0001209191-17-017607.txt : 20170303
0001209191-17-017607.hdr.sgml : 20170303
20170303163558
ACCESSION NUMBER: 0001209191-17-017607
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170301
FILED AS OF DATE: 20170303
DATE AS OF CHANGE: 20170303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUNPOWER CORP
CENTRAL INDEX KEY: 0000867773
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943008969
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1230
BUSINESS ADDRESS:
STREET 1: 77 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-240-5500
MAIL ADDRESS:
STREET 1: 77 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAHAFFEY KENNETH LAWRENCE
CENTRAL INDEX KEY: 0001689047
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34166
FILM NUMBER: 17664237
MAIL ADDRESS:
STREET 1: C/O SUNPOWER CORPORATION
STREET 2: 77 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-03-01
0
0000867773
SUNPOWER CORP
SPWR
0001689047
MAHAFFEY KENNETH LAWRENCE
77 RIO ROBLES
SAN JOSE
CA
95134
0
1
0
0
EVP & General Counsel
Common Stock
2017-03-01
4
M
0
1630
0.00
A
71374
D
Common Stock
2017-03-01
4
M
0
920
0.00
A
72294
D
Common Stock
2017-03-01
4
M
0
2927
0.00
A
75221
D
Common Stock
2017-03-01
4
M
0
833
0.00
A
76054
D
Common Stock
2017-03-01
4
M
0
2125
0.00
A
78179
D
Common Stock
2017-03-01
4
M
0
600
0.00
A
78779
D
Common Stock
2017-03-01
4
F
0
714
8.40
D
78065
D
Common Stock
2017-03-01
4
F
0
403
8.40
D
77662
D
Common Stock
2017-03-01
4
F
0
1228
8.40
D
76434
D
Common Stock
2017-03-01
4
F
0
306
8.40
D
76128
D
Common Stock
2017-03-01
4
F
0
780
8.40
D
75348
D
Common Stock
2017-03-01
4
F
0
221
8.40
D
75127
D
Restricted Stock Units (RSUs)
2017-03-01
4
M
0
1630
0.00
D
Common Stock
1630
0
D
Restricted Stock Units (RSUs)
2017-03-01
4
M
0
920
0.00
D
Common Stock
920
0
D
Restricted Stock Units (RSUs)
2017-03-01
4
M
0
2927
0.00
D
Common Stock
2927
2927
D
Restricted Stock Units (RSUs)
2017-03-01
4
M
0
833
0.00
D
Common Stock
833
834
D
Restricted Stock Units (RSUs)
2017-03-01
4
M
0
2125
0.00
D
Common Stock
2125
6375
D
Restricted Stock Units (RSUs)
2017-03-01
4
M
0
600
0.00
D
Common Stock
600
1800
D
Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares.
Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
The last vesting date for these RSUs was on March 1, 2017.
The remaining portion of these RSUs will vest on March 1, 2018.
The remaining RSUs shall vest in equal installments on each of March 1, 2018, March 1, 2019 and March 1, 2020.
Lauren Walz, as attorney-in-fact for Kenneth L Mahaffey
2017-03-03