-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IY//vVDr3vFF4F+mtDjWLQ06gg9dFDMq8YdrpexUybu/uGy9RVh8GUY6XOh1Pkdy UMsSfsAVvGHJgCF2DVJZxQ== 0001140361-09-017120.txt : 20090728 0001140361-09-017120.hdr.sgml : 20090728 20090728181859 ACCESSION NUMBER: 0001140361-09-017120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090724 FILED AS OF DATE: 20090728 DATE AS OF CHANGE: 20090728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WERNER THOMAS H CENTRAL INDEX KEY: 0001247756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34166 FILM NUMBER: 09968243 MAIL ADDRESS: STREET 1: 3939 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNPOWER CORP CENTRAL INDEX KEY: 0000867773 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943008969 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 3939 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-240-5500 MAIL ADDRESS: STREET 1: 3939 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc1.xml FORM 4 X0303 4 2009-07-24 0 0000867773 SUNPOWER CORP SPWRA 0001247756 WERNER THOMAS H C/O SUNPOWER CORPORATION 3939 NORTH FIRST STREET SAN JOSE CA 95134 1 1 0 0 Chief Executive Officer Class A Common Stock 2009-07-24 4 M 0 25000 3.3 A 102033 D Class A Common Stock 2009-07-24 4 S 0 2200 29.7136 D 99833 D Class A Common Stock 2009-07-24 4 S 0 16500 31.2148 D 83333 D Class A Common Stock 2009-07-24 4 S 0 6300 31.9544 D 77033 D Stock Option (Right to Buy) 3.3 2009-07-24 4 M 0 25000 0 D 2014-06-17 Class A Common Stock 25000 203343 D The transactions reported on this Form 4 were effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person. Price reflects weighted average sales price; actual sales prices ranged from $29.65 to $30.40. The reporting person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price. Price reflects weighted average sales price; actual sales prices ranged from $30.73 to $31.70. The reporting person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price. Price reflects weighted average sales price; actual sales prices ranged from $31.80 to $32.0718. The reporting person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price. The option to purchase shares of Issuer's Class A Common Stock, awarded on June 17, 2004, vested and became exercisable as to 20% of the total underlying shares on June 17, 2005, and vests and becomes exercisable as to 1 2/3% of the total underlying shares on the 17th day of each month thereafter. Donald T. Rozak, Jr., CP, as attorney-in-fact for Thomas H. Werner 2009-07-28 -----END PRIVACY-ENHANCED MESSAGE-----