-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S/J8F68c41VyRKeveyoNvjDWoHHMboY5yzNDu74Y1DdCujWkwyJGZB8oAH7MNyXC x1U2njG+k4wvdwC8GovXDQ== 0000891618-97-004108.txt : 19971015 0000891618-97-004108.hdr.sgml : 19971015 ACCESSION NUMBER: 0000891618-97-004108 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19971003 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 19971014 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: VERITAS SOFTWARE CORP CENTRAL INDEX KEY: 0000867666 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942823068 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-22712 FILM NUMBER: 97694606 BUSINESS ADDRESS: STREET 1: 1600 PLYMOUTH STREET CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 4153358000 MAIL ADDRESS: STREET 1: 1600 PLYMOUTH ST CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 8-K 1 FORM 8-K DATE OF REPORT OCTOBER 3, 1997 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------ FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): October 3, 1997 VERITAS Software Corporation - -------------------------------------------------------------------------------- (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware ---------------------------------------------- (STATE OR OTHER JURISDICTION OF INCORPORATION) 0-22712 94-2823068 ------- ---------- (COMMISSION (IRS EMPLOYER FILE NUMBER) IDENTIFICATION NO.) 1600 Plymouth Street, Mountain View, California 94043 --------------------------------------------------- (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE) (650) 335-8000 ---------------------------------------------------- (REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE) Not Applicable ------------------------------------------------------------- (FORMER NAME OR FORMER ADDRESS, IF CHANGED SINCE LAST REPORT) 2 ITEM 5. OTHER EVENTS On October 3, 1997, the Company issued a press release announcing its intention, subject to market and other conditions, to raise $100 million (excluding the proceeds of any over-allotment option) through a private offering of Convertible Subordinated Notes within the United States to qualified institutional buyers and outside the United States to non-U.S. investors. A copy of the press release is filed as Exhibit 99.1 and incorporated herein by reference. ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS (c) Exhibits Exhibit Number Exhibit 99.1 Press Release, dated October 3, 1997, of VERITAS Software Corporation SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. VERITAS Software Corporation Date: October 14, 1997 By: /s/ Jay A. Jones -------------------------- Jay A. Jones Vice President, Corporate Counsel & Secretary 3 INDEX TO EXHIBITS
Exhibit Number Description of Exhibit ------ ---------------------- 99.1 Press Release, dated October 3, 1997, of VERITAS Software Corporation
EX-99.1 2 RESS RELEASE DATED OCTOBER 3, 1997 1 EXHIBIT 99.1 Press Release, dated October 3, 1997, of VERITAS Software Corporation 2 [VERITAS LETTERHEAD] VERITAS(R) SOFTWARE ANNOUNCES PROPOSED PRIVATE OFFERING OF CONVERTIBLE SUBORDINATED NOTES MOUNTAIN VIEW, CA, OCTOBER 3, 1997 - VERITAS Software Corporation (Nasdaq:VRTS) today announced that it intends, subject to market and other conditions, to raise $100 million (excluding the proceeds of any over allotment option) through a private offering of convertible subordinated notes within the United States to qualified institutional buyers and outside the United States to non-U.S. investors. The Company stated that it intends to use the net proceeds of the offering for general corporate purposes, including working capital, possible facilities expansion or acquisition of complementary businesses, products and technologies, none of which has as yet been identified. The notes are convertible into shares of common stock of the Company and will have a seven year term. No other terms were discussed. The securities to be offered will not be registered under the Securities Act of 1933, as amended (the "Securities Act"), or any state securities laws, and unless so registered, may not be offered or sold in the United States except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the Securities Act and applicable state securities laws. This press release does not constitute an offer to sell or the solicitation of an offer to buy any security and shall not constitute an offer, solicitation of sale in any jurisdiction in which such offering would be unlawful. # # # Contacts: Ken Lonchar Marge Duncan Vice President, Finance & CFO Director, Investor Relations VERITAS Software Corporation VERITAS Software Corporation (650) 526-2501 (650) 526-2508 kenl@veritas.com marge@veritas.com -----END PRIVACY-ENHANCED MESSAGE-----