0000899243-16-015226.txt : 20160303 0000899243-16-015226.hdr.sgml : 20160303 20160303174026 ACCESSION NUMBER: 0000899243-16-015226 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160301 FILED AS OF DATE: 20160303 DATE AS OF CHANGE: 20160303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNPOWER CORP CENTRAL INDEX KEY: 0000867773 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943008969 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 77 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-240-5500 MAIL ADDRESS: STREET 1: 77 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wenger Howard CENTRAL INDEX KEY: 0001387222 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34166 FILM NUMBER: 161482573 MAIL ADDRESS: STREET 1: 3939 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-01 0 0000867773 SUNPOWER CORP SPWR 0001387222 Wenger Howard C/O SUNPOWER CORPORATION 77 RIO ROBLES SAN JOSE CA 95134 0 1 0 0 President, Business Units Common Stock 2016-03-01 4 M 0 32036 0.00 A 187207 D Common Stock 2016-03-01 4 M 0 23334 0.00 A 210541 D Common Stock 2016-03-01 4 M 0 7046 0.00 A 217587 D Common Stock 2016-03-01 4 M 0 5667 0.00 A 223254 D Common Stock 2016-03-01 4 M 0 6666 0.00 A 229920 D Common Stock 2016-03-01 4 M 0 7053 0.00 A 236973 D Common Stock 2016-03-01 4 M 0 4466 0.00 A 241439 D Common Stock 2016-03-01 4 M 0 666 0.00 A 242105 D Common Stock 2016-03-01 4 F 0 13389 23.68 D 228716 D Common Stock 2016-03-01 4 F 0 3677 23.68 D 225039 D Common Stock 2016-03-01 4 F 0 3681 23.68 D 221358 D Common Stock 2016-03-01 4 F 0 2331 23.68 D 219027 D Common Stock 2016-03-01 4 F 0 348 23.68 D 218679 D Common Stock 2016-03-01 4 F 0 12176 23.68 D 206503 D Common Stock 2016-03-01 4 F 0 2958 23.68 D 203545 D Common Stock 2016-03-01 4 F 0 3479 23.68 D 200066 D Performance-Based Restricted Stock Units (PSUs) 2016-03-01 4 M 0 32036 0.00 D Common Stock 32036 0 D Restricted Stock Units (RSUs) 2016-03-01 4 M 0 23334 0.00 D Common Stock 23334 0 D Performance-Based Restricted Stock Units (PSUs) 2016-03-01 4 M 0 7046 0.00 D Common Stock 7046 7046 D Restricted Stock Units (RSUs) 2016-03-01 4 M 0 5667 0.00 D Common Stock 5667 5666 D Restricted Stock Units (RSUs) 2016-03-01 4 M 0 6666 0.00 D Common Stock 6666 13334 D Performance-Based Restricted Stock Units (PSUs) 2016-03-01 4 M 0 7053 0.00 D Common Stock 7053 14106 D Performance-Based Restricted Stock Units (PSUs) 2016-03-01 4 M 0 4466 0.00 D Common Stock 4466 8934 D Performance-Based Restricted Stock Units (PSUs) 2016-03-01 4 M 0 666 0.00 D Common Stock 666 1334 D Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. The PSUs were earned based on performance in a prior year but were then subject to time-based vesting. The last vesting date for these PSUs was March 1, 2016. Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. The last vesting date for these RSUs was March 1, 2016. The PSUs were earned based on performance in a prior year but were then subject to time-based vesting. The remaining portion of these PSUs will vest on March 1, 2017. The remaining portion of these RSUs will vest on March 1, 2017. The remaining portion of these RSUs will vest in installments on March 1, 2017 and March 1, 2018. The PSUs were earned based on performance in a prior year but were then subject to time-based vesting. The remaining portion of these PSUs will vest in installments on March 1, 2017 and March 1, 2018. /s/ Lauren Walz, as attorney-in-fact for Howard Wenger 2016-03-03