0001209191-21-017620.txt : 20210304
0001209191-21-017620.hdr.sgml : 20210304
20210304100452
ACCESSION NUMBER: 0001209191-21-017620
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210301
FILED AS OF DATE: 20210304
DATE AS OF CHANGE: 20210304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAHAFFEY KENNETH LAWRENCE
CENTRAL INDEX KEY: 0001689047
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34166
FILM NUMBER: 21712812
MAIL ADDRESS:
STREET 1: C/O SUNPOWER CORPORATION
STREET 2: 77 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUNPOWER CORP
CENTRAL INDEX KEY: 0000867773
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943008969
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 51 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-240-5500
MAIL ADDRESS:
STREET 1: 51 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-01
0
0000867773
SUNPOWER CORP
SPWR
0001689047
MAHAFFEY KENNETH LAWRENCE
51 RIO ROBLES
SAN JOSE
CA
95134
0
1
0
0
EVP & General Counsel
Common Stock
2021-03-01
4
M
0
10492
0.00
A
18669
D
Common Stock
2021-03-01
4
M
0
10824
0.00
A
29493
D
Common Stock
2021-03-01
4
M
0
13185
0.00
A
42678
D
Common Stock
2021-03-01
4
M
0
10998
0.00
A
53676
D
Common Stock
2021-03-01
4
M
0
11148
0.00
A
64824
D
Common Stock
2021-03-01
4
M
0
14864
0.00
A
79688
D
Common Stock
2021-03-01
4
M
0
12344
0.00
A
92032
D
Performance Based Stock Units (PSU's)
2021-03-01
4
M
0
10492
0.00
D
Common Stock
10492
0
D
Performance Based Stock Units (PSU's)
2021-03-01
4
M
0
10824
0.00
D
Common Stock
10824
10825
D
Performance Based Stock Units (PSU's)
2021-03-01
4
M
0
13185
0.00
D
Common Stock
13185
26369
D
Performance Based Stock Units (PSU's)
2021-03-01
4
M
0
10998
0.00
D
Common Stock
10998
32996
D
Restricted Stock Units (RSU's)
2021-03-01
4
M
0
11148
0.00
D
Common Stock
11148
11148
D
Restricted Stock Units (RSU's)
2021-03-01
4
M
0
14864
0.00
D
Common Stock
14864
29729
D
Restricted Stock Units (RSU's)
2021-03-01
4
M
0
12344
0.00
D
Common Stock
12344
37032
D
Amount of shares beneficially owned has been revised to correct an administrative error in previous filings
Each PSU or RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
The remaining PSU's or RSU's vested on March 1, 2021
The remaining PSUs or RSUs shall vest on March 1, 2022
The remaining PSU's or RSU's shall vest in installments on March 1, 2022 and March 1, 2023
The remaining PSU's or RSU's shall vest in installments on March 1, 2022, March 1, 2023 and March 1, 2024
/s/Lauren Walz, as attorney-in-fact for Kenneth Mahaffey
2021-03-03