0001209191-18-016858.txt : 20180305
0001209191-18-016858.hdr.sgml : 20180305
20180305183549
ACCESSION NUMBER: 0001209191-18-016858
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180216
FILED AS OF DATE: 20180305
DATE AS OF CHANGE: 20180305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WERNER THOMAS H
CENTRAL INDEX KEY: 0001247756
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34166
FILM NUMBER: 18668034
MAIL ADDRESS:
STREET 1: 3939 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUNPOWER CORP
CENTRAL INDEX KEY: 0000867773
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943008969
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 77 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-240-5500
MAIL ADDRESS:
STREET 1: 77 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2018-02-16
2018-02-20
0
0000867773
SUNPOWER CORP
SPWR
0001247756
WERNER THOMAS H
77 RIO ROBLES
SAN JOSE
CA
95134
1
1
0
0
Pres and CEO
Performance-Based Restricted Stock Units (PSUs)
2018-02-16
4
A
0
150000
0.00
A
Common Stock
150000
150000
D
Performance-Based Restricted Stock Units (PSUs)
2018-02-16
4
A
0
90000
0.00
A
Common Stock
90000
90000
D
Performance-Based Restricted Stock Units (PSUs)
2018-02-16
4
A
0
17700
0.00
A
Common Stock
17700
17700
D
Restricted Stock Units (RSUs)
2018-02-16
4
A
0
65000
0.00
A
Common Stock
65000
65000
D
Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. The PSUs vest in four equal installments on each of March 1, 2018, March 1, 2019, March 1, 2020 and March 1, 2021.
On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. The PSUs vest in full on March 31, 2020.
Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
The RSUs shall vest in two equal installments on each of March 31, 2019 and March 31, 2020. This footnote has been amended to correct the vesting schedule.
Lauren Walz, as Attorney-in-Fact for Thomas H Werner
2018-03-05