0001209191-19-030136.txt : 20190515 0001209191-19-030136.hdr.sgml : 20190515 20190515183014 ACCESSION NUMBER: 0001209191-19-030136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190514 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAHAFFEY KENNETH LAWRENCE CENTRAL INDEX KEY: 0001689047 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34166 FILM NUMBER: 19830104 MAIL ADDRESS: STREET 1: C/O SUNPOWER CORPORATION STREET 2: 77 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNPOWER CORP CENTRAL INDEX KEY: 0000867773 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943008969 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 77 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-240-5500 MAIL ADDRESS: STREET 1: 77 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-14 0 0000867773 SUNPOWER CORP SPWR 0001689047 MAHAFFEY KENNETH LAWRENCE 77 RIO ROBLES SAN JOSE CA 95134 0 1 0 0 EVP & General Counsel Common Stock 2019-05-14 4 S 0 32248 7.98 D 67796 D The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $7.87-$8.06.The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each price. /s/Lauren Walz, as attorney-in-fact for Kenneth Mahaffey 2019-05-15