0001144204-18-012651.txt : 20180305 0001144204-18-012651.hdr.sgml : 20180305 20180302200103 ACCESSION NUMBER: 0001144204-18-012651 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180227 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20180305 DATE AS OF CHANGE: 20180302 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANTA FE FINANCIAL CORP CENTRAL INDEX KEY: 0000086759 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 952452529 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-06877 FILM NUMBER: 18664148 BUSINESS ADDRESS: STREET 1: 1100 GLENDON AVENUE STREET 2: SUITE PH-1 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: (310) 889-2511 MAIL ADDRESS: STREET 1: 1100 GLENDON AVENUE STREET 2: SUITE PH-1 CITY: LOS ANGELES STATE: CA ZIP: 90024 8-K 1 tv487455_8k.htm FORM 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act Of 1934

  

Date of Report (Date of earliest event reported): February 27, 2018 

 

SANTA FE FINANCIAL CORPORATION

(Exact name of registrant as specified in its charter)

  

Nevada 0-6877 95-2452529
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)

 

11620 Wilshire Blvd, Suite 350, Los Angeles, CA 90025
(Address of principal executive offices) (Zip Code)

 

Registrant’s telephone number, including area code: (310) 889-2500

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2)

 

Emerging growth company  ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ¨

 

 

 

 

 

Item 5.07. Submission of Matters to a Vote of Security Holders.

 

The Fiscal 2017 Annual Meeting of the Shareholders of Santa Fe Financial Corporation (the “Company”) was held on February 27, 2018 at the Hilton San Francisco Financial District, 750 Kearny Street, San Francisco, California. At that meeting, all of management’s nominees: John V. Winfield, John C. Love and William J. Nance were elected as Directors of the Company to serve until the next Annual Meeting. At the Annual Meeting, the shareholders also voted in favor of the ratification of the Audit Committee’s selection of Moss Adams LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2018. The final tabulation of the votes follows:

 

Proposal (1) – Election of Directors:

 

Nominee   For   Withheld   Broker Non-Votes
             
John V. Winfield   688,553   6,586   472,266
John C. Love   688,685   6,454   472,266
William J. Nance   688,685   6,454   472,266
             

 

Proposal (2) – Ratification of the Appointment of Moss Adams LLP as The Company’s Independent Registered

Public Accounting Firm for the fiscal year ending June 30, 2018:

 

Votes For   Against   Abstain   Broker Non-Votes
             
1,116,185   51,190   30   -
             

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  SANTA FE FINANCIAL CORPORATION
   
Dated: February 28, 2018 By:  /s/ Danfeng Xu
    Treasurer and Controller

 

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