0001078782-11-001201.txt : 20110503 0001078782-11-001201.hdr.sgml : 20110503 20110503120431 ACCESSION NUMBER: 0001078782-11-001201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101029 FILED AS OF DATE: 20110503 DATE AS OF CHANGE: 20110503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jarkesy George R. Jr. CENTRAL INDEX KEY: 0001432520 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19620 FILM NUMBER: 11803748 MAIL ADDRESS: STREET 1: 3 RIVERWAY, SUITE 1800 CITY: HOUSTON STATE: TX ZIP: 77056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICA WEST RESOURCES, INC. CENTRAL INDEX KEY: 0000867687 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 841152135 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 57 WEST 200 SOUTH STREET 2: SUITE 400 CITY: SALT LAKE CITY STATE: UT ZIP: 84101 BUSINESS PHONE: 801-521-3292 MAIL ADDRESS: STREET 1: 57 WEST 200 SOUTH STREET 2: SUITE 400 CITY: SALT LAKE CITY STATE: UT ZIP: 84101 FORMER COMPANY: FORMER CONFORMED NAME: REDDI BRAKE SUPPLY CORP DATE OF NAME CHANGE: 19940622 FORMER COMPANY: FORMER CONFORMED NAME: WESCO AUTO PARTS CORP /NV/ DATE OF NAME CHANGE: 19930328 FORMER COMPANY: FORMER CONFORMED NAME: FRANKLIN CAPITAL INC /NV/ DATE OF NAME CHANGE: 19600201 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-10-29 0 0000867687 AMERICA WEST RESOURCES, INC. AWSR.OB 0001432520 Jarkesy George R. Jr. 57 WEST 200 SOUTH, SUITE 400 SALT LAKE CITY UT 84101 1 0 1 0 Common Stock 2010-10-29 4 J 0 279167 A 3680732 I See footnote Common Stock 2011-01-21 4 J 0 62821 A 3743553 I See footnote Common Stock 2011-03-31 4 C 0 1800000 1 A 5543553 I See footnote Common Stock 2010-10-29 4 J 0 891250 A 1295417 I See footnote Common Stock 2011-01-21 4 J 0 25417 A 1320834 I See footnote Common Stock 2011-03-31 4 C 0 1200000 1 A 2520834 I See footnote Common Stock 125000 I See footnote Common Stock 386111 D 10% Convertible Debentures 1 2011-03-31 4 C 0 1800000 1 D 2011-03-31 2011-03-31 Common Stock 1800000 0 I See footnote 8% Secured Convertible Note 2011-03-31 4 P 0 415117.67 A 2014-06-01 Common Stock 0 I See footnote 10% Convertible Debentures 1 2011-03-31 4 C 0 1200000 1 D 2011-03-31 2011-03-31 Common Stock 1200000 0 I See footnote 8% Secured Convertible Note 2011-03-31 4 P 0 344309.31 A 2014-06-01 Common Stock 0 I See footnote Issued as additional consideration in connection with the purchase of a promissory note. These securities reported are directly owned by John Thomas Bridge and Opportunity Fund, LP ("JTBOF"). John Thomas Capital Management Group, LLC ("JTCMG") serves as the general partner of JTBOF. The Reporting Person is the managing member of JTCMG. These securities reported are directly owned by John Thomas Bridge and Opportunity Fund II, LP ("JTBOF II"). JTCMG serves as the general partner of JTBOF II. The Reporting Person is the managing member of JTCMG. These shares reported are directly owned by Marathon Advisors, LLC ("Marathon"). The Reporting Person may be deemed to share voting and dispositive power with respect to the shares of common stock of the Issuer beneficially owned by Marathon. The Reporting Person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. Represents a series of 10% Convertible Debentures converted on March 31, 2011 because the Issuer satisfied certain conditions by that date. The 8% Convertible Debenture is convertible by JTBOF into common stock of the Issuer as follows: (i) $1.00 per share for up to 207,559 shares of common stock; (ii) $1.25 per share after 207,559 shares of common stock have been converted until 290,582 shares have been converted and (iii) $1.50 per share thereafter. The number of shares that JTBOF may convert will depend on the principal and interest outstanding on the 8% Convertible Note at any time. Immediately. The 8% Convertible Debenture is convertible by JTBOF II into common stock of the Issuer as follows: (i) $1.00 per share for up to 172,155 shares of common stock; (ii) $1.25 per share after 172,155 shares of common stock have been converted until 241,017 shares have been converted and (iii) $1.50 per share thereafter. The number of shares that the JTBOF II may convert will depend on the principal and interest outstanding on the 8% Convertible Note at any time. /s/ George R. Jarkesy 2011-05-02