0000899243-16-015223.txt : 20160303 0000899243-16-015223.hdr.sgml : 20160303 20160303173647 ACCESSION NUMBER: 0000899243-16-015223 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160301 FILED AS OF DATE: 20160303 DATE AS OF CHANGE: 20160303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNPOWER CORP CENTRAL INDEX KEY: 0000867773 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943008969 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 77 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-240-5500 MAIL ADDRESS: STREET 1: 77 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Richards Douglas J. CENTRAL INDEX KEY: 0001411768 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34166 FILM NUMBER: 161482544 MAIL ADDRESS: STREET 1: 3939 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-01 0 0000867773 SUNPOWER CORP SPWR 0001411768 Richards Douglas J. C/O SUNPOWER CORPORATION 77 RIO ROBLES SAN JOSE CA 95134 0 1 0 0 EVP, Administration Common Stock 2016-03-01 4 M 0 25171 0.00 A 84636 D Common Stock 2016-03-01 4 M 0 18334 0.00 A 102970 D Common Stock 2016-03-01 4 M 0 5554 0.00 A 108524 D Common Stock 2016-03-01 4 M 0 4467 0.00 A 112991 D Common Stock 2016-03-01 4 M 0 5000 0.00 A 117991 D Common Stock 2016-03-01 4 M 0 5290 0.00 A 123281 D Common Stock 2016-03-01 4 M 0 500 0.00 A 123781 D Common Stock 2016-03-01 4 F 0 9460 23.68 D 114321 D Common Stock 2016-03-01 4 F 0 2899 23.68 D 111422 D Common Stock 2016-03-01 4 F 0 2761 23.68 D 108661 D Common Stock 2016-03-01 4 F 0 261 23.68 D 108400 D Common Stock 2016-03-01 4 F 0 8824 23.68 D 99576 D Common Stock 2016-03-01 4 F 0 2331 23.68 D 97245 D Common Stock 2016-03-01 4 F 0 2609 23.68 D 94636 D Performance-Based Restricted Stock Units (PSUs) 2016-03-01 4 M 0 25171 0.00 D Common Stock 25171 0 D Restricted Stock Units (RSUs) 2016-03-01 4 M 0 18334 0.00 D Common Stock 18334 0 D Performance-Based Restricted Stock Units (PSUs) 2016-03-01 4 M 0 5554 0.00 D Common Stock 5554 5554 D Restricted Stock Units (RSUs) 2016-03-01 4 M 0 4467 0.00 D Common Stock 4467 4466 D Restricted Stock Units (RSUs) 2016-03-01 4 M 0 5000 0.00 D Common Stock 5000 10000 D Performance-Based Restricted Stock Units (PSUs) 2016-03-01 4 M 0 5290 0.00 D Common Stock 5290 10580 D Performance-Based Restricted Stock Units (PSUs) 2016-03-01 4 M 0 500 0.00 D Common Stock 500 500 D Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. The PSUs were earned based on performance in a prior year but were then subject to time-based vesting. The last vesting date for these PSUs was March 1, 2016. Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. The last vesting date for these RSUs was March 1, 2016. The PSUs were earned based on performance in a prior year but were then subject to time-based vesting. The remaining portion of these PSUs will vest on March 1, 2017. The remaining portion of these RSUs will vest on March 1, 2017. The remaining portion of these RSUs will vest in installments on March 1, 2017 and March 1, 2018. The PSUs were earned based on performance in a prior year but were then subject to time-based vesting. The remaining portion of these PSUs will vest in installments on March 1, 2017 and March 1, 2018. /s/ Lauren Walz, as attorney-in-fact for Douglas Richards 2016-03-03