0000899243-21-019415.txt : 20210513 0000899243-21-019415.hdr.sgml : 20210513 20210513165010 ACCESSION NUMBER: 0000899243-21-019415 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210511 FILED AS OF DATE: 20210513 DATE AS OF CHANGE: 20210513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCDANIEL THOMAS R CENTRAL INDEX KEY: 0001192266 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34166 FILM NUMBER: 21920428 MAIL ADDRESS: STREET 1: 3939 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNPOWER CORP CENTRAL INDEX KEY: 0000867773 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943008969 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 51 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-240-5500 MAIL ADDRESS: STREET 1: 51 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-11 0 0000867773 SUNPOWER CORP SPWR 0001192266 MCDANIEL THOMAS R 51 RIO ROBLES SAN JOSE CA 95134 1 0 0 0 Common Stock 2021-05-11 4 M 0 2247 0.00 A 2363 D Common Stock 272265 I See footnote Restricted Stock Units (RSUs) 2021-05-11 4 A 0 2247 0.00 A Common Stock 2247 2247 D Restricted Stock Units (RSUs) 2021-05-11 4 M 0 2247 0.00 D Common Stock 2247 0 D Shares held of record by the McDaniel Trust dtd 7/26/2000 (the "Trust") of which Mr. McDaniel and his wife are co-trustees. Each trustee has independent control and voting power over the Trust. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. The RSUs were automatically granted and vested immediately on May 11, 2021 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. Lauren Walz, as attorney-in-fact for Thomas R. McDaniel 2021-05-13