0000899243-16-015226.txt : 20160303
0000899243-16-015226.hdr.sgml : 20160303
20160303174026
ACCESSION NUMBER: 0000899243-16-015226
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160301
FILED AS OF DATE: 20160303
DATE AS OF CHANGE: 20160303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUNPOWER CORP
CENTRAL INDEX KEY: 0000867773
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943008969
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1230
BUSINESS ADDRESS:
STREET 1: 77 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-240-5500
MAIL ADDRESS:
STREET 1: 77 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wenger Howard
CENTRAL INDEX KEY: 0001387222
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34166
FILM NUMBER: 161482573
MAIL ADDRESS:
STREET 1: 3939 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-03-01
0
0000867773
SUNPOWER CORP
SPWR
0001387222
Wenger Howard
C/O SUNPOWER CORPORATION
77 RIO ROBLES
SAN JOSE
CA
95134
0
1
0
0
President, Business Units
Common Stock
2016-03-01
4
M
0
32036
0.00
A
187207
D
Common Stock
2016-03-01
4
M
0
23334
0.00
A
210541
D
Common Stock
2016-03-01
4
M
0
7046
0.00
A
217587
D
Common Stock
2016-03-01
4
M
0
5667
0.00
A
223254
D
Common Stock
2016-03-01
4
M
0
6666
0.00
A
229920
D
Common Stock
2016-03-01
4
M
0
7053
0.00
A
236973
D
Common Stock
2016-03-01
4
M
0
4466
0.00
A
241439
D
Common Stock
2016-03-01
4
M
0
666
0.00
A
242105
D
Common Stock
2016-03-01
4
F
0
13389
23.68
D
228716
D
Common Stock
2016-03-01
4
F
0
3677
23.68
D
225039
D
Common Stock
2016-03-01
4
F
0
3681
23.68
D
221358
D
Common Stock
2016-03-01
4
F
0
2331
23.68
D
219027
D
Common Stock
2016-03-01
4
F
0
348
23.68
D
218679
D
Common Stock
2016-03-01
4
F
0
12176
23.68
D
206503
D
Common Stock
2016-03-01
4
F
0
2958
23.68
D
203545
D
Common Stock
2016-03-01
4
F
0
3479
23.68
D
200066
D
Performance-Based Restricted Stock Units (PSUs)
2016-03-01
4
M
0
32036
0.00
D
Common Stock
32036
0
D
Restricted Stock Units (RSUs)
2016-03-01
4
M
0
23334
0.00
D
Common Stock
23334
0
D
Performance-Based Restricted Stock Units (PSUs)
2016-03-01
4
M
0
7046
0.00
D
Common Stock
7046
7046
D
Restricted Stock Units (RSUs)
2016-03-01
4
M
0
5667
0.00
D
Common Stock
5667
5666
D
Restricted Stock Units (RSUs)
2016-03-01
4
M
0
6666
0.00
D
Common Stock
6666
13334
D
Performance-Based Restricted Stock Units (PSUs)
2016-03-01
4
M
0
7053
0.00
D
Common Stock
7053
14106
D
Performance-Based Restricted Stock Units (PSUs)
2016-03-01
4
M
0
4466
0.00
D
Common Stock
4466
8934
D
Performance-Based Restricted Stock Units (PSUs)
2016-03-01
4
M
0
666
0.00
D
Common Stock
666
1334
D
Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
The PSUs were earned based on performance in a prior year but were then subject to time-based vesting. The last vesting date for these PSUs was March 1, 2016.
Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares.
Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
The last vesting date for these RSUs was March 1, 2016.
The PSUs were earned based on performance in a prior year but were then subject to time-based vesting. The remaining portion of these PSUs will vest on March 1, 2017.
The remaining portion of these RSUs will vest on March 1, 2017.
The remaining portion of these RSUs will vest in installments on March 1, 2017 and March 1, 2018.
The PSUs were earned based on performance in a prior year but were then subject to time-based vesting. The remaining portion of these PSUs will vest in installments on March 1, 2017 and March 1, 2018.
/s/ Lauren Walz, as attorney-in-fact for Howard Wenger
2016-03-03