0001246360-13-001518.txt : 20130221 0001246360-13-001518.hdr.sgml : 20130221 20130221210020 ACCESSION NUMBER: 0001246360-13-001518 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130219 FILED AS OF DATE: 20130221 DATE AS OF CHANGE: 20130221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Richards Douglas J. CENTRAL INDEX KEY: 0001411768 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34166 FILM NUMBER: 13632117 MAIL ADDRESS: STREET 1: 3939 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNPOWER CORP CENTRAL INDEX KEY: 0000867773 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943008969 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 77 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-240-5500 MAIL ADDRESS: STREET 1: 77 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 form.xml PRIMARY DOCUMENT X0306 4 2013-02-19 false 0000867773 SUNPOWER CORP SPWR 0001411768 Richards Douglas J. C/O SUNPOWER CORPORATION 77 RIO ROBLES SAN JOSE CA 95134 false true false false EVP, Administration Restricted Stock Units (RSUs) 2013-02-19 4 A false 55000 0 A Common Stock 55000 55000 D Performance-Based Restricted Stock Units (PSUs) 2013-02-19 4 A false 76859 0 A Common Stock 76859 76859 D Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. The RSUs shall vest in three equal installments on each of March 1, 2014, March 1, 2015, and March 1, 2016. Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. On March 29, 2012, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain performance criteria. The Compensation Committee of the Issuer's Board of Directors confirmed achievement of the performance criteria on February 19, 2013 and, based on that assessment, determined the number of PSUs. The PSUs shall vest in 3 equal installments on each of March 1, 2013, March 1, 2014 and March 1, 2015. Karla Rogers, attorney-in-fact for Douglas Richards 2013-02-21