0001567619-19-008420.txt : 20190404 0001567619-19-008420.hdr.sgml : 20190404 20190404165550 ACCESSION NUMBER: 0001567619-19-008420 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190401 FILED AS OF DATE: 20190404 DATE AS OF CHANGE: 20190404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clarke Tod A CENTRAL INDEX KEY: 0001714742 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16071 FILM NUMBER: 19732747 MAIL ADDRESS: STREET 1: 18803 MEISNER DRIVE CITY: SAN ANTONIO STATE: TX ZIP: 78258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABRAXAS PETROLEUM CORP CENTRAL INDEX KEY: 0000867665 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 742584033 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18803 MEISNER DRIVE CITY: SAN ANTONIO STATE: TX ZIP: 78258 BUSINESS PHONE: 2104904788 MAIL ADDRESS: STREET 1: 18803 MEISNER DRIVE CITY: SAN ANTONIO STATE: TX ZIP: 78258 4 1 doc1.xml FORM 4 X0306 4 2019-04-01 0 0000867665 ABRAXAS PETROLEUM CORP AXAS 0001714742 Clarke Tod A 18803 MEISNER DRIVE SAN ANTONIO TX 78258 0 1 0 0 Vice President - Land Abraxas Petroleum Common Stock 2019-04-01 4 A 0 46642 1.34 A 145734 D Abraxas Petroleum Common Stock 37437 I 401-K Performance-based Restricted Stock Unit 2.19 2021-04-02 2021-04-02 Abraxas Petroleum Common Stock 27397 27397 D Employee Stock Option 3.15 2015-03-11 2024-03-11 Abraxas Petroleum Common Stock 18000 18000 D Employee Stock Options 0.97 2017-03-15 2026-03-17 Abraxas Petroleum Common Stock 64000 64000 D Employee Stock Option 3.74 2013-03-08 2022-03-08 Abraxas Petroleum Common Stock 5000 5000 D Employee Stock Option 4.72 2012-03-15 2021-03-15 Abraxas Petroleum Common Stock 10000 10000 D Employee Stock Option 2.09 2011-03-16 2020-03-16 Abraxas Petroleum Common Stock 13300 13300 D Employee Stock Option 2.39 2014-05-14 2023-05-14 Abraxas Petroleum Common Stock 17300 17300 D Employee Stock Option 3.55 2012-08-09 2021-08-09 Abraxas Petroleum Common Stock 25000 25000 D Employee Stock Option 1.75 2010-10-05 2019-10-05 Abraxas Petroleum Common Stock 20775 20775 D Performance-based Restricted Stock Unit 1.34 2019-04-01 4 M 0 46642 1.34 A Abraxas Petroleum Common Stock 46642 46642 D Each performance-based restricted share represents the right to receive, following vesting, up to 200% of one share of Abraxas Petroleum Corporation common stock. The resulting number of shares of common stock acquired upon vesting of the performance-based restricted shares is contingent upon achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on April 1, 2019 and ending on April 1, 2022. Unless earlier forfeited under the terms of the performance-based restricted shares, each performance-based share vest and converts into no more than 200% of one share. Tod A. Clarke 2019-04-03