0001209191-18-016858.txt : 20180305 0001209191-18-016858.hdr.sgml : 20180305 20180305183549 ACCESSION NUMBER: 0001209191-18-016858 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180216 FILED AS OF DATE: 20180305 DATE AS OF CHANGE: 20180305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WERNER THOMAS H CENTRAL INDEX KEY: 0001247756 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34166 FILM NUMBER: 18668034 MAIL ADDRESS: STREET 1: 3939 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNPOWER CORP CENTRAL INDEX KEY: 0000867773 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943008969 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 77 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-240-5500 MAIL ADDRESS: STREET 1: 77 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2018-02-16 2018-02-20 0 0000867773 SUNPOWER CORP SPWR 0001247756 WERNER THOMAS H 77 RIO ROBLES SAN JOSE CA 95134 1 1 0 0 Pres and CEO Performance-Based Restricted Stock Units (PSUs) 2018-02-16 4 A 0 150000 0.00 A Common Stock 150000 150000 D Performance-Based Restricted Stock Units (PSUs) 2018-02-16 4 A 0 90000 0.00 A Common Stock 90000 90000 D Performance-Based Restricted Stock Units (PSUs) 2018-02-16 4 A 0 17700 0.00 A Common Stock 17700 17700 D Restricted Stock Units (RSUs) 2018-02-16 4 A 0 65000 0.00 A Common Stock 65000 65000 D Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. The PSUs vest in four equal installments on each of March 1, 2018, March 1, 2019, March 1, 2020 and March 1, 2021. On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. The PSUs vest in full on March 31, 2020. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. The RSUs shall vest in two equal installments on each of March 31, 2019 and March 31, 2020. This footnote has been amended to correct the vesting schedule. Lauren Walz, as Attorney-in-Fact for Thomas H Werner 2018-03-05