Accounts and Reports | N/A | N/A | TNA | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
3 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
4 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
5 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
6 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
7 | Authority to Issue Convertible Debt Instruments; Increase Conditional Capital | Mgmt | For | TNA | N/A | |||
8 | Elect Wulf von Schimmelmann | Mgmt | For | TNA | N/A | |||
9 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
Dominion Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D | CUSIP 25746U109 | 05/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William P. Barr | Mgmt | For | For | For | |||
2 | Elect Peter W. Brown | Mgmt | For | For | For | |||
3 | Elect Helen E. Dragas | Mgmt | For | For | For | |||
4 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||
6 | Elect John W. Harris | Mgmt | For | For | For | |||
7 | Elect Robert S. Jepson, Jr. | Mgmt | For | For | For | |||
8 | Elect Mark J. Kington | Mgmt | For | For | For | |||
9 | Elect Pamela L. Royal | Mgmt | For | For | For | |||
10 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | |||
11 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | |||
12 | Elect David A. Wollard | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to Bylaws Regarding the Right to Call Special Meetings | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Mountaintop Removal Coal Mining | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Linking Pay to Sustainability | ShrHldr | Against | Against | For | |||
18 | Shareholder Regarding Nuclear Fuel Storage and Safety | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||
Duke Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP 26441C204 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Barnet III | Mgmt | For | For | For | |||
1.2 | Elect G. Alex Bernhardt, Sr. | Mgmt | For | For | For | |||
1.3 | Elect Michael G. Browning | Mgmt | For | For | For | |||
1.4 | Elect Harris E. DeLoach, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Daniel R. DiMicco | Mgmt | For | For | For | |||
1.6 | Elect John H. Forsgren | Mgmt | For | For | For | |||
1.7 | Elect Ann Maynard Gray | Mgmt | For | For | For | |||
1.8 | Elect James H. Hance, Jr. | Mgmt | For | For | For | |||
1.9 | Elect John T. Herron | Mgmt | For | For | For | |||
1.10 | Elect James B. Hyler, Jr. | Mgmt | For | For | For | |||
1.11 | Elect E. Marie McKee | Mgmt | For | For | For | |||
1.12 | Elect E. James Reinsch | Mgmt | For | For | For | |||
1.13 | Elect James T. Rhodes | Mgmt | For | For | For | |||
1.14 | Elect James E. Rogers | Mgmt | For | For | For | |||
1.15 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | |||
1.16 | Elect Philip R. Sharp | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Amended Short-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
E.ON SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOAN | CINS D24914133 | 05/03/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor for Interim Statements | Mgmt | For | TNA | N/A | |||
12 | Elect Denise Kingsmill | Mgmt | For | TNA | N/A | |||
13 | Elect Ulrich Lehner | Mgmt | For | TNA | N/A | |||
14 | Elect Rene Obermann | Mgmt | For | TNA | N/A | |||
15 | Elect Karen de Segundo | Mgmt | For | TNA | N/A | |||
16 | Elect Theo Siegert | Mgmt | For | TNA | N/A | |||
17 | Elect Werner Wenning | Mgmt | For | TNA | N/A | |||
18 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
19 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect France A. Cordova | Mgmt | For | For | For | |||
4 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
5 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
6 | Elect Luis G. Nogales | Mgmt | For | For | For | |||
7 | Elect Ronald L. Olson | Mgmt | For | For | For | |||
8 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
9 | Elect Thomas C. Sutton | Mgmt | For | For | For | |||
10 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
11 | Elect Brett White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
EDP-Energias de Portugal SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EDP | CINS X67925119 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Executive Board Acts | Mgmt | For | For | For | |||
5 | Ratification of General and Supervisory Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Auditor Acts | Mgmt | For | For | For | |||
7 | Authority to Trade in Company Stock | Mgmt | For | For | For | |||
8 | Authority to Trade in Company Debt Instruments | Mgmt | For | For | For | |||
9 | Remuneration Report (Management Board) | Mgmt | For | For | For | |||
10 | Remuneration Report (Supervisory Board) | Mgmt | For | For | For | |||
11 | Elect Augusto Carlos Serra Ventura Mateus | Mgmt | For | Against | Against | |||
12 | Elect Nuno Manuel da Silva Amado | Mgmt | For | Against | Against | |||
13 | Election of Environment and Sustainability Committee Chairman | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Electric Power Development Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9513 | CINS J12915104 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yasuo Maeda | Mgmt | For | For | For | |||
4 | Elect Masayoshi Kitamura | Mgmt | For | For | For | |||
5 | Elect Yoshihiko Sakanashi | Mgmt | For | For | For | |||
6 | Elect Minoru Hino | Mgmt | For | For | For | |||
7 | Elect Toshifumi Watanabe | Mgmt | For | For | For | |||
8 | Elect Seigoh Mizunuma | Mgmt | For | For | For | |||
9 | Elect Kuniharu Takemata | Mgmt | For | For | For | |||
10 | Elect Junji Nagashima | Mgmt | For | For | For | |||
11 | Elect Hitoshi Murayama | Mgmt | For | For | For | |||
12 | Elect Masato Uchiyama | Mgmt | For | For | For | |||
13 | Elect Fukuda Naori | Mgmt | For | For | For | |||
14 | Elect Goh Kajitani | Mgmt | For | For | For | |||
15 | Elect Akira Samata as Statutory Auditor | Mgmt | For | For | For | |||
Entergy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETR | CUSIP 29364G103 | 05/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maureen S. Bateman | Mgmt | For | For | For | |||
2 | Elect Leo P. Denault | Mgmt | For | For | For | |||
3 | Elect Gary W. Edwards | Mgmt | For | For | For | |||
4 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
5 | Elect Donald C. Hintz | Mgmt | For | For | For | |||
6 | Elect Stuart L. Levenick | Mgmt | For | For | For | |||
7 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||
8 | Elect Stewart C. Myers | Mgmt | For | For | For | |||
9 | Elect W.J. Tauzin | Mgmt | For | For | For | |||
10 | Elect Steven V. Wilkinson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
14 | Shareholder Regarding Nuclear Fuel Storage and Safety | ShrHldr | Against | Against | For | |||
EQT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQT | CUSIP 26884L109 | 04/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vicky A. Bailey | Mgmt | For | For | For | |||
2 | Elect Kenneth M. Burke | Mgmt | For | For | For | |||
3 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
4 | Elect Stephen A. Thorington | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | |||
4 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
5 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
6 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
7 | Elect Nelson A. Diaz | Mgmt | For | For | For | |||
8 | Elect Sue Ling Gin | Mgmt | For | For | For | |||
9 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
10 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
11 | Elect Richard W. Mies | Mgmt | For | For | For | |||
12 | Elect William C. Richardson | Mgmt | For | For | For | |||
13 | Elect Thomas J. Ridge | Mgmt | For | For | For | |||
14 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
15 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
16 | Elect Stephen D. Steinour | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
19 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | |||
1.2 | Elect Anthony J. Alexander | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.4 | Elect Carol A. Cartwright | Mgmt | For | For | For | |||
1.5 | Elect William T. Cottle | Mgmt | For | For | For | |||
1.6 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Ted J. Kleisner | Mgmt | For | For | For | |||
1.9 | Elect Donald T. Misheff | Mgmt | For | For | For | |||
1.10 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Christopher D. Pappas | Mgmt | For | For | For | |||
1.12 | Elect Catherine A. Rein | Mgmt | For | For | For | |||
1.13 | Elect George M. Smart | Mgmt | For | For | For | |||
1.14 | Elect Wesley M. Taylor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
GDF Suez | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSZ | CINS F42768105 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Elect Ann-Kristin Achleitner | Mgmt | For | Against | Against | |||
11 | Elect Jonathan R. Reynolds | Mgmt | For | Against | Against | |||
12 | Elect Caroline Simon | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Allocation of Profits (Resolution A) | ShrHldr | Against | Against | For | |||
14 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
15 | Authority to Increase Capital Under Employee Savings Plan For Overseas Employees | Mgmt | For | For | For | |||
16 | Authority to Issue Restricted Shares (Global Plan) | Mgmt | For | For | For | |||
17 | Authority to Issue Restricted Shares to Senior Executives | Mgmt | For | For | For | |||
18 | Amendments to Articles | Mgmt | For | For | For | |||
19 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Iberdrola S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBE | CINS E6165F166 | 03/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts | Mgmt | For | For | For | |||
3 | Management Reports | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Bonus Share Issuance | Mgmt | For | For | For | |||
8 | Bonus Share Issuance | Mgmt | For | For | For | |||
9 | Ratify the Co-option of Manuel Lagares Gomez-Abascal | Mgmt | For | Against | Against | |||
10 | Authority to Create and Fund Foundations | Mgmt | For | For | For | |||
11 | Amendment to Article 6 | Mgmt | For | For | For | |||
12 | Amendments to Articles 39, 42 and 43 | Mgmt | For | For | For | |||
13 | Authority to Cancel Treasury Shares and Reduce Share Capital | Mgmt | For | For | For | |||
14 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
15 | Remuneration Report | Mgmt | For | For | For | |||
ITC Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITC | CUSIP 465685105 | 04/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Issuance of Common Stock | Mgmt | For | For | For | |||
4 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
ITC Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITC | CUSIP 465685105 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher H. Franklin | Mgmt | For | For | For | |||
1.2 | Elect Edward G. Jepsen | Mgmt | For | For | For | |||
1.3 | Elect William J. Museler | Mgmt | For | For | For | |||
1.4 | Elect Hazel R. O'Leary | Mgmt | For | For | For | |||
1.5 | Elect Thomas G. Stephens | Mgmt | For | For | For | |||
1.6 | Elect Gordon Bennett Stewart, III | Mgmt | For | For | For | |||
1.7 | Elect Lee C. Stewart | Mgmt | For | For | For | |||
1.8 | Elect J.C. Watts | Mgmt | For | For | For | |||
1.9 | Elect Joseph L. Welch | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
National Grid Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NG | CUSIP 636274300 | 07/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | N/A | For | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | N/A | For | N/A | |||
3 | Elect Sir Peter Gershon | Mgmt | N/A | For | N/A | |||
4 | Elect Steven Holliday | Mgmt | N/A | For | N/A | |||
5 | Elect Andrew Bonfield | Mgmt | N/A | For | N/A | |||
6 | Elect Thomas King | Mgmt | N/A | For | N/A | |||
7 | Elect Nick Winser | Mgmt | N/A | For | N/A | |||
8 | Elect Kenneth Harvey | Mgmt | N/A | For | N/A | |||
9 | Elect Linda Adamany | Mgmt | N/A | For | N/A | |||
10 | Elect Philip Aiken | Mgmt | N/A | Against | N/A | |||
11 | Elect Nora Brownell | Mgmt | N/A | For | N/A | |||
12 | Elect Paul Golby | Mgmt | N/A | For | N/A | |||
13 | Elect Ruth Kelly | Mgmt | N/A | For | N/A | |||
14 | Elect Maria Richter | Mgmt | N/A | For | N/A | |||
15 | Elect George Rose | Mgmt | N/A | For | N/A | |||
16 | Appointment of Auditor | Mgmt | N/A | For | N/A | |||
17 | Authority to Set Auditor's Fees | Mgmt | N/A | For | N/A | |||
18 | Directors' Remuneration Report | Mgmt | N/A | For | N/A | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | N/A | For | N/A | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | N/A | For | N/A | |||
21 | Authority to Repurchase Shares | Mgmt | N/A | For | N/A | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | N/A | Against | N/A | |||
23 | Amendments to Articles (Companies Act 2006 and Shareholder Rights Directive) | Mgmt | N/A | For | N/A | |||
National Grid Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NG | CINS G6375K151 | 07/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sir Peter Gershon | Mgmt | For | For | For | |||
4 | Elect Steven Holliday | Mgmt | For | For | For | |||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | |||
6 | Elect Thomas King | Mgmt | For | For | For | |||
7 | Elect Nick Winser | Mgmt | For | For | For | |||
8 | Elect Kenneth Harvey | Mgmt | For | For | For | |||
9 | Elect Linda Adamany | Mgmt | For | For | For | |||
10 | Elect Philip Aiken | Mgmt | For | Against | Against | |||
11 | Elect Nora Brownell | Mgmt | For | For | For | |||
12 | Elect Paul Golby | Mgmt | For | For | For | |||
13 | Elect Ruth Kelly | Mgmt | For | For | For | |||
14 | Elect Maria Richter | Mgmt | For | For | For | |||
15 | Elect George Rose | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Directors' Remuneration Report | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Amendments to Articles (Companies Act 2006 and Shareholder Rights Directive) | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect Robert M. Beall II | Mgmt | For | For | For | |||
3 | Elect James L. Camaren | Mgmt | For | For | For | |||
4 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
5 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect James L. Robo | Mgmt | For | For | For | |||
8 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
9 | Elect John L. Skolds | Mgmt | For | For | For | |||
10 | Elect William H. Swanson | Mgmt | For | For | For | |||
11 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Approval of the Material Terms under the 2013 Executive Annual Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Regarding Nuclear Fuel Storage and Safety | ShrHldr | Against | Against | For | |||
Northeast Utilities | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NU | CUSIP 664397106 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard H. Booth | Mgmt | For | For | For | |||
1.2 | Elect John S. Clarkeson | Mgmt | For | For | For | |||
1.3 | Elect Cotton M. Cleveland | Mgmt | For | For | For | |||
1.4 | Elect Sanford Cloud, Jr. | Mgmt | For | For | For | |||
1.5 | Elect James S. DiStasio | Mgmt | For | For | For | |||
1.6 | Elect Francis A. Doyle | Mgmt | For | For | For | |||
1.7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||
1.8 | Elect Paul A. La Camera | Mgmt | For | For | For | |||
1.9 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||
1.10 | Elect Thomas J. May | Mgmt | For | For | For | |||
1.11 | Elect Charles W. Shivery | Mgmt | For | Withhold | Against | |||
1.12 | Elect William C. Van Faasen | Mgmt | For | For | For | |||
1.13 | Elect Frederica M. Williams | Mgmt | For | For | For | |||
1.14 | Elect Dennis R. Wraase | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Northeast Utilities | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NU | CUSIP 664397106 | 10/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Booth | Mgmt | For | For | For | |||
1.2 | Elect John Clarkeson | Mgmt | For | For | For | |||
1.3 | Elect Cotton Cleveland | Mgmt | For | For | For | |||
1.4 | Elect Sanford Cloud, Jr. | Mgmt | For | For | For | |||
1.5 | Elect James DiStasio | Mgmt | For | For | For | |||
1.6 | Elect Francis Doyle | Mgmt | For | For | For | |||
1.7 | Elect Charles Gifford | Mgmt | For | For | For | |||
1.8 | Elect Paul La Camera | Mgmt | For | For | For | |||
1.9 | Elect Kenneth Leibler | Mgmt | For | For | For | |||
1.10 | Elect Thomas May | Mgmt | For | For | For | |||
1.11 | Elect Charles Shivery | Mgmt | For | For | For | |||
1.12 | Elect William Van Faasen | Mgmt | For | For | For | |||
1.13 | Elect Frederica Williams | Mgmt | For | For | For | |||
1.14 | Elect Dennis Wraase | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Re-approval of Material Terms of Performance Goals under the Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
2 | Elect David W. Crane | Mgmt | For | For | For | |||
3 | Elect Kathleen A. McGinty | Mgmt | For | For | For | |||
4 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
5 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 11/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Change in Board Size | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
NV Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVE | CUSIP 67073Y106 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | |||
2 | Elect Glenn Christenson | Mgmt | For | For | For | |||
3 | Elect Susan Clark | Mgmt | For | For | For | |||
4 | Elect Stephen Frank | Mgmt | For | For | For | |||
5 | Elect Brian Kennedy | Mgmt | For | For | For | |||
6 | Elect Maureen Mullarkey | Mgmt | For | For | For | |||
7 | Elect John O'Reilly | Mgmt | For | For | For | |||
8 | Elect Philip Satre | Mgmt | For | For | For | |||
9 | Elect Donald Snyder | Mgmt | For | For | For | |||
10 | Elect Michael W. Yackira | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Oge Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OGE | CUSIP 670837103 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James H. Brandi | Mgmt | For | For | For | |||
1.2 | Elect Wayne H. Brunetti | Mgmt | For | For | For | |||
1.3 | Elect Luke R. Corbett | Mgmt | For | For | For | |||
1.4 | Elect Peter B. Delaney | Mgmt | For | For | For | |||
1.5 | Elect John D. Groendyke | Mgmt | For | For | For | |||
1.6 | Elect Kirk Humphreys | Mgmt | For | For | For | |||
1.7 | Elect Robert Kelley | Mgmt | For | For | For | |||
1.8 | Elect Robert O. Lorenz | Mgmt | For | For | For | |||
1.9 | Elect Judy R. McReynolds | Mgmt | For | For | For | |||
1.10 | Elect Leroy C. Richie | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
6 | 2013 Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Reincorporation | ShrHldr | Against | Against | For | |||
Origin Energy Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORG | CINS Q71610101 | 11/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Ralph Norris | Mgmt | For | Against | Against | |||
3 | Re-elect John Akehurst | Mgmt | For | Against | Against | |||
4 | Re-elect Karen Moses | Mgmt | For | Against | Against | |||
5 | Re-elect Helen Nugent | Mgmt | For | Against | Against | |||
6 | Remuneration Report | Mgmt | For | For | For | |||
7 | Equity Grant (MD Grant King) | Mgmt | For | For | For | |||
8 | Equity Grant (Executive Director Karen Moses) | Mgmt | For | For | For | |||
9 | Approve Termination Payments | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David R. Andrews | Mgmt | For | Against | Against | |||
2 | Elect Lewis Chew | Mgmt | For | Against | Against | |||
3 | Elect C. Lee Cox | Mgmt | For | Against | Against | |||
4 | Elect Anthony F. Earley, Jr. | Mgmt | For | Against | Against | |||
5 | Elect Fred J. Fowler | Mgmt | For | Against | Against | |||
6 | Elect Maryellen C. Herringer | Mgmt | For | Against | Against | |||
7 | Elect Roger H. Kimmel | Mgmt | For | Against | Against | |||
8 | Elect Richard A. Meserve | Mgmt | For | Against | Against | |||
9 | Elect Forrest E. Miller | Mgmt | For | Against | Against | |||
10 | Elect Rosendo G. Parra | Mgmt | For | Against | Against | |||
11 | Elect Barbara L. Rambo | Mgmt | For | Against | Against | |||
12 | Elect Barry Lawson Williams | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Pinnacle West Capital Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNW | CUSIP 723484101 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward Basha | Mgmt | For | Withhold | Against | |||
1.2 | Elect Donald E. Brandt | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan Clark-Johnson | Mgmt | For | Withhold | Against | |||
1.4 | Elect Denis A. Cortese | Mgmt | For | Withhold | Against | |||
1.5 | Elect Michael L. Gallagher | Mgmt | For | Withhold | Against | |||
1.6 | Elect Roy A. Herberger, Jr. | Mgmt | For | Withhold | Against | |||
1.7 | Elect Dale E. Klein | Mgmt | For | Withhold | Against | |||
1.8 | Elect Humberto S. Lopez | Mgmt | For | Withhold | Against | |||
1.9 | Elect Kathryn L. Munro | Mgmt | For | Withhold | Against | |||
1.10 | Elect Bruce J. Nordstrom | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Power Grid Corporation of India Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POWERGRID | CINS Y7028N105 | 04/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles Regarding Directors | Mgmt | For | For | For | |||
3 | Amendments to Articles Regarding Auditors | Mgmt | For | For | For | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick M. Bernthal | Mgmt | For | For | For | |||
1.2 | Elect John W. Conway | Mgmt | For | For | For | |||
1.3 | Elect Philip G. Cox | Mgmt | For | For | For | |||
1.4 | Elect Steven G. Elliott | Mgmt | For | For | For | |||
1.5 | Elect Louise K. Goeser | Mgmt | For | For | For | |||
1.6 | Elect Stuart E. Graham | Mgmt | For | For | For | |||
1.7 | Elect Stuart Heydt | Mgmt | For | For | For | |||
1.8 | Elect Raja Rajamannar | Mgmt | For | For | For | |||
1.9 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
1.10 | Elect William H. Spence | Mgmt | For | For | For | |||
1.11 | Elect Natica von Althann | Mgmt | For | For | For | |||
1.12 | Elect Keith H. Williamson | Mgmt | For | For | For | |||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Questar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STR | CUSIP 748356102 | 05/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Teresa Beck | Mgmt | For | For | For | |||
2 | Elect R. D. Cash | Mgmt | For | For | For | |||
3 | Elect Laurence M. Downes | Mgmt | For | For | For | |||
4 | Elect Christopher A. Helms | Mgmt | For | For | For | |||
5 | Elect Ronald W. Jibson | Mgmt | For | For | For | |||
6 | Elect Keith O. Rattie | Mgmt | For | For | For | |||
7 | Elect Harris H. Simmons | Mgmt | For | For | For | |||
8 | Elect Bruce A. Williamson | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sempra Energy | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRE | CUSIP 816851109 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | Against | Against | |||
2 | Elect James G. Brocksmith, Jr. | Mgmt | For | For | For | |||
3 | Elect William D. Jones | Mgmt | For | For | For | |||
4 | Elect William G. Ouchi | Mgmt | For | Against | Against | |||
5 | Elect Debra L. Reed | Mgmt | For | For | For | |||
6 | Elect William C. Rusnack | Mgmt | For | For | For | |||
7 | Elect William P. Rutledge | Mgmt | For | Against | Against | |||
8 | Elect Lynn Schenk | Mgmt | For | For | For | |||
9 | Elect Jack T. Taylor | Mgmt | For | For | For | |||
10 | Elect Luis M. Tellez | Mgmt | For | Against | Against | |||
11 | Elect James C. Yardley | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Abstain | N/A | |||
Severn Trent plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SVT | CINS G8056D159 | 07/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Tony Ballance | Mgmt | For | Against | Against | |||
5 | Elect Bernard Bulkin | Mgmt | For | Against | Against | |||
6 | Elect Richard Davey | Mgmt | For | Against | Against | |||
7 | Elect Andrew Duff | Mgmt | For | Against | Against | |||
8 | Elect Gordon Fryett | Mgmt | For | Against | Against | |||
9 | Elect Martin Kane | Mgmt | For | Against | Against | |||
10 | Elect Martin Lamb | Mgmt | For | Against | Against | |||
11 | Elect Michael McKeon | Mgmt | For | Against | Against | |||
12 | Elect Baroness Sheila Noakes | Mgmt | For | Against | Against | |||
13 | Elect Andy Smith | Mgmt | For | Against | Against | |||
14 | Elect Tony Wray | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
28 | Special Dividend | Mgmt | For | For | For | |||
29 | Share Incentive Plan | Mgmt | For | For | For | |||
Snam S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRG | CINS T8578L107 | 03/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Amendments to Articles 2, 5, 6, and 17 | Mgmt | For | For | For | |||
5 | Amendments to Articles 9 and 12 | Mgmt | For | For | For | |||
6 | Amendments to Articles 13,16 and 20 | Mgmt | For | For | For | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Remuneration Report | Mgmt | For | For | For | |||
10 | Board Size | Mgmt | For | Against | Against | |||
11 | Board Term | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | List Presented by CDP Reti S.r.L | Mgmt | For | Against | Against | |||
14 | List Presented by Shareholders Representing 1.06% of the Company's Share Capital | Mgmt | For | N/A | N/A | |||
15 | Election of Chairman of Board of Directors | Mgmt | For | For | For | |||
16 | Directors' Fees | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | List Presented by CDP Reti S.r.L | Mgmt | N/A | For | N/A | |||
19 | List Presented by Shareholders Representing 1.06% of the Company's Share Capital | Mgmt | N/A | Abstain | N/A | |||
20 | Election of Chairman of Board of Statutory Auditors | Mgmt | For | For | For | |||
21 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Snam S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRG | CINS T8578L107 | 07/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Cancellation of Treasury Shares; Elimination of Par Value | Mgmt | For | For | For | |||
SSE Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSE | CINS G8842P102 | 07/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Katie Bickerstaffe | Mgmt | For | For | For | |||
5 | Elect Jeremy Beeton | Mgmt | For | For | For | |||
6 | Elect Lord Robert Smith of Kelvin | Mgmt | For | For | For | |||
7 | Elect Ian Marchant | Mgmt | For | For | For | |||
8 | Elect Gregor Alexander | Mgmt | For | For | For | |||
9 | Elect Alistair Phillips-Davies | Mgmt | For | For | For | |||
10 | Elect Lady Susan Rice | Mgmt | For | For | For | |||
11 | Elect Richard Gillingwater | Mgmt | For | For | For | |||
12 | Elect Thomas Thune Andersen | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
The AES Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AES | CUSIP 00130H105 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andres R. Gluski | Mgmt | For | For | For | |||
2 | Elect Guo Bao Zhang | Mgmt | For | Against | Against | |||
3 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
4 | Elect Tarun Khanna | Mgmt | For | For | For | |||
5 | Elect John A. Koskinen | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect Sandra O. Moose | Mgmt | For | For | For | |||
8 | Elect John B. Morse, Jr. | Mgmt | For | For | For | |||
9 | Elect Moises Naim | Mgmt | For | For | For | |||
10 | Elect Charles O. Rossotti | Mgmt | For | For | For | |||
11 | Elect Sven Sandstrom | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Tokyo Gas Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9531 | CINS J87000105 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Mitsunori Torihara | Mgmt | For | For | For | |||
4 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | |||
5 | Elect Shigeru Muraki | Mgmt | For | For | For | |||
6 | Elect Michiaki Hirose | Mgmt | For | For | For | |||
7 | Elect Kazuo Yoshino | Mgmt | For | For | For | |||
8 | Elect Matsuhiko Hataba | Mgmt | For | For | For | |||
9 | Elect Yutaka Kunigoh | Mgmt | For | For | For | |||
10 | Elect Masahiro Mikami | Mgmt | For | For | For | |||
11 | Elect Yukio Satoh | Mgmt | For | For | For | |||
12 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | |||
13 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | |||
14 | Elect Tsutomu Ohya | Mgmt | For | Against | Against | |||
15 | Elect Kohjiroh Ohtani | Mgmt | For | For | For | |||
UGI Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UGI | CUSIP 902681105 | 01/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lon Greenberg | Mgmt | For | For | For | |||
1.2 | Elect Marvin Schlanger | Mgmt | For | For | For | |||
1.3 | Elect Anne Pol | Mgmt | For | For | For | |||
1.4 | Elect Ernest Jones | Mgmt | For | For | For | |||
1.5 | Elect John Walsh | Mgmt | For | For | For | |||
1.6 | Elect Roger Vincent | Mgmt | For | For | For | |||
1.7 | Elect M. Shawn Puccio | Mgmt | For | For | For | |||
1.8 | Elect Richard Gochnauer | Mgmt | For | For | For | |||
1.9 | Elect Frank Hermance | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2013 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
United Utilities Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UU | CINS G92755100 | 07/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect John McAdam | Mgmt | For | For | For | |||
5 | Elect Steven Mogford | Mgmt | For | For | For | |||
6 | Elect Russ Houlden | Mgmt | For | For | For | |||
7 | Elect Catherine Bell | Mgmt | For | For | For | |||
8 | Elect Paul Heiden | Mgmt | For | For | For | |||
9 | Elect Nick Salmon | Mgmt | For | For | For | |||
10 | Elect Sara Weller | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Wisconsin Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WEC | CUSIP 976657106 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
2 | Elect Barbara L. Bowles | Mgmt | For | For | For | |||
3 | Elect Patricia W. Chadwick | Mgmt | For | For | For | |||
4 | Elect Curt S. Culver | Mgmt | For | For | For | |||
5 | Elect Thomas J. Fischer | Mgmt | For | For | For | |||
6 | Elect Gale E. Klappa | Mgmt | For | For | For | |||
7 | Elect Henry W. Knueppel | Mgmt | For | For | For | |||
8 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | |||
9 | Elect Mary Ellen Stanek | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Global Utilities Fund | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 8, 2013 | |
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