0000899243-16-015223.txt : 20160303
0000899243-16-015223.hdr.sgml : 20160303
20160303173647
ACCESSION NUMBER: 0000899243-16-015223
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160301
FILED AS OF DATE: 20160303
DATE AS OF CHANGE: 20160303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUNPOWER CORP
CENTRAL INDEX KEY: 0000867773
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943008969
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1230
BUSINESS ADDRESS:
STREET 1: 77 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-240-5500
MAIL ADDRESS:
STREET 1: 77 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Richards Douglas J.
CENTRAL INDEX KEY: 0001411768
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34166
FILM NUMBER: 161482544
MAIL ADDRESS:
STREET 1: 3939 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-03-01
0
0000867773
SUNPOWER CORP
SPWR
0001411768
Richards Douglas J.
C/O SUNPOWER CORPORATION
77 RIO ROBLES
SAN JOSE
CA
95134
0
1
0
0
EVP, Administration
Common Stock
2016-03-01
4
M
0
25171
0.00
A
84636
D
Common Stock
2016-03-01
4
M
0
18334
0.00
A
102970
D
Common Stock
2016-03-01
4
M
0
5554
0.00
A
108524
D
Common Stock
2016-03-01
4
M
0
4467
0.00
A
112991
D
Common Stock
2016-03-01
4
M
0
5000
0.00
A
117991
D
Common Stock
2016-03-01
4
M
0
5290
0.00
A
123281
D
Common Stock
2016-03-01
4
M
0
500
0.00
A
123781
D
Common Stock
2016-03-01
4
F
0
9460
23.68
D
114321
D
Common Stock
2016-03-01
4
F
0
2899
23.68
D
111422
D
Common Stock
2016-03-01
4
F
0
2761
23.68
D
108661
D
Common Stock
2016-03-01
4
F
0
261
23.68
D
108400
D
Common Stock
2016-03-01
4
F
0
8824
23.68
D
99576
D
Common Stock
2016-03-01
4
F
0
2331
23.68
D
97245
D
Common Stock
2016-03-01
4
F
0
2609
23.68
D
94636
D
Performance-Based Restricted Stock Units (PSUs)
2016-03-01
4
M
0
25171
0.00
D
Common Stock
25171
0
D
Restricted Stock Units (RSUs)
2016-03-01
4
M
0
18334
0.00
D
Common Stock
18334
0
D
Performance-Based Restricted Stock Units (PSUs)
2016-03-01
4
M
0
5554
0.00
D
Common Stock
5554
5554
D
Restricted Stock Units (RSUs)
2016-03-01
4
M
0
4467
0.00
D
Common Stock
4467
4466
D
Restricted Stock Units (RSUs)
2016-03-01
4
M
0
5000
0.00
D
Common Stock
5000
10000
D
Performance-Based Restricted Stock Units (PSUs)
2016-03-01
4
M
0
5290
0.00
D
Common Stock
5290
10580
D
Performance-Based Restricted Stock Units (PSUs)
2016-03-01
4
M
0
500
0.00
D
Common Stock
500
500
D
Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
The PSUs were earned based on performance in a prior year but were then subject to time-based vesting. The last vesting date for these PSUs was March 1, 2016.
Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares.
Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
The last vesting date for these RSUs was March 1, 2016.
The PSUs were earned based on performance in a prior year but were then subject to time-based vesting. The remaining portion of these PSUs will vest on March 1, 2017.
The remaining portion of these RSUs will vest on March 1, 2017.
The remaining portion of these RSUs will vest in installments on March 1, 2017 and March 1, 2018.
The PSUs were earned based on performance in a prior year but were then subject to time-based vesting. The remaining portion of these PSUs will vest in installments on March 1, 2017 and March 1, 2018.
/s/ Lauren Walz, as attorney-in-fact for Douglas Richards
2016-03-03