-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LMlu2sZ6V7ZF8qZwqasSePUoDPj9xmNWOR5N1AbDeISrEwgROkt+TdKxddRHkYT9 EYTSCP3XwxgmS7H2Wcdymg== 0000869392-97-000027.txt : 19970630 0000869392-97-000027.hdr.sgml : 19970630 ACCESSION NUMBER: 0000869392-97-000027 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 19970430 FILED AS OF DATE: 19970627 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: PUTNAM UTILITIES GROWTH & INCOME FUND CENTRAL INDEX KEY: 0000867824 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 046660195 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-05989 FILM NUMBER: 97630913 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172921000 NSAR-A 1 N-SAR (3.0.A) PAGE 1 000 A000000 04/30/97 000 C000000 0000867824 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 A 001 A000000 PUTNAM UTILITIES GROWTH AND INCOME FUND 001 B000000 811-5889 001 C000000 6172921562 002 A000000 ONE POST OFFICE SQUARE 002 B000000 BOSTON 002 C000000 MA 002 D010000 02109 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 PUTNAM INVESTMENT MANAGEMENT, INC. 008 B000001 A 008 C000001 801-7974 008 D010001 BOSTON 008 D020001 MA 008 D030001 02109 011 A000001 PUTNAM MUTUAL FUNDS, INC. 011 B000001 8-5088 011 C010001 B0STON 011 C020001 MA 011 C030001 02109 012 A000001 PUTNAM INVESTOR SERVICES, INC. 012 B000001 84-401299 012 C010001 BOSTON 012 C020001 MA 012 C030001 02109 013 A000001 COOPERS & LYBRAND L.L.P. 013 B010001 BOSTON 013 B020001 MA PAGE 2 013 B030001 02110 015 A000001 PUTNAM FIDUCIARY TRUST COMPANY 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02109 015 E010001 X 015 A000002 DELETE 015 A000003 DELETE 018 000000 Y 019 A000000 Y 019 B000000 98 019 C000000 PUTNAMFUND 020 A000001 PAINEWEBBER INC. 020 B000001 13-2638166 020 C000001 70 020 A000002 MERRILL LYNCH, PIERCE, FENNER &SMITH 020 B000002 13-5674085 020 C000002 44 020 A000003 MORGAN STANLEY INC. 020 B000003 13-2655998 020 C000003 39 020 A000004 EDWARDS (A.G.) & SONS INC. 020 B000004 43-0895477 020 C000004 37 020 A000005 SALOMON BROTHERS INC. 020 B000005 13-3082694 020 C000005 33 020 A000006 CADARET GRANT & CO INC. 020 B000006 00-0000000 020 C000006 31 020 A000007 FIRST CHICAGO INVESTMENT SERVICE INC. 020 B000007 36-0899825 020 C000007 30 020 A000008 BEAR STERNS & CO. 020 B000008 13-4946705 020 C000008 30 020 A000009 LEGG MASON WOOD WALKER, INC. 020 B000009 52-0902557 020 C000009 28 020 A000010 DEUTSCHE MORGAN GREFELL 020 B000010 00-0000000 020 C000010 28 021 000000 907 022 A000001 UBS SECURITIES 022 B000001 13-2932996 022 C000001 712781 022 D000001 11478 022 A000002 MORGAN (J.P.) 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080 A000000 FEDERAL INSURANCE COMPANY 080 B000000 NATIONAL UNION FIRE INSURANCE CO. 080 C000000 50000 PAGE 9 081 A000000 Y 081 B000000 97 082 A000000 N 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE PAUL BUCUVALAS TITLE VICE PRESIDENT EX-27 2 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 Putnam Utilities Growth and Income Fund 3 CLASS A OTHER OCT-31-1996 APR-30-1997 1,087,150,663 1,244,880,898 20,179,908 809 0 1,245,061,615 6,759,700 0 7,343,678 14,103,378 0 1,041,324,636 53,656,590 53,185,641 (3,040,879) 0 54,946,191 0 137,728,289 1,230,958,237 20,643,758 7,648,609 0 8,910,588 19,381,779 55,328,689 (9,978,521) 64,731,948 0 (12,198,187) (39,184,764) 0 9,939,762 (13,499,784) 4,030,971 (9,206,143) 0 79,158,968 (3,930) 0 3,938,980 0 9,090,669 628,795,523 11.63 .20 .42 (.23) (.76) 0 11.26 .53 0 0

EX-27 3 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 Putnam Utilities Growth and Income Fund 3 CLASS B OTHER OCT-31-1996 APR-30-1997 1,087,150,663 1,244,880,898 20,179,908 809 0 1,245,061,615 6,759,700 0 7,343,678 14,103,378 0 1,041,324,636 55,284,806 53,160,943 (3,040,879) 0 54,946,191 0 137,728,289 1,230,958,237 20,643,758 7,648,609 0 8,910,588 19,381,779 55,328,689 (9,978,521) 64,731,948 0 (10,112,023) (39,979,477) 0 5,368,118 (7,223,824) 3,979,569 (9,206,143) 0 79,158,968 (3,930) 0 3,938,980 0 9,090,669 637,237,719 11.57 .16 .43 (.19) (.76) 0 11.21 .92 0 0

EX-27 4
6 Putnam Utilities Growth and Income Fund 3 CLASS M OTHER OCT-31-1996 APR-30-1997 1,087,150,663 1,244,880,898 20,179,908 809 0 1,245,061,615 6,759,700 0 7,343,678 14,103,378 0 1,041,324,636 633,868 554,664 (3,040,879) 0 54,946,191 0 137,728,289 1,230,958,237 20,643,758 7,648,609 0 8,910,588 19,381,779 55,328,689 (9,978,521) 64,731,948 0 (108,518) (377,255) 0 235,744 (196,335) 39,795 (9,206,143) 0 79,158,968 (3,930) 0 3,938,980 0 9,090,669 6,634,797 11.61 .18 .42 (.20) (.76) 0 11.25 .78 0 0

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