0001209191-21-017620.txt : 20210304 0001209191-21-017620.hdr.sgml : 20210304 20210304100452 ACCESSION NUMBER: 0001209191-21-017620 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210304 DATE AS OF CHANGE: 20210304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAHAFFEY KENNETH LAWRENCE CENTRAL INDEX KEY: 0001689047 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34166 FILM NUMBER: 21712812 MAIL ADDRESS: STREET 1: C/O SUNPOWER CORPORATION STREET 2: 77 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNPOWER CORP CENTRAL INDEX KEY: 0000867773 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943008969 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 51 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-240-5500 MAIL ADDRESS: STREET 1: 51 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-01 0 0000867773 SUNPOWER CORP SPWR 0001689047 MAHAFFEY KENNETH LAWRENCE 51 RIO ROBLES SAN JOSE CA 95134 0 1 0 0 EVP & General Counsel Common Stock 2021-03-01 4 M 0 10492 0.00 A 18669 D Common Stock 2021-03-01 4 M 0 10824 0.00 A 29493 D Common Stock 2021-03-01 4 M 0 13185 0.00 A 42678 D Common Stock 2021-03-01 4 M 0 10998 0.00 A 53676 D Common Stock 2021-03-01 4 M 0 11148 0.00 A 64824 D Common Stock 2021-03-01 4 M 0 14864 0.00 A 79688 D Common Stock 2021-03-01 4 M 0 12344 0.00 A 92032 D Performance Based Stock Units (PSU's) 2021-03-01 4 M 0 10492 0.00 D Common Stock 10492 0 D Performance Based Stock Units (PSU's) 2021-03-01 4 M 0 10824 0.00 D Common Stock 10824 10825 D Performance Based Stock Units (PSU's) 2021-03-01 4 M 0 13185 0.00 D Common Stock 13185 26369 D Performance Based Stock Units (PSU's) 2021-03-01 4 M 0 10998 0.00 D Common Stock 10998 32996 D Restricted Stock Units (RSU's) 2021-03-01 4 M 0 11148 0.00 D Common Stock 11148 11148 D Restricted Stock Units (RSU's) 2021-03-01 4 M 0 14864 0.00 D Common Stock 14864 29729 D Restricted Stock Units (RSU's) 2021-03-01 4 M 0 12344 0.00 D Common Stock 12344 37032 D Amount of shares beneficially owned has been revised to correct an administrative error in previous filings Each PSU or RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. The remaining PSU's or RSU's vested on March 1, 2021 The remaining PSUs or RSUs shall vest on March 1, 2022 The remaining PSU's or RSU's shall vest in installments on March 1, 2022 and March 1, 2023 The remaining PSU's or RSU's shall vest in installments on March 1, 2022, March 1, 2023 and March 1, 2024 /s/Lauren Walz, as attorney-in-fact for Kenneth Mahaffey 2021-03-03