0001140361-18-017105.txt : 20180404 0001140361-18-017105.hdr.sgml : 20180404 20180404163323 ACCESSION NUMBER: 0001140361-18-017105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180404 FILED AS OF DATE: 20180404 DATE AS OF CHANGE: 20180404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WENDEL STEPHEN T CENTRAL INDEX KEY: 0001070036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16071 FILM NUMBER: 18737637 MAIL ADDRESS: STREET 1: 500 N LOOP 1604 E CITY: SAN ANTONIO STATE: TX ZIP: 78232 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABRAXAS PETROLEUM CORP CENTRAL INDEX KEY: 0000867665 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 742584033 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18803 MEISNER DRIVE CITY: SAN ANTONIO STATE: TX ZIP: 78258 BUSINESS PHONE: 2104904788 MAIL ADDRESS: STREET 1: 18803 MEISNER DRIVE CITY: SAN ANTONIO STATE: TX ZIP: 78258 4 1 doc1.xml FORM 4 X0306 4 2018-04-04 0 0000867665 ABRAXAS PETROLEUM CORP AXAS 0001070036 WENDEL STEPHEN T 18803 MEISNER DRIVE SAN ANTONIO TX 78258 0 1 0 0 VP - Contracts and Marketing Abraxas Petroleum Common Stock 2018-04-01 4 A 0 28539 2.19 A 334961 D Abraxas Petroleum Common Stock 2018-03-31 4 P 0 7149 2.20 A 122837 I 401-K Performance-based Restricted Stock Unit 0 2018-04-01 4 M 0 28539 0 A Abraxas Petroleum Common Stock 28539 28539 D Employee Stock Option .97 2017-03-15 2026-03-15 Abraxas Petroleum Common Stock 177000 177000 D Employee Stock Option 3.16 2016-03-03 2025-03-03 Abraxas Petroleum Common Stock 150000 150000 D Employee Stock Option 3.15 2015-03-11 2024-03-11 Abraxas Petroleum Common Stock 24000 24000 D Employee Stock Option 2.39 2014-05-14 2023-05-14 Abraxas Petroleum Common Stock 22300 22300 D Employee Stock Option 3.74 2013-03-08 2022-03-08 Abraxas Petroleum Common Stock 10400 10400 D Employee Stock Option 4.72 2012-03-15 2021-03-15 Abraxas Petroleum Common Stock 30000 30000 D Employee Stock Option 2.09 2014-03-16 2020-03-16 Abraxas Petroleum Common Stock 60000 60000 D Employee Stock Option 1.75 2010-10-05 2019-10-05 Abraxas Petroleum Common Stock 66937 66937 D Employee Stock Option 3.60 2011-08-28 2017-08-28 Abraxas Petroleum Common Stock 15330 15330 D Employee Stock Option .99 2003-03-17 2019-03-17 Abraxas Petroleum Common Stock 50000 50000 D 401-K shares acquired as a result of Abraxas Petroleum Corporations safe harbor match for calendar year 2017. Each performance-based restricted stock unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Abraxas Petroleum common stock. The resulting number of shares of Abraxas Petroleum common stock acquired upon vesting of the performance based RSU is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three year period beginning April 1, 2018 and ending April 1, 2021. Unless earlier forfeited under the terms of the performance-based RSUs, each performance based vest and converts into no more than 200% of one share of Abraxas Petroleum common stock. Stephen T. Wendel 2018-04-04