0001209191-19-010354.txt : 20190214 0001209191-19-010354.hdr.sgml : 20190214 20190214175052 ACCESSION NUMBER: 0001209191-19-010354 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190212 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WERNER THOMAS H CENTRAL INDEX KEY: 0001247756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34166 FILM NUMBER: 19608802 MAIL ADDRESS: STREET 1: 3939 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNPOWER CORP CENTRAL INDEX KEY: 0000867773 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943008969 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 77 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-240-5500 MAIL ADDRESS: STREET 1: 77 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-12 0 0000867773 SUNPOWER CORP SPWR 0001247756 WERNER THOMAS H 77 RIO ROBLES SAN JOSE CA 95134 1 1 0 0 Pres and CEO Performance-Based Restricted Stock Units (PSUs) 2019-02-12 4 A 0 64610 0.00 A Common Stock 64610 64610 D Performance-Based Restricted Stock Units (PSUs) 2019-02-12 4 A 0 59640 0.00 A Common Stock 59640 59640 D Performance-Based Restricted Stock Units (PSUs) 2019-02-12 4 A 0 60000 0.00 A Common Stock 60000 60000 D Performance Based Restricted Stock Units (PSUs) 2019-02-12 4 A 0 34170 0.00 A Common Stock 34170 34170 D Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. The PSUs vest in two equal installments on each of March 1, 2019 and March 1, 2020. On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. The PSUs vest in full on March 31, 2020. Lauren Walz, as Attorney-in-Fact for Thomas H Werner 2019-02-14