0000867773-16-000107.txt : 20160502 0000867773-16-000107.hdr.sgml : 20160502 20160502164957 ACCESSION NUMBER: 0000867773-16-000107 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160428 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20160502 DATE AS OF CHANGE: 20160502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUNPOWER CORP CENTRAL INDEX KEY: 0000867773 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943008969 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34166 FILM NUMBER: 161612260 BUSINESS ADDRESS: STREET 1: 77 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-240-5500 MAIL ADDRESS: STREET 1: 77 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 8-K 1 spwr042820168-k.htm 04282016 FORM 8-K 8-K


 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

Form 8-K

 
 
Current Report
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): April 28, 2016
 
 
SunPower Corporation
(Exact name of registrant as specified in its charter)

 
 
001-34166
(Commission File Number)
 
Delaware
94-3008969
(State or other jurisdiction
of incorporation)
(I.R.S. Employer
Identification No.)

77 Rio Robles, San Jose, California 95134
(Address of principal executive offices, with zip code)

(408) 240-5500
(Registrant’s telephone number, including area code)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 





Item 5.07.
Submission of Matters to a Vote of Security Holders.


On April 28, 2016, SunPower Corporation (“SunPower”) held its 2016 annual meeting of stockholders. Stockholders voted on three proposals at the meeting. First, Bernard Clément, Denis Giorno, and Catherine Lesjak were nominated and re-elected as Class II directors to serve until SunPower’s 2019 annual meeting of stockholders or until their duly qualified successors are elected. Second, in a non-binding advisory vote, stockholders approved the compensation of SunPower's named executive officers as disclosed in SunPower’s proxy statement relating to its 2016 annual meeting of stockholders. Third, stockholders ratified the appointment of Ernst & Young LLP as SunPower’s independent registered public accounting firm for fiscal year 2016. The results of stockholder voting are summarized below.

1. Proposal One - the re-election of each of the nominated Class II directors:
    
Number of Votes
 
For
Withheld
    Broker Non-Votes
Bernard Clément
  96,400,720
15,065,804
         16,760,452
Denis Giorno
  96,396,207
15,070,317
         16,760,452
Catherine Lesjak
110,284,409
  1,182,115
         16,760,452

2. Proposal Two - the approval, on an advisory basis, of the compensation of SunPower's named executive officers:
    
Number of Votes
For
Against
Abstain
Broker Non-Votes
108,721,966
1,735,698
1,008,860
16,760,452

3. Proposal Three - the ratification of the appointment of Ernst & Young LLP as SunPower’s independent registered public accounting firm for fiscal year 2016:
    
Number of Votes
For
Against
Abstain
Broker Non-Votes
127,066,233
485,806
674,937
—





SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
 
SUNPOWER CORPORATION
 
 
 
May 2, 2016
By:
/S/ LISA BODENSTEINER
 
Name:
Lisa Bodensteiner
 
Title:
Executive Vice President and
General Counsel