-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, cxyu0Sd6RkT78xZPAZ+bQHqoARUV9VFlQ8adhdHqG4e2sKY3d4MGuwr3VutT42QX n31A4j1hmHrf7ShgRRRG/w== 0000912057-94-000915.txt : 19940316 0000912057-94-000915.hdr.sgml : 19940316 ACCESSION NUMBER: 0000912057-94-000915 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940315 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SANTA FE ENERGY RESOURCES INC CENTRAL INDEX KEY: 0000086772 STANDARD INDUSTRIAL CLASSIFICATION: 1311 IRS NUMBER: 362722169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 34 SEC FILE NUMBER: 005-41229 FILM NUMBER: 94515950 BUSINESS ADDRESS: STREET 1: 1616 S VOSS RD STE 1000 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 7137832401 FORMER COMPANY: FORMER CONFORMED NAME: SANTA FE NATURAL RESOURCES INC DATE OF NAME CHANGE: 19900111 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HC ASSOCIATES CENTRAL INDEX KEY: 0000905082 STANDARD INDUSTRIAL CLASSIFICATION: 0000 IRS NUMBER: 363860140 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: HGM CORP STREET 2: 200 WEST MADISON STREET SUITE 3800 CITY: CHICAGO STATE: IL ZIP: 60606 MAIL ADDRESS: STREET 1: HGM ASSOCIATES STREET 2: 200 WEST MADISON STREET SUITE 3800 CITY: CHICAGO STATE: IL ZIP: 60606 SC 13D/A 1 SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1 )* ------------- SANTA FE ENERGY RESOURCES, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $.01 PAR VALUE PER SHARE - -------------------------------------------------------------------------------- (Title of Class of Securities) 802012 10 4 -------------------------------------------- (CUSIP Number) Charles Evans Gerber, Neal Gerber & Eisenberg Two North LaSalle Street, Chicago, Illinois 60602 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 18, 1994 ---------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box . / / Check the following box if a fee is being paid with the statement / /. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) NOTE: Six copies of this Statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosure provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 4 Pages - -------------------------- ------------------------- CUSIP NO. 802012 10 4 13D Page 2 of 4 Pages - -------------------------- ------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON HC ASSOCIATES - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS * WC (derived from partnership capital contributions) - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER 7 SOLE VOTING POWER OF SHARES 10,211,078 BENEFICIALLY -------------------------------------------------------------- 8 SHARED VOTING POWER OWNED BY -- EACH -------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER REPORTING 10,211,078 PERSON -------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER WITH -- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 10,211,078 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11). 11.4% (based on the number of shares of Common Stock outstanding as of March 7, 1994) - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON * PN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 802012 10 4 SCHEDULE 13D PAGE 3 OF 4 - -------------------------------------------------------------------------------- ONLY THOSE ITEMS AMENDED ARE REPORTED HEREIN -------------------------------------------- Capitalized terms not otherwise defined herein are deemed to have the same meanings as ascribed thereto in the initial Schedule 13D. Item 4. PURPOSE OF TRANSACTION. On February 18, 1994, David M. Schulte was elected to the Board of Directors of Santa Fe. As previously reported, Mr. Schulte is the sole director, President, Secretary and Treasurer of CZ, Inc., one of the general partners of a partnership which indirectly shares control of the Partnership. The Partnership previously reported its intent to seek representation on the Board of Directors of Santa Fe and to acquire at least 15% of the outstanding Common Stock of Santa Fe. The Partnership is still considering such an acquisition which may be made either by the Partnership or either or both of its partners on their own behalf. Neither the Partnership nor either of its partners has any present plans or proposals which relate to or would result in any of the other actions referred to in clauses (a) through (j) of Item 4 of Schedule 13D. However, depending on market conditions, the business and prospects of Santa Fe and other relevant factors, the Partnership (or in the case of (i) below either or both of its partners) may (i) purchase shares of Common Stock in addition to those referred to above on such terms and at such times as it considers desirable, (ii) continue to hold the shares of Common Stock which it beneficially owns, (iii) dispose of all or a portion of such shares or (iv) implement plans or proposals which relate to or would result in any of the other actions referred to in clauses (a) through (j) of Item 4 of Schedule 13D. CUSIP NO. 802012 10 4 SCHEDULE 13D PAGE 4 OF 4 - -------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 14, 1994 HC ASSOCIATES, a general partnership By: GKH INVESTMENTS, L.P., a partner By: HGM ASSOCIATES LIMITED PARTNERSHIP, a general partner By: HGM CORPORATION, the general partner By: /s/ Harold S. Handelsman __________________________ Harold S. Handelsman, Vice President and Secretary By: ZELL/CHILMARK FUND, L.P. By: ZC LIMITED PARTNERSHIP, a general partner By: ZC PARTNERSHIP, general partner By: ZC, INC., a partner By: /s/ Sheli Z. Rosenberg _____________________ Sheli Z. Rosenberg, Vice President and Secretary -----END PRIVACY-ENHANCED MESSAGE-----