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| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
| Investment Company Act File Number : | 811-5989 | ||||||||
| Name of Registrant: | Putnam Global Utilities Fund | ||||||||
| Address of Principal Executive Offices: | One Post Office Square | ||||||||
| Boston, Massachusetts 02109 | |||||||||
| Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
| Putnam Global Utilities Fund | |||||||||
| One Post Office Square | |||||||||
| Boston, Massachusetts 02109 | |||||||||
| CC: | John W. Gerstmayr, Esq. | ||||||||
| Ropes & Gray LLP | |||||||||
| Prudential Tower | |||||||||
| 800 Boylston Street | |||||||||
| Boston, Massachusetts 02199-3600 | |||||||||
| Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
| Date of fiscal year end: | 10/31/11 | ||||||||
| Date of reporting period: | 07/01/2011 - 06/30/2012 | ||||||||
| Registrant : | Putnam Global Utilities Fund | |||||||
| Fund Name : | Putnam Global Utilities Fund | |||||||
| Date of fiscal year end: | 10/31/2011 | |||||||
| AES Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AES | CUSIP 00130H105 | 04/19/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Andres Gluski | Mgmt | For | For | For | |||
| 1.2 | Elect Guo Bao Zhang | Mgmt | For | For | For | |||
| 1.3 | Elect Kristina Johnson | Mgmt | For | For | For | |||
| 1.4 | Elect Tarun Khanna | Mgmt | For | For | For | |||
| 1.5 | Elect John Koskinen | Mgmt | For | For | For | |||
| 1.6 | Elect Philip Lader | Mgmt | For | For | For | |||
| 1.7 | Elect Sandra Moose | Mgmt | For | For | For | |||
| 1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | |||
| 1.9 | Elect Philip Odeen | Mgmt | For | For | For | |||
| 1.10 | Elect Charles Rossotti | Mgmt | For | For | For | |||
| 1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| AGL Energy Limited | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AGK | CINS Q01630104 | 10/27/2011 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Australia | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 4 | Remuneration Report | Mgmt | For | For | For | |||
| 5 | Re-elect Jeremy (Jerry) Maycock | Mgmt | For | For | For | |||
| 6 | Re-elect Sandra McPhee | Mgmt | For | For | For | |||
| 7 | Elect Belinda Hutchinson | Mgmt | For | For | For | |||
| 8 | Equity Grant (MD/CEO, Michael Fraser) | Mgmt | For | For | For | |||
| 9 | Approve Termination Payments | Mgmt | For | For | For | |||
| 10 | Approve Termination Payments | Mgmt | For | For | For | |||
| 11 | Approve Termination Payments | Mgmt | For | For | For | |||
| 12 | Adoption of new Constitution | Mgmt | For | For | For | |||
| Alliant Energy Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LNT | CUSIP 018802108 | 05/17/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Patrick Allen | Mgmt | For | For | For | |||
| 1.2 | Elect Patricia Kampling | Mgmt | For | For | For | |||
| 1.3 | Elect Ann K. Newhall | Mgmt | For | For | For | |||
| 1.4 | Elect Dean Oestreich | Mgmt | For | For | For | |||
| 1.5 | Elect Carol Sanders | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| Ameren Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AEE | CUSIP 023608102 | 04/24/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Stephen Brauer | Mgmt | For | For | For | |||
| 1.2 | Elect Cathrine Brune | Mgmt | For | For | For | |||
| 1.3 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | |||
| 1.4 | Elect Walter Galvin | Mgmt | For | For | For | |||
| 1.5 | Elect Gayle Jackson | Mgmt | For | For | For | |||
| 1.6 | Elect James Johnson | Mgmt | For | For | For | |||
| 1.7 | Elect Steven Lipstein | Mgmt | For | For | For | |||
| 1.8 | Elect Patrick Stokes | Mgmt | For | For | For | |||
| 1.9 | Elect Thomas Voss | Mgmt | For | For | For | |||
| 1.10 | Elect Stephen Wilson | Mgmt | For | For | For | |||
| 1.11 | Elect Jack Woodard | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHldr | Against | Against | For | |||
| 5 | Shareholder Proposal Regarding Coal Risk | ShrHldr | Against | Against | For | |||
| 6 | Shareholder Proposal Regarding Energy Efficiency and Renewable Energy | ShrHldr | Against | Against | For | |||
| American Electric Power Company, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AEP | CUSIP 025537101 | 04/24/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Nicholas Atkins | Mgmt | For | For | For | |||
| 2 | Elect David Anderson | Mgmt | For | For | For | |||
| 3 | Elect James Cordes | Mgmt | For | For | For | |||
| 4 | Elect Ralph Crosby, Jr. | Mgmt | For | For | For | |||
| 5 | Elect Linda Goodspeed | Mgmt | For | For | For | |||
| 6 | Elect Thomas Hoaglin | Mgmt | For | For | For | |||
| 7 | Elect Michael Morris | Mgmt | For | For | For | |||
| 8 | Elect Richard Notebaert | Mgmt | For | For | For | |||
| 9 | Elect Lionel Nowell III | Mgmt | For | For | For | |||
| 10 | Elect Richard Sandor | Mgmt | For | For | For | |||
| 11 | Elect Sara Tucker | Mgmt | For | For | For | |||
| 12 | Elect John Turner | Mgmt | For | For | For | |||
| 13 | Senior Officer Incentive Plan | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| American Water Works Company, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AWK | CUSIP 030420103 | 05/11/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Stephen Adik | Mgmt | For | For | For | |||
| 2 | Elect Martha Goss | Mgmt | For | For | For | |||
| 3 | Elect Julie Dobson | Mgmt | For | For | For | |||
| 4 | Elect Richard Grigg | Mgmt | For | For | For | |||
| 5 | Elect Julia Johnson | Mgmt | For | For | For | |||
| 6 | Elect George MacKenzie | Mgmt | For | For | For | |||
| 7 | Elect William Marrazzo | Mgmt | For | For | For | |||
| 8 | Elect Jeffry Sterba | Mgmt | For | For | For | |||
| 9 | Ratification of Auditor | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 11 | Shareholder Proposal Regarding Bonus Deferral Policy | ShrHldr | Against | Against | For | |||
| Calpine Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CPN | CUSIP 131347304 | 05/15/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
| 1.2 | Elect Jack Fusco | Mgmt | For | For | For | |||
| 1.3 | Elect Robert Hinckley | Mgmt | For | For | For | |||
| 1.4 | Elect David Merritt | Mgmt | For | For | For | |||
| 1.5 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
| 1.6 | Elect Robert Mosbacher, Jr. | Mgmt | For | For | For | |||
| 1.7 | Elect William E. Oberndorf | Mgmt | For | For | For | |||
| 1.8 | Elect Denise O'Leary | Mgmt | For | For | For | |||
| 1.9 | Elect J. Stuart Ryan | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Centrica plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CNA | CINS G2018Z143 | 05/11/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United Kingdom | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 4 | Elect Roger Carr | Mgmt | For | For | For | |||
| 5 | Elect Sam Laidlaw | Mgmt | For | For | For | |||
| 6 | Elect Phil Bentley | Mgmt | For | For | For | |||
| 7 | Elect Margherita Della Valle | Mgmt | For | For | For | |||
| 8 | Elect Mary Francis | Mgmt | For | For | For | |||
| 9 | Elect Mark Hanafin | Mgmt | For | For | For | |||
| 10 | Elect Lesley Knox | Mgmt | For | For | For | |||
| 11 | Elect Nick Luff | Mgmt | For | For | For | |||
| 12 | Elect Andrew Mackenzie | Mgmt | For | For | For | |||
| 13 | Elect Ian Meakins | Mgmt | For | Against | Against | |||
| 14 | Elect Paul Rayner | Mgmt | For | For | For | |||
| 15 | Elect Chris Weston | Mgmt | For | For | For | |||
| 16 | Appointment of Auditor | Mgmt | For | For | For | |||
| 17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
| 18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
| 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 22 | Share Incentive Plan Renewal | Mgmt | For | For | For | |||
| 23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
| 24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| China Resources Gas Group Limited | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| 1193 | CINS G2113B108 | 05/31/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Bermuda | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Accounts and Reports | Mgmt | For | For | For | |||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 5 | Elect DU Wenmin | Mgmt | For | Against | Against | |||
| 6 | Elect WEI Bin | Mgmt | For | Against | Against | |||
| 7 | Elect WONG Tak Shing | Mgmt | For | Against | Against | |||
| 8 | Directors' Fees | Mgmt | For | For | For | |||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
| Dominion Resources Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| D | CUSIP 25746U109 | 05/08/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect William Barr | Mgmt | For | For | For | |||
| 2 | Elect Peter Brown | Mgmt | For | For | For | |||
| 3 | Elect Helen Dragas | Mgmt | For | For | For | |||
| 4 | Elect Thomas Farrell II | Mgmt | For | For | For | |||
| 5 | Elect John Harris | Mgmt | For | For | For | |||
| 6 | Elect Robert Jepson, Jr. | Mgmt | For | For | For | |||
| 7 | Elect Mark Kington | Mgmt | For | For | For | |||
| 8 | Elect Frank Royal | Mgmt | For | For | For | |||
| 9 | Elect Robert Spilman, Jr. | Mgmt | For | For | For | |||
| 10 | Elect David Wollard | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Shareholder Proposal Regarding Establishment of 15% Renewable Energy Goal | ShrHldr | Against | Against | For | |||
| 14 | Shareholder Proposal Regarding Renewable Energy Policy Options | ShrHldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Report on Impact of Plant Closures | ShrHldr | Against | Against | For | |||
| 16 | Shareholder Proposal Regarding Mountaintop Removal Coal Mining | ShrHldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Report on Natural Gas | ShrHldr | Against | Against | For | |||
| 18 | Shareholder Proposal Regarding Board Review of Nuclear Safety Policies | ShrHldr | Against | Against | For | |||
| E.On AG | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EOAN | CINS D24914133 | 05/03/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Germany | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
| 8 | Appointment of Auditor | Mgmt | For | For | For | |||
| 9 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | |||
| 10 | Conversion of Legal Form | Mgmt | For | For | For | |||
| 11 | Increase in Authorized Capital | Mgmt | For | For | For | |||
| 12 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
| 13 | Authority to Repurchase Shares; Authority to Repurchase Shares Using Derivatives | Mgmt | For | For | For | |||
| Edison International | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EIX | CUSIP 281020107 | 04/26/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Jagjeet Bindra | Mgmt | For | For | For | |||
| 2 | Elect Vanessa Chang | Mgmt | For | For | For | |||
| 3 | Elect France Cordova | Mgmt | For | For | For | |||
| 4 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | |||
| 5 | Elect Charles Curtis | Mgmt | For | For | For | |||
| 6 | Elect Bradford Freeman | Mgmt | For | For | For | |||
| 7 | Elect Luis Nogales | Mgmt | For | For | For | |||
| 8 | Elect Ronald Olson | Mgmt | For | For | For | |||
| 9 | Elect Richard Schlosberg, III | Mgmt | For | For | For | |||
| 10 | Elect Thomas Sutton | Mgmt | For | For | For | |||
| 11 | Elect Peter Taylor | Mgmt | For | For | For | |||
| 12 | Elect Brett White | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||
| EDP-Energias de Portugal SA | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EDP | CINS X67925119 | 04/17/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Portugal | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Accounts and Reports | Mgmt | For | For | For | |||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
| 6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
| 7 | Ratification of Statutory Auditor Acts | Mgmt | For | For | For | |||
| 8 | Authority to Trade in Company Stock | Mgmt | For | For | For | |||
| 9 | Authority to Trade in Company Bonds | Mgmt | For | For | For | |||
| 10 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
| 11 | Remuneration Report (Management Board) | Mgmt | For | For | For | |||
| 12 | Remuneration Report (Supervisory Board) | Mgmt | For | For | For | |||
| 13 | Appointment of Auditor | Mgmt | For | For | For | |||
| 14 | Election of Board of the General Meeting | Mgmt | For | For | For | |||
| 15 | Election of Members of Remuneration Committee | Mgmt | For | For | For | |||
| 16 | Remuneration Committee Fees | Mgmt | For | For | For | |||
| 17 | Election of Environment and Sustainability Board | Mgmt | For | For | For | |||
| 18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| Electric Power Development Co Ltd | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| 9513 | CINS J12915104 | 06/26/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Japan | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 3 | Elect Kiyoshi Sawabe | Mgmt | For | For | For | |||
| 4 | Elect Masayoshi Kitamura | Mgmt | For | For | For | |||
| 5 | Elect Shinichiroh Ohta | Mgmt | For | For | For | |||
| 6 | Elect Yasuo Maeda | Mgmt | For | For | For | |||
| 7 | Elect Yoshihiko Sakanashi | Mgmt | For | For | For | |||
| 8 | Elect Minoru Hino | Mgmt | For | For | For | |||
| 9 | Elect Toshifumi Watanabe | Mgmt | For | For | For | |||
| 10 | Elect Seigoh Mizunuma | Mgmt | For | For | For | |||
| 11 | Elect Kuniharu Takemata | Mgmt | For | For | For | |||
| 12 | Elect Junji Nagashima | Mgmt | For | For | For | |||
| 13 | Elect Hitoshi Murayama | Mgmt | For | For | For | |||
| 14 | Elect Goh Kajitani | Mgmt | For | For | For | |||
| 15 | Elect Takashi Fujiwara | Mgmt | For | For | For | |||
| 16 | Elect Hirotada Tanoh | Mgmt | For | For | For | |||
| Electricite de France | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EDF | CINS F2940H113 | 05/24/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Mix | France | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
| 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 7 | Related Party Transactions | Mgmt | For | For | For | |||
| 8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 9 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
| 10 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
| 11 | Authority to Issue Shares and/or Convertible Securities through Private Placement | Mgmt | For | For | For | |||
| 12 | Authority to Increase Share Issuance Limit | Mgmt | For | Abstain | Against | |||
| 13 | Authority to Increase Capital through Capitalizations | Mgmt | For | Abstain | Against | |||
| 14 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Abstain | Against | |||
| 15 | Authority to Increase Capital in Consideration for Contributions | Mgmt | For | Abstain | Against | |||
| 16 | Employee Stock Purchase Plan | Mgmt | For | Abstain | Against | |||
| 17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | Abstain | Against | |||
| 18 | Amendment to Article 18 | Mgmt | For | For | For | |||
| 19 | Amendment to Article 20 | Mgmt | For | For | For | |||
| 20 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
| Entergy Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ETR | CUSIP 29364G103 | 05/04/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Maureen Bateman | Mgmt | For | For | For | |||
| 2 | Elect Gary Edwards | Mgmt | For | For | For | |||
| 3 | Elect Alexis Herman | Mgmt | For | For | For | |||
| 4 | Elect Donald Hintz | Mgmt | For | For | For | |||
| 5 | Elect J. Wayne Leonard | Mgmt | For | For | For | |||
| 6 | Elect Stuart Levenick | Mgmt | For | For | For | |||
| 7 | Elect Blanche Lincoln | Mgmt | For | For | For | |||
| 8 | Elect Stewart Myers | Mgmt | For | For | For | |||
| 9 | Elect William Percy, II | Mgmt | For | For | For | |||
| 10 | Elect W.J. Tauzin | Mgmt | For | For | For | |||
| 11 | Elect Steven Wilkinson | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| EQT Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EQT | CUSIP 26884L109 | 04/18/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Kenneth Burke | Mgmt | For | For | For | |||
| 2 | Elect Margaret Dorman | Mgmt | For | For | For | |||
| 3 | Elect Philip Behrman | Mgmt | For | For | For | |||
| 4 | Elect A. Bray Cary, Jr. | Mgmt | For | For | For | |||
| 5 | Elect Lee Todd, Jr. | Mgmt | For | For | For | |||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||
| 8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
| Exelon Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EXC | CUSIP 30161N101 | 04/02/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect John Canning Jr. | Mgmt | For | Against | Against | |||
| 2 | Elect Christopher Crane | Mgmt | For | Against | Against | |||
| 3 | Elect M. Walter D'Alessio | Mgmt | For | Against | Against | |||
| 4 | Elect Nicholas DeBenedictis | Mgmt | For | Against | Against | |||
| 5 | Elect Nelson Diaz | Mgmt | For | Against | Against | |||
| 6 | Elect Sue Ling Gin | Mgmt | For | Against | Against | |||
| 7 | Elect Rosemarie Greco | Mgmt | For | Against | Against | |||
| 8 | Elect Paul Joskow | Mgmt | For | Against | Against | |||
| 9 | Elect Richard Mies | Mgmt | For | Against | Against | |||
| 10 | Elect John Palms | Mgmt | For | Against | Against | |||
| 11 | Elect William Richardson | Mgmt | For | Against | Against | |||
| 12 | Elect Thomas Ridge | Mgmt | For | Against | Against | |||
| 13 | Elect John Rogers, Jr. | Mgmt | For | Against | Against | |||
| 14 | Elect John Rowe | Mgmt | For | Against | Against | |||
| 15 | Elect Stephen Steinour | Mgmt | For | Against | Against | |||
| 16 | Elect Donald Thompson | Mgmt | For | Against | Against | |||
| 17 | Elect Ann Berzin | Mgmt | For | Against | Against | |||
| 18 | Elect Yves de Balmann | Mgmt | For | Against | Against | |||
| 19 | Elect Robert Lawless | Mgmt | For | Against | Against | |||
| 20 | Elect Mayo Shattuck III | Mgmt | For | Against | Against | |||
| 21 | Ratification of Auditor | Mgmt | For | For | For | |||
| 22 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Firstenergy Corp. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| FE | CUSIP 337932107 | 05/15/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Paul Addison | Mgmt | For | For | For | |||
| 1.2 | Elect Anthony Alexander | Mgmt | For | For | For | |||
| 1.3 | Elect Michael Anderson | Mgmt | For | For | For | |||
| 1.4 | Elect Carol Cartwright | Mgmt | For | For | For | |||
| 1.5 | Elect William Cottle | Mgmt | For | For | For | |||
| 1.6 | Elect Robert Heisler, Jr. | Mgmt | For | For | For | |||
| 1.7 | Elect Julia Johnson | Mgmt | For | For | For | |||
| 1.8 | Elect Ted Kleisner | Mgmt | For | For | For | |||
| 1.9 | Elect Donald Misheff | Mgmt | For | For | For | |||
| 1.10 | Elect Ernest Novak, Jr. | Mgmt | For | For | For | |||
| 1.11 | Elect Christopher Pappas | Mgmt | For | For | For | |||
| 1.12 | Elect Catherine Rein | Mgmt | For | For | For | |||
| 1.13 | Elect George Smart | Mgmt | For | For | For | |||
| 1.14 | Elect Wesley Taylor | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 4 | Approval of the Material Terms of Performance Goals under the 2007 Incentive Plan | Mgmt | For | For | For | |||
| 5 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHldr | Against | Against | For | |||
| 6 | Shareholder Proposal Regarding Report on Coal Risk | ShrHldr | Against | Against | For | |||
| 7 | Shareholder Proposal Regarding the Adoption of Simple Majority Vote | ShrHldr | Against | For | Against | |||
| GDF Suez | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GSZ | CINS F42768105 | 04/23/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Mix | France | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 5 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 8 | Related Party Transactions | Mgmt | For | For | For | |||
| 9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 10 | Elect Gerard Mestrallet | Mgmt | For | Against | Against | |||
| 11 | Elect Jean-Francois Cirelli | Mgmt | For | Against | Against | |||
| 12 | Elect Jean-Louis Beffa | Mgmt | For | Against | Against | |||
| 13 | Elect Paul Desmarais, Jr. | Mgmt | For | Against | Against | |||
| 14 | Elect Lord Simon Highbury | Mgmt | For | Against | Against | |||
| 15 | Elect Gerard Lamarche as Censor | Mgmt | For | For | For | |||
| 16 | Authority to Issue Shares and Convertibles w/ Preemptive Rights | Mgmt | For | For | For | |||
| 17 | Authority to Issue Shares and Convertibles w/o Preemptive Rights | Mgmt | For | For | For | |||
| 18 | Authority to Issue Shares for Private Placement w/o Preemptive Rights | Mgmt | For | For | For | |||
| 19 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | |||
| 20 | Authority to Increase Capital in Case of Contributions in Kind | Mgmt | For | For | For | |||
| 21 | Authority to Increase Capital for Employee Savings Plan | Mgmt | For | For | For | |||
| 22 | Authority to Increase Capital for Equity Compensation Plan for Overseas Employees | Mgmt | For | For | For | |||
| 23 | Global Ceiling on Increases in Capital and Debt Issuances | Mgmt | For | For | For | |||
| 24 | Authority to Increase Capital through Capitalizations | Mgmt | For | For | For | |||
| 25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
| 26 | Authority to Issue Restricted Stock | Mgmt | For | For | For | |||
| 27 | Amendment to Articles Regarding Employee Representative Term Lengths | Mgmt | For | For | For | |||
| 28 | Amendments to Articles Regarding Director Age Limit | Mgmt | For | For | For | |||
| 29 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
| 30 | Scrip Dividend Option | Mgmt | For | For | For | |||
| 31 | Shareholder Proposal Regarding Allocation of Profits | ShrHldr | Against | Against | For | |||
| Great Plains Energy Incorporated | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GXP | CUSIP 391164100 | 05/01/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Terry Bassham | Mgmt | For | For | For | |||
| 1.2 | Elect David Bodde | Mgmt | For | For | For | |||
| 1.3 | Elect Michael Chesser | Mgmt | For | For | For | |||
| 1.4 | Elect Randall Ferguson, Jr. | Mgmt | For | For | For | |||
| 1.5 | Elect Gary Forsee | Mgmt | For | For | For | |||
| 1.6 | Elect Thomas Hyde | Mgmt | For | For | For | |||
| 1.7 | Elect James Mitchell | Mgmt | For | For | For | |||
| 1.8 | Elect John Sherman | Mgmt | For | For | For | |||
| 1.9 | Elect Linda Talbott | Mgmt | For | For | For | |||
| 1.10 | Elect Robert West | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| Iberdrola S.A. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| IBE | CINS E6165F166 | 06/22/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | Spain | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 3 | Accounts | Mgmt | For | For | For | |||
| 4 | Management Reports | Mgmt | For | For | For | |||
| 5 | Ratification of Board Acts | Mgmt | For | For | For | |||
| 6 | Appointment of Auditor | Mgmt | For | For | For | |||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 8 | Scrip Dividend | Mgmt | For | For | For | |||
| 9 | Elect Jose Luis San-Pedro Guerenabarrena | Mgmt | For | Against | Against | |||
| 10 | Elect Angel Jesus Acebes Paniagua | Mgmt | For | Against | Against | |||
| 11 | Elect Xavier de Irala Estevez | Mgmt | For | Against | Against | |||
| 12 | Elect Inigo Victor de Oriol Ibarra | Mgmt | For | Against | Against | |||
| 13 | Elect Ines Macho Stadler | Mgmt | For | Against | Against | |||
| 14 | Elect Braulio Medel Camara | Mgmt | For | Against | Against | |||
| 15 | Elect Samantha Barber | Mgmt | For | Against | Against | |||
| 16 | Elect Francisco Pons Alcoy | Mgmt | For | Against | Against | |||
| 17 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
| 18 | Authority to List and Delist Securities | Mgmt | For | For | For | |||
| 19 | Authority to Create and Fund Foundations | Mgmt | For | For | For | |||
| 20 | Amend Articles 19.1, 19.4, 20.1, 20.2, 20.4 and 23.3 | Mgmt | For | For | For | |||
| 21 | Amend Articles 24.1, 24.2 and 25.2 | Mgmt | For | For | For | |||
| 22 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||
| 23 | Approval of Corporate Website | Mgmt | For | For | For | |||
| 24 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
| 25 | Remuneration Report | Mgmt | For | For | For | |||
| International Power plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| IPR | CINS G4890M109 | 05/15/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United Kingdom | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Elect Dirk Achiel Marc Beeuwsaert | Mgmt | For | Against | Against | |||
| 3 | Elect Sir Neville Simms | Mgmt | For | Against | Against | |||
| 4 | Elect Bernard Attali | Mgmt | For | Against | Against | |||
| 5 | Elect Anthony Isaac | Mgmt | For | Against | Against | |||
| 6 | Elect David Weston | Mgmt | For | Against | Against | |||
| 7 | Elect Sir Rob Young | Mgmt | For | Against | Against | |||
| 8 | Elect Michael Zaoui | Mgmt | For | Against | Against | |||
| 9 | Elect Gerard Mestrallet | Mgmt | For | Against | Against | |||
| 10 | Elect Jean-Francois Cirelli | Mgmt | For | Against | Against | |||
| 11 | Elect Isabelle Kocher | Mgmt | For | Against | Against | |||
| 12 | Elect Philip Cox | Mgmt | For | Against | Against | |||
| 13 | Elect Guy Richelle | Mgmt | For | Against | Against | |||
| 14 | Elect Geert Peeters | Mgmt | For | Against | Against | |||
| 15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 17 | Directors' Remuneration Report | Mgmt | For | For | For | |||
| 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 21 | 2012 Performance Share Plan | Mgmt | For | For | For | |||
| 22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
| International Power plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| IPR | CINS G4890M109 | 06/07/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Court | United Kingdom | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Scheme of Arrangement | Mgmt | For | For | For | |||
| International Power plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| IPR | CINS G4890M109 | 06/07/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Special | United Kingdom | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Merger | Mgmt | For | For | For | |||
| 3 | Authority to Make Off-Market Repurchase of Deferred Shares | Mgmt | For | For | For | |||
| ITC Holdings Corp. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ITC | CUSIP 465685105 | 05/23/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Christopher Franklin | Mgmt | For | For | For | |||
| 1.2 | Elect Edward Jepsen | Mgmt | For | For | For | |||
| 1.3 | Elect Richard McLellan | Mgmt | For | For | For | |||
| 1.4 | Elect William Museler | Mgmt | For | For | For | |||
| 1.5 | Elect Hazel O'Leary | Mgmt | For | For | For | |||
| 1.6 | Elect M. Michael Rounds | Mgmt | For | For | For | |||
| 1.7 | Elect Gordon Bennett Stewart, III | Mgmt | For | For | For | |||
| 1.8 | Elect Lee Stewart | Mgmt | For | For | For | |||
| 1.9 | Elect J.C. Watts | Mgmt | For | For | For | |||
| 1.10 | Elect Joseph Welch | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| Kyushu Electric Power Co Inc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| 9508 | CINS J38468104 | 06/27/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Japan | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 3 | Elect Masayoshi Nuki | Mgmt | For | For | For | |||
| 4 | Elect Michiaki Uriu | Mgmt | For | For | For | |||
| 5 | Elect Yoshinori Fukahori | Mgmt | For | For | For | |||
| 6 | Elect Haruyoshi Yamamoto | Mgmt | For | For | For | |||
| 7 | Elect Masanao Chinzei | Mgmt | For | For | For | |||
| 8 | Elect Kenji Tsugami | Mgmt | For | For | For | |||
| 9 | Elect Tomoyuki Aramaki | Mgmt | For | For | For | |||
| 10 | Elect Sohju Hirata | Mgmt | For | For | For | |||
| 11 | Elect Hiroshi Ohshima | Mgmt | For | For | For | |||
| 12 | Elect Masayuki Yamasaki | Mgmt | For | For | For | |||
| 13 | Elect Tomio Naitoh | Mgmt | For | For | For | |||
| 14 | Elect Seiichi Sakaguchi | Mgmt | For | For | For | |||
| 15 | Elect Naofumi Satoh | Mgmt | For | For | For | |||
| 16 | Elect Kazuhiro Izaki | Mgmt | For | For | For | |||
| 17 | Elect Tohru Yoshizako | Mgmt | For | For | For | |||
| 18 | Elect Hideomi Yakushinji | Mgmt | For | For | For | |||
| 19 | Elect Akiyoshi Watanabe | Mgmt | For | For | For | |||
| 20 | Elect Tsuyoshi Ono | Mgmt | For | For | For | |||
| 21 | Elect Yoshio Utsumi | Mgmt | For | For | For | |||
| 22 | Elect Kazuyuki Yamade as Alternate Statutory Auditor | Mgmt | For | For | For | |||
| 23 | Shareholder Proposal Regarding Social Investment | ShrHldr | Against | Against | For | |||
| 24 | Shareholder Proposal Regarding Electricity Prices | ShrHldr | Against | Against | For | |||
| 25 | Shareholder Proposal Regarding Withdrawal from Nuclear Power | ShrHldr | Against | Against | For | |||
| 26 | Shareholder Proposal Regarding Establishment of Decommissioning Expedition Committee | ShrHldr | Against | Against | For | |||
| 27 | Shareholder Proposal Regarding Combined Cycle Plants | ShrHldr | Against | Against | For | |||
| 28 | Shareholder Proposal Regarding Establishment of Generation and Transmission Separation Committee | ShrHldr | Against | Against | For | |||
| 29 | Shareholder Proposal Regarding Election of Dissident Nominee | ShrHldr | Against | Against | For | |||
| 30 | Shareholder Proposal Regarding Abolishment of Special Allowances | ShrHldr | Against | Against | For | |||
| National Grid Plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NG | CINS G6375K151 | 07/25/2011 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United Kingdom | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Accounts and Reports | Mgmt | For | For | For | |||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 4 | Elect John Parker | Mgmt | For | Against | Against | |||
| 5 | Elect Steven Holliday | Mgmt | For | For | For | |||
| 6 | Elect Andrew Bonfield | Mgmt | For | For | For | |||
| 7 | Elect Thomas King | Mgmt | For | For | For | |||
| 8 | Elect Nick Winser | Mgmt | For | For | For | |||
| 9 | Elect Kenneth Harvey | Mgmt | For | For | For | |||
| 10 | Elect Linda Adamany | Mgmt | For | For | For | |||
| 11 | Elect Philip Aiken | Mgmt | For | For | For | |||
| 12 | Elect Stephen Pettit | Mgmt | For | For | For | |||
| 13 | Elect Maria Richter | Mgmt | For | For | For | |||
| 14 | Elect George Rose | Mgmt | For | For | For | |||
| 15 | Appointment of Auditor | Mgmt | For | For | For | |||
| 16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
| 17 | Directors' Remuneration Report | Mgmt | For | For | For | |||
| 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
| 22 | Share Incentive Plan Renewal | Mgmt | For | For | For | |||
| 23 | Employee Stock Purchase Plan Renewal | Mgmt | For | For | For | |||
| 24 | Sharesave Plan | Mgmt | For | For | For | |||
| 25 | Long Term Performance Plan | Mgmt | For | For | For | |||
| Northumbrian Water Group plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NWG | CINS G6661T130 | 07/28/2011 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United Kingdom | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 4 | Elect Paul Rew | Mgmt | For | For | For | |||
| 5 | Elect Simon Lyster | Mgmt | For | For | For | |||
| 6 | Elect Sir Patrick Brown | Mgmt | For | For | For | |||
| 7 | Elect Margaret Fay | Mgmt | For | For | For | |||
| 8 | Elect Chris Green | Mgmt | For | For | For | |||
| 9 | Elect Heidi Mottram | Mgmt | For | For | For | |||
| 10 | Elect Martin Negre | Mgmt | For | For | For | |||
| 11 | Elect Alex Scott-Barrett | Mgmt | For | For | For | |||
| 12 | Elect Sir Derek Wanless | Mgmt | For | For | For | |||
| 13 | Appointment of Auditor | Mgmt | For | For | For | |||
| 14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
| 15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
| 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
| 20 | Ratification of Dividends | Mgmt | For | For | For | |||
| NV Energy, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NVE | CUSIP 67073Y106 | 05/10/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | |||
| 2 | Elect Glenn Christenson | Mgmt | For | For | For | |||
| 3 | Elect Susan Clark | Mgmt | For | For | For | |||
| 4 | Elect Stephen Frank | Mgmt | For | For | For | |||
| 5 | Elect Brian Kennedy | Mgmt | For | For | For | |||
| 6 | Elect Maureen Mullarkey | Mgmt | For | For | For | |||
| 7 | Elect John O'Reilly | Mgmt | For | For | For | |||
| 8 | Elect Philip Satre | Mgmt | For | For | For | |||
| 9 | Elect Donald Snyder | Mgmt | For | For | For | |||
| 10 | Elect Michael Yackira | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 12 | Amendment to the 2003 Non-Employee Director Stock Plan | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| Oge Energy Corp. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| OGE | CUSIP 670837103 | 05/17/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Wayne Brunetti | Mgmt | For | For | For | |||
| 1.2 | Elect John Groendyke | Mgmt | For | For | For | |||
| 1.3 | Elect Kirk Humphreys | Mgmt | For | For | For | |||
| 1.4 | Elect Robert Kelley | Mgmt | For | For | For | |||
| 1.5 | Elect Robert Lorenz | Mgmt | For | For | For | |||
| 1.6 | Elect Judy McReynolds | Mgmt | For | For | For | |||
| 1.7 | Elect Leroy Richie | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
| PG&E Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PCG | CUSIP 69331C108 | 05/14/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect David Andrews | Mgmt | For | For | For | |||
| 2 | Elect Lewis Chew | Mgmt | For | For | For | |||
| 3 | Elect C. Lee Cox | Mgmt | For | For | For | |||
| 4 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |||
| 5 | Elect Fred Fowler | Mgmt | For | For | For | |||
| 6 | Elect Maryellen Herringer | Mgmt | For | For | For | |||
| 7 | Elect Roger Kimmel | Mgmt | For | For | For | |||
| 8 | Elect Richard Meserve | Mgmt | For | For | For | |||
| 9 | Elect Forrest Miller | Mgmt | For | For | For | |||
| 10 | Elect Rosendo Parra | Mgmt | For | For | For | |||
| 11 | Elect Barbara Rambo | Mgmt | For | For | For | |||
| 12 | Elect Barry Williams | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 15 | Shareholder Proposal Regarding Removing Sexual Orientation from Anti-Bias Policy | ShrHldr | Against | Against | For | |||
| Pinnacle West Capital Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PNW | CUSIP 723484101 | 05/16/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Edward Basha, Jr. | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect Donald Brandt | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect Susan Clark-Johnson | Mgmt | For | Withhold | Against | |||
| 1.4 | Elect Denis Cortese | Mgmt | For | Withhold | Against | |||
| 1.5 | Elect Michael Gallagher | Mgmt | For | Withhold | Against | |||
| 1.6 | Elect Roy Herberger, Jr. | Mgmt | For | Withhold | Against | |||
| 1.7 | Elect Dale Klein | Mgmt | For | Withhold | Against | |||
| 1.8 | Elect Humberto Lopez | Mgmt | For | Withhold | Against | |||
| 1.9 | Elect Kathryn Munro | Mgmt | For | Withhold | Against | |||
| 1.10 | Elect Bruce Nordstrom | Mgmt | For | Withhold | Against | |||
| 2 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| PPL Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PPL | CUSIP 69351T106 | 05/16/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Frederick Bernthal | Mgmt | For | For | For | |||
| 1.2 | Elect John Conway | Mgmt | For | For | For | |||
| 1.3 | Elect Steven Elliot | Mgmt | For | For | For | |||
| 1.4 | Elect Louise Goeser | Mgmt | For | For | For | |||
| 1.5 | Elect Stuart Graham | Mgmt | For | For | For | |||
| 1.6 | Elect Stuart Heydt | Mgmt | For | For | For | |||
| 1.7 | Elect Raja Rajamannar | Mgmt | For | For | For | |||
| 1.8 | Elect Craig Rogerson | Mgmt | For | For | For | |||
| 1.9 | Elect William Spence | Mgmt | For | For | For | |||
| 1.10 | Elect Natica von Althann | Mgmt | For | For | For | |||
| 1.11 | Elect Keith Williamson | Mgmt | For | For | For | |||
| 2 | 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
| Questar Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| STR | CUSIP 748356102 | 05/10/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Teresa Beck | Mgmt | For | For | For | |||
| 2 | Elect R. D. Cash | Mgmt | For | For | For | |||
| 3 | Elect Laurence Downes | Mgmt | For | For | For | |||
| 4 | Elect Ronald Jibson | Mgmt | For | For | For | |||
| 5 | Elect Gary Michael | Mgmt | For | For | For | |||
| 6 | Elect Keith Rattie | Mgmt | For | For | For | |||
| 7 | Elect Harris Simmons | Mgmt | For | For | For | |||
| 8 | Elect Bruce Williamson | Mgmt | For | For | For | |||
| 9 | Ratification of Auditor | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Scottish and Southern Energy plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SSE | CINS G7885V109 | 07/21/2011 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United Kingdom | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 4 | Elect Katie Bickerstaffe | Mgmt | For | For | For | |||
| 5 | Elect Jeremy Beeton | Mgmt | For | For | For | |||
| 6 | Elect Lord Robert Smith of Kelvin | Mgmt | For | For | For | |||
| 7 | Elect Ian Marchant | Mgmt | For | For | For | |||
| 8 | Elect Colin Hood | Mgmt | For | For | For | |||
| 9 | Elect Gregor Alexander | Mgmt | For | For | For | |||
| 10 | Elect Alistair Phillips-Davies | Mgmt | For | For | For | |||
| 11 | Elect Lady Susan Rice | Mgmt | For | For | For | |||
| 12 | Elect Rene Medori | Mgmt | For | For | For | |||
| 13 | Elect Richard Gillingwater | Mgmt | For | For | For | |||
| 14 | Elect Thomas Thune Andersen | Mgmt | For | For | For | |||
| 15 | Appointment of Auditor | Mgmt | For | For | For | |||
| 16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
| 21 | Sharesave Scheme Renewal | Mgmt | For | For | For | |||
| Sempra Energy | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SRE | CUSIP 816851109 | 05/10/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Alan Boeckmann | Mgmt | For | For | For | |||
| 2 | Elect James Brocksmith, Jr. | Mgmt | For | For | For | |||
| 3 | Elect Donald Felsinger | Mgmt | For | For | For | |||
| 4 | Elect Wilford Godbold, Jr. | Mgmt | For | For | For | |||
| 5 | Elect William Jones | Mgmt | For | For | For | |||
| 6 | Elect William Ouchi | Mgmt | For | For | For | |||
| 7 | Elect Debra Reed | Mgmt | For | For | For | |||
| 8 | Elect Carlos Ruiz Sacristan | Mgmt | For | For | For | |||
| 9 | Elect William Rusnack | Mgmt | For | For | For | |||
| 10 | Elect William Rutledge | Mgmt | For | For | For | |||
| 11 | Elect Lynn Schenk | Mgmt | For | For | For | |||
| 12 | Elect Luis Tellez | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 15 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||
| 16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | |||
| Severn Trent plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SVT | CINS G8056D159 | 07/20/2011 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United Kingdom | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
| 4 | Elect Tony Ballance | Mgmt | For | Against | Against | |||
| 5 | Elect Bernard Bulkin | Mgmt | For | Against | Against | |||
| 6 | Elect Richard Davey | Mgmt | For | Against | Against | |||
| 7 | Elect Andrew Duff | Mgmt | For | Against | Against | |||
| 8 | Elect Gordon Fryett | Mgmt | For | Against | Against | |||
| 9 | Elect Martin Kane | Mgmt | For | Against | Against | |||
| 10 | Elect Martin Lamb | Mgmt | For | Against | Against | |||
| 11 | Elect Michael McKeon | Mgmt | For | Against | Against | |||
| 12 | Elect Baroness Sheila Noakes | Mgmt | For | Against | Against | |||
| 13 | Elect Andy Smith | Mgmt | For | Against | Against | |||
| 14 | Elect Tony Wray | Mgmt | For | Against | Against | |||
| 15 | Appointment of Auditor | Mgmt | For | For | For | |||
| 16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
| 17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
| 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
| Snam Rete Gas S.p.A. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SRG | CINS T8578L107 | 04/26/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Mix | Italy | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Amendments to Articles | Mgmt | For | For | For | |||
| 3 | Accounts and Reports | Mgmt | For | For | For | |||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 5 | Remuneration Report | Mgmt | For | For | For | |||
| 6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| Snam Rete Gas S.p.A. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SRG | CINS T8578L107 | 12/05/2011 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Mix | Italy | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Spin-off | Mgmt | For | For | For | |||
| 3 | Amendments to Articles - Change in Company Name | Mgmt | For | For | For | |||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| Tokyo Gas Co Limited | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| 9531 | CINS J87000105 | 06/28/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | Japan | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 3 | Elect Mitsunori Torihara | Mgmt | For | For | For | |||
| 4 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | |||
| 5 | Elect Shigeru Muraki | Mgmt | For | For | For | |||
| 6 | Elect Michiaki Hirose | Mgmt | For | For | For | |||
| 7 | Elect Tsutomu Ohya | Mgmt | For | For | For | |||
| 8 | Elect Mikio Itazawa | Mgmt | For | For | For | |||
| 9 | Elect Kazuo Yoshino | Mgmt | For | For | For | |||
| 10 | Elect Matsuhiko Hataba | Mgmt | For | For | For | |||
| 11 | Elect Yukio Satoh | Mgmt | For | For | For | |||
| 12 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | |||
| 13 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | |||
| 14 | Elect Yukio Masuda | Mgmt | For | Against | Against | |||
| 15 | Elect Yoshihiko Morita | Mgmt | For | Against | Against | |||
| UGI Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| UGI | CUSIP 902681105 | 01/19/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Stephen Ban | Mgmt | For | For | For | |||
| 1.2 | Elect Lon Greenberg | Mgmt | For | For | For | |||
| 1.3 | Elect Marvin Schlanger | Mgmt | For | For | For | |||
| 1.4 | Elect Anne Pol | Mgmt | For | For | For | |||
| 1.5 | Elect Ernest Jones | Mgmt | For | For | For | |||
| 1.6 | Elect John Walsh | Mgmt | For | For | For | |||
| 1.7 | Elect Roger Vincent | Mgmt | For | For | For | |||
| 1.8 | Elect M. Shawn Puccio | Mgmt | For | For | For | |||
| 1.9 | Elect Richard Gochnauer | Mgmt | For | For | For | |||
| 1.10 | Elect Frank Hermance | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| United Utilities Group PLC | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| UU | CINS G92755100 | 07/22/2011 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United Kingdom | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
| 4 | Elect John McAdam | Mgmt | For | For | For | |||
| 5 | Elect Steven Mogford | Mgmt | For | For | For | |||
| 6 | Elect Russ Houlden | Mgmt | For | For | For | |||
| 7 | Elect Catherine Bell | Mgmt | For | For | For | |||
| 8 | Elect Paul Heiden | Mgmt | For | For | For | |||
| 9 | Elect David Jones | Mgmt | For | For | For | |||
| 10 | Elect Nick Salmon | Mgmt | For | For | For | |||
| 11 | Appointment of Auditor | Mgmt | For | For | For | |||
| 12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
| 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
| 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
| 15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
| 17 | Adoption of New Articles Regarding Director Appointment | Mgmt | For | For | For | |||
| 18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
| Wisconsin Energy Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| WEC | CUSIP 976657106 | 05/03/2012 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect John Bergstrom | Mgmt | For | For | For | |||
| 1.2 | Elect Barbara Bowles | Mgmt | For | For | For | |||
| 1.3 | Elect Patricia Chadwick | Mgmt | For | For | For | |||
| 1.4 | Elect Robert Cornog | Mgmt | For | For | For | |||
| 1.5 | Elect Curt Culver | Mgmt | For | For | For | |||
| 1.6 | Elect Thomas Fischer | Mgmt | For | For | For | |||
| 1.7 | Elect Gale Klappa | Mgmt | For | For | For | |||
| 1.8 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | |||
| 1.9 | Elect Mary Ellen Stanek | Mgmt | For | Withhold | Against | |||
| 2 | Amend Articles to Adopt Majority Vote for Election of Directors | Mgmt | For | For | For | |||
| 3 | Amend Bylaws to Adopt Majority Vote for Election of Directors | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
| Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
| SIGNATURES | ||
| Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
| Registrant: | Putnam Global Utilities Fund | |
| By: | /s/ Jonathan S. Horwitz | |
| Name: | Jonathan S. Horwitz | |
| Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
| Date: | August 8, 2012 | |