0001209191-17-017607.txt : 20170303 0001209191-17-017607.hdr.sgml : 20170303 20170303163558 ACCESSION NUMBER: 0001209191-17-017607 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170301 FILED AS OF DATE: 20170303 DATE AS OF CHANGE: 20170303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNPOWER CORP CENTRAL INDEX KEY: 0000867773 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943008969 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 77 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-240-5500 MAIL ADDRESS: STREET 1: 77 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAHAFFEY KENNETH LAWRENCE CENTRAL INDEX KEY: 0001689047 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34166 FILM NUMBER: 17664237 MAIL ADDRESS: STREET 1: C/O SUNPOWER CORPORATION STREET 2: 77 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-01 0 0000867773 SUNPOWER CORP SPWR 0001689047 MAHAFFEY KENNETH LAWRENCE 77 RIO ROBLES SAN JOSE CA 95134 0 1 0 0 EVP & General Counsel Common Stock 2017-03-01 4 M 0 1630 0.00 A 71374 D Common Stock 2017-03-01 4 M 0 920 0.00 A 72294 D Common Stock 2017-03-01 4 M 0 2927 0.00 A 75221 D Common Stock 2017-03-01 4 M 0 833 0.00 A 76054 D Common Stock 2017-03-01 4 M 0 2125 0.00 A 78179 D Common Stock 2017-03-01 4 M 0 600 0.00 A 78779 D Common Stock 2017-03-01 4 F 0 714 8.40 D 78065 D Common Stock 2017-03-01 4 F 0 403 8.40 D 77662 D Common Stock 2017-03-01 4 F 0 1228 8.40 D 76434 D Common Stock 2017-03-01 4 F 0 306 8.40 D 76128 D Common Stock 2017-03-01 4 F 0 780 8.40 D 75348 D Common Stock 2017-03-01 4 F 0 221 8.40 D 75127 D Restricted Stock Units (RSUs) 2017-03-01 4 M 0 1630 0.00 D Common Stock 1630 0 D Restricted Stock Units (RSUs) 2017-03-01 4 M 0 920 0.00 D Common Stock 920 0 D Restricted Stock Units (RSUs) 2017-03-01 4 M 0 2927 0.00 D Common Stock 2927 2927 D Restricted Stock Units (RSUs) 2017-03-01 4 M 0 833 0.00 D Common Stock 833 834 D Restricted Stock Units (RSUs) 2017-03-01 4 M 0 2125 0.00 D Common Stock 2125 6375 D Restricted Stock Units (RSUs) 2017-03-01 4 M 0 600 0.00 D Common Stock 600 1800 D Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. The last vesting date for these RSUs was on March 1, 2017. The remaining portion of these RSUs will vest on March 1, 2018. The remaining RSUs shall vest in equal installments on each of March 1, 2018, March 1, 2019 and March 1, 2020. Lauren Walz, as attorney-in-fact for Kenneth L Mahaffey 2017-03-03