0001209191-19-010332.txt : 20190214
0001209191-19-010332.hdr.sgml : 20190214
20190214173920
ACCESSION NUMBER: 0001209191-19-010332
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190212
FILED AS OF DATE: 20190214
DATE AS OF CHANGE: 20190214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAHAFFEY KENNETH LAWRENCE
CENTRAL INDEX KEY: 0001689047
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34166
FILM NUMBER: 19608720
MAIL ADDRESS:
STREET 1: C/O SUNPOWER CORPORATION
STREET 2: 77 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUNPOWER CORP
CENTRAL INDEX KEY: 0000867773
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943008969
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 77 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-240-5500
MAIL ADDRESS:
STREET 1: 77 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-02-12
0
0000867773
SUNPOWER CORP
SPWR
0001689047
MAHAFFEY KENNETH LAWRENCE
77 RIO ROBLES
SAN JOSE
CA
95134
0
1
0
0
EVP & General Counsel
Performance-Based Restricted Stock Units (PSUs)
2019-02-12
4
A
0
41268
0.00
A
Common Stock
41268
41268
D
Restricted Stock Units (RSUs)
2019-02-12
4
A
0
56667
0.00
A
Common Stock
56667
56667
D
Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. The PSUs vest in four equal installments on each of March 1, 2019, March 1, 2020, March 1, 2021 and March 1, 2022.
Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
The RSUs shall vest in four equal installments on each of March 1, 2020, March 1, 2021 March 1, 2022, and March 1, 2023.
Lauren Walz, Attorney-in-Fact for Kenneth L. Mahaffey
2019-02-14