0001628280-23-003513.txt : 20230214 0001628280-23-003513.hdr.sgml : 20230214 20230214161340 ACCESSION NUMBER: 0001628280-23-003513 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230213 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCDANIEL THOMAS R CENTRAL INDEX KEY: 0001192266 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34166 FILM NUMBER: 23629415 MAIL ADDRESS: STREET 1: 3939 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNPOWER CORP CENTRAL INDEX KEY: 0000867773 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943008969 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 1414 HARBOUR WAY SOUTH, SUITE 1901 CITY: RICHMOND STATE: CA ZIP: 94804 BUSINESS PHONE: 408-240-5500 MAIL ADDRESS: STREET 1: 1414 HARBOUR WAY SOUTH, SUITE 1901 CITY: RICHMOND STATE: CA ZIP: 94804 4 1 wf-form4_167640919111952.xml FORM 4 X0306 4 2023-02-13 0 0000867773 SUNPOWER CORP SPWR 0001192266 MCDANIEL THOMAS R 1414 HARBOUR WAY SOUTH, SUITE 1901 RICHMOND CA 94804 1 0 0 0 Common Stock 2023-02-13 4 M 0 3179 0 A 3179 D Common Stock 289223 I See footnote Restricted Stock Units (RSUs) 2023-02-13 4 A 0 3179 0 A Common Stock 3179.0 3179 D Restricted Stock Units (RSUs) 2023-02-13 4 M 0 3179 0 D Common Stock 3179.0 0 D Shares held of record by the McDaniel Trust dtd 7/26/2000 (the "Trust") of which Mr. McDaniel and his wife are co-trustees. Each trustee has independent control and voting power over the Trust. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. The RSUs were automatically granted and vested immediately on February 13, 2023 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. /s/ Bette Tsien, as attorney-in-fact for Thomas R. McDaniel 2023-02-14