-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T071UGxIHzp/uW5neI6aaywaXAHEgTkQkcAHGiaNTjJOk2xpV2/ZXid4JZBQ4nu/ OcGbV4FMLesvhegoUjJRGw== 0000899140-97-000745.txt : 19971119 0000899140-97-000745.hdr.sgml : 19971119 ACCESSION NUMBER: 0000899140-97-000745 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19971118 SROS: NONE GROUP MEMBERS: E.M. WARBURG, PINCUS & CO., LLC GROUP MEMBERS: JOEL ACKERMAN GROUP MEMBERS: JONANTHAN S. LEFF GROUP MEMBERS: PATRICK T. HACKETT GROUP MEMBERS: WARBURG PINCUS VENTURES LP GROUP MEMBERS: WARBURG, PINCUS & CO. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: COVENTRY CORP CENTRAL INDEX KEY: 0000867440 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-OFFICES & CLINICS OF DOCTORS OF MEDICINE [8011] IRS NUMBER: 621297579 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-42101 FILM NUMBER: 97723659 BUSINESS ADDRESS: STREET 1: 53 CENTURY BLVD STE 250 CITY: NASHVILLE STATE: TN ZIP: 37214 BUSINESS PHONE: 6153912449 MAIL ADDRESS: STREET 1: 53 CENTURY BLVD STREET 2: STE 250 CITY: NASHVILLE STATE: TN ZIP: 37214 FORMER COMPANY: FORMER CONFORMED NAME: CONVENTRY CORP DATE OF NAME CHANGE: 19600201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WARBURG PINCUS VENTURES LP CENTRAL INDEX KEY: 0000942263 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133784037 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: E M WARBURG PINCUS & CO INC STREET 2: 466 LEXINGTON AVE 10TH FL CITY: NEW YORK STATE: NY ZIP: 10017-3147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: E M WARBURG PINCUS & CO INC STREET 2: 466 LEXINGTON AVE 10TH FL CITY: NEW YORK STATE: NY ZIP: 10017-3147 SC 13D/A 1 AMENDMENT NO. 2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 2) Under the Securities Exchange Act of 1934 Coventry Corporation -------------------- (Name of Issuer) Common Stock, par value $0.01 per share --------------------------------------- (Title of Class of Securities) 222853103 --------- (CUSIP Number of Class of Securities) Patrick T. Hackett E.M. Warburg Pincus & Co., LLC 466 Lexington Avenue New York, New York 10017 (212) 878-0600 ------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Copies to: Steven J. Gartner Willkie Farr & Gallagher 153 East 53rd Street New York, NY 10022 (212) 821-8000 November 14, 1997 ----------------------------------------------- (Date of Event which Requires Filing of this Schedule) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following: [ ] NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1746 (12-91) 1 SCHEDULE 13D - --------------------- CUSIP No. 222853103 - --------------------- - ---- --------------------------------------------------------------------------- 1 NAME OF REPORT PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Warburg, Pincus Ventures, L.P. I.D. #13-3784037 - ---- --------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ---- --------------------------------------------------------------------------- 3 SEC USE ONLY --------------------------------------------------------------------------- - ---- 4 SOURCE OF FUNDS* WC - ---- --------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------ 7 SOLE VOTING POWER 0 --------- ------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 0 OWNED BY EACH REPORTING PERSON WITH --------- ------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 --------- ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 6,077,647 - ---- --------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON 6,077,647 - ---- --------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ---- --------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 15.4% - ---- --------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - ---- --------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 2 SCHEDULE 13D - ------------------------- CUSIP No. 222853103 - ------------------------- - ---- --------------------------------------------------------------------------- 1 NAME OF REPORT PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Warburg, Pincus & Co. I.D. #13-6358475 - ---- --------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ---- --------------------------------------------------------------------------- 3 SEC USE ONLY - ---- --------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - ---- --------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ---- --------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------- --------- ------------------------------------------------------- 7 SOLE VOTING POWER 0 --------- ------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 0 OWNED BY EACH REPORTING PERSON WITH --------- ------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 --------- ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 6,077,647 - ---- --------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON 6,077,647 - ---- --------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ---- --------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 15.4% - ---- --------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - ---- --------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 3 SCHEDULE 13D - ----------------------- CUSIP No. 222853103 - ----------------------- - ---- --------------------------------------------------------------------------- 1 NAME OF REPORT PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON E.M. Warburg, Pincus & Co., LLC I.D. #13-3536050 - ---- --------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ---- --------------------------------------------------------------------------- 3 SEC USE ONLY - ---- --------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - ---- --------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ---- --------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------- --------- ------------------------------------------------------- 7 SOLE VOTING POWER 0 --------- ------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 0 OWNED BY EACH REPORTING PERSON WITH --------- ------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 --------- ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 6,077,647 - ---- --------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON 6,077,647 - ---- --------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ---- --------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 15.4% - ---- --------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO - ---- --------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 4 SCHEDULE 13D - ----------------------- CUSIP No. 222853103 - ----------------------- - ---- --------------------------------------------------------------------------- 1 NAME OF REPORT PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Patrick T. Hackett - ---- --------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ---- --------------------------------------------------------------------------- 3 SEC USE ONLY - ---- --------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - ---- --------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ---- --------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------- --------- ------------------------------------------------------- 7 SOLE VOTING POWER 5,000 --------- ------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 6,077,647 OWNED BY EACH REPORTING PERSON WITH --------- ------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 5,000 --------- ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ---- --------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON 6,082,647 - ---- --------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ---- --------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 15.5% - ---- --------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ---- --------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 5 SCHEDULE 13D - ---------------------- CUSIP No. 222853103 - ---------------------- - ---- --------------------------------------------------------------------------- 1 NAME OF REPORT PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Joel Ackerman - ---- --------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ---- --------------------------------------------------------------------------- 3 SEC USE ONLY - ---- --------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - ---- --------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ---- --------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------- --------- ------------------------------------------------------- 7 SOLE VOTING POWER 0 --------- ------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 6,077,647 OWNED BY EACH REPORTING PERSON WITH --------- ------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 --------- ------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 - ---- --------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON 6,077,647 - ---- --------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ---- --------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 15.4% - ---- --------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ---- --------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 6 SCHEDULE 13D - ---------------------- CUSIP No. 222853103 - ---------------------- - ---- --------------------------------------------------------------------------- 1 NAME OF REPORT PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Jonathan S. Leff - ---- --------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - ---- --------------------------------------------------------------------------- 3 SEC USE ONLY - ---- --------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - ---- --------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ---- --------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------- --------- ------------------------------------------------------- 7 SOLE VOTING POWER 0 --------- ------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 6,077,647 OWNED BY EACH REPORTING PERSON WITH --------- ------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 --------- ------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ---- --------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH PERSON 6,077,647 - ---- --------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ---- --------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 15.4% - ---- --------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - ---- --------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 7 This Amendment No. 2 amends the Schedule 13D filed on May 19, 1997 (as amended, the "Schedule 13D") on behalf of Warburg, Pincus Ventures, L.P., a Delaware limited partnership ("Ventures"), Warburg, Pincus & Co., a New York general partnership ("WP"), E.M. Warburg, Pincus & Co., LLC, a New York limited liability company ("EMW"), and Patrick T. Hackett, Joel Ackerman and Jonathan S. Leff (the "Trustees"), as trustees under a Voting Trust Agreement, dated April 15, 1997 (as supplemented as of November 12, 1997, the "Voting Trust"), relating to the common stock, par value $0.01 per share (the "Common Stock"), of Coventry Corporation, a Tennessee corporation (the "Company"). The supplement to the Voting Trust Agreement is being filed herewith as Exhibit 4 to the Schedule 13D. This Amendment No. 2 relates to the recent open market purchases by Ventures of Common Stock, which shares are subject to the Voting Trust. Unless otherwise indicated herein, each capitalized term used but not defined herein shall have the meaning assigned to such term in the Schedule 13D. ITEM 3 ------ Item 3 of the Schedule 13D is hereby amended by adding the following to the end of such item: "The total amount of funds required by Ventures to purchase certain additional shares of Common Stock recently purchased on the open market was $5,563,126, and was furnished from the working capital of Ventures. Such recent purchases are reflected on Schedule II hereto." 8 ITEM 4 ------ The sixteenth paragraph of Item 4 of the Schedule 13D is hereby amended and restated in its entirety as follows: "None of the Reporting Entities nor, to the best of their knowledge, any person listed in Schedule I hereto, has any plans or proposals which relate to or would result in: (a) an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Company or any of its subsidiaries; (b) a sale or transfer of a material amount of assets of the Company or any of its subsidiaries; (c) any change in the present Board of Directors or management of the Company, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; (d) any material change in the present capitalization or dividend policy of the Company; (e) any other material change in the Company's business or corporate structure; (f) changes in the Company's charter, By-Laws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Company by any person; (g) causing a class of securities of the Company to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; (h) a class of equity securities of the Company becoming eligible for termination of registration pursuant to Section 12(g)(4) for the Exchange Act; or (i) any action similar to any of those enumerated above." 9 ITEM 5 ------ The first paragraph of Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows: "(a) As of November 18, 1997, Ventures beneficially owned 6,077,647 shares of Common Stock, subject to adjustment. Since November 6, 1997, and until the date hereof, Ventures has purchased on the open market a total of 360,000 shares of Common Stock, at an average price per share of $15.3822. By reason of their respective relationships with Ventures, each of the Reporting Entities may be deemed under Rule 13d-3 under the Exchange Act to own beneficially all of the shares of Common Stock which Ventures beneficially owns. As of November 6, 1997, 6,077,647 shares of Common Stock represented approximately 15.4% of the outstanding shares of Common Stock, based on the number of shares of Common Stock outstanding as of such date as reported in the Company's Quarterly Report on Form 10-Q for the quarter ended September 30, 1997." The second paragraph of Item 5(b) of the Schedule 13D is hereby deleted in its entirety. ITEM 7 ------ Item 7 of the Schedule 13D is hereby amended by adding the following to the end of such item: "4. Supplement, dated as of November 12, 1997, to the Voting Trust Agreement, dated as of April 15, 1997, by and among Venture and the Trustees named therein." SCHEDULES --------- Schedule I and II are hereby amended and restated in their entirety in the form attached hereto. 10 SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: November 18, 1997 WARBURG, PINCUS VENTURES, L.P. By: Warburg, Pincus & Co., General Partner By: /s/ Stephen Distler ------------------- Partner Dated: November 18, 1997 WARBURG, PINCUS & CO. By: /s/ Stephen Distler --------------------- Partner Dated: November 18, 1997 E.M. WARBURG, PINCUS & CO., LLC By: /s/ Stephen Distler ---------------------- Member 11 Dated: November 18, 1997 By: /s/ Patrick T. Hackett ---------------------- Trustee Dated: November 18, 1997 By: /s/ Joel Ackerman ----------------- Trustee Dated: November 18, 1997 By: /s/ Jonathan S. Leff -------------------- Trustee 12 SCHEDULE I Set forth below is the name, position and present principal occupation of each of the general partners of Warburg, Pincus & Co. ("WP") and each of the members of E.M. Warburg, Pincus & Co., LLC ("EMW"). Except as otherwise indicated, the business address of each of such persons is 466 Lexington Avenue, New York, New York 10017, and each of such persons is a citizen of the United States. General Partners of WP ---------------------- Present Principal Occupation Name in Addition to Position with WP - ---- ------------------------------- Susan Black Managing Director and Member, EMW Christopher W. Brody Managing Director and Member, EMW Harold Brown Senior Managing Director and Member, EMW Errol M. Cook Managing Director and Member, EMW W. Bowman Cutter Managing Director and Member, EMW Elizabeth B. Dater Managing Director and Member, EMW Stephen Distler Managing Director, Member and Treasurer, EMW Harold W. Ehrlich Managing Director and Member, EMW Louis G. Elson Managing Director and Member, EMW John L. Furth Vice Chairman of the Board and Member, EMW Stewart K.P. Gross Managing Director and Member, EMW S-1 Patrick T. Hackett Managing Director and Member, EMW Jeffrey A. Harris Managing Director and Member, EMW Robert S. Hillas Managing Director and Member, EMW A. Michael Hoffman Managing Director and Member, EMW William H. Janeway Managing Director and Member, EMW Douglas M. Karp Managing Director and Member, EMW Charles R. Kaye Managing Director and Member, EMW Henry Kressel Managing Director and Member, EMW Joseph P. Landy Managing Director and Member, EMW Sidney Lapidus Managing Director and Member, EMW Kewsong Lee Managing Director and Member, EMW Reuben S. Leibowitz Managing Director and Member, EMW Brady T. Lipp Managing Director and Member, EMW Stephen J. Lurito Managing Director and Member, EMW Spencer S. Marsh III Managing Director and Member, EMW Lynn S. Martin Managing Director and Member, EMW Edward J. McKinley Managing Director and Member, EMW Rodman W. Moorhead III Senior Managing Director and Member, EMW S-2 Howard H. Newman Managing Director and Member, EMW Gary D. Nusbaum Managing Director and Member, EMW Anthony G. Orphanos Managing Director and Member, EMW Dalip Pathak Managing Director and Member, EMW Daphne D. Philipson Managing Director and Member, EMW Lionel I. Pincus Chairman of the Board, CEO, and Managing Member, EMW; and Managing Partner, Pincus & Co. Eugene L. Podsiadlo Managing Director and Member, EMW Ernest H. Pomerantz Managing Director and Member, EMW Brian S. Posner Managing Director and Member, EMW Arnold M. Reichman Managing Director and Member, EMW Roger Reinlieb Managing Director and Member, EMW John D. Santoleri Managing Director and Member, EMW Steven G. Schneider Managing Director and Member, EMW Sheila N. Scott Managing Director and Member, EMW Peter Stalker III Managing Director and Member, EMW David A. Tanner Managing Director and Member, EMW James E. Thomas Managing Director and Member, EMW John L. Vogelstein Vice Chairman of the Board and Member, EMW S-3 Elizabeth H. Weatherman Managing Director and Member, EMW George U. Wyper Managing Director and Member, EMW Pincus & Co.* NL & Co.** * Pincus & Co. is a New York limited partnership whose primary activity is ownership interest in WP and EMW. ** NL & Co. is a New York limited partnership whose primary activity is ownership interest in WP. S-4 Members of EMW -------------- Present Principal Occupation in Addition to Name Position with EMW LLC - ---- --------------------- Susan Black Partner, WP Christopher W. Brody Partner, WP Harold Brown Partner, WP Dale C. Christensen (1) Errol M. Cook Partner, WP W. Bowman Cutter Partner, WP Elizabeth B. Dater Partner, WP Stephen Distler Partner, WP P. Nicholas Edwards (2) Harold W. Ehrlich Partner, WP Louis G. Elson Partner, WP John L. Furth Partner, WP Stewart K.P. Gross Partner, WP Patrick T. Hackett Partner, WP Jeffrey A. Harris Partner, WP Robert S. Hillas Partner, WP A. Michael Hoffman Partner, WP William H. Janeway Partner, WP Douglas M. Karp Partner, WP Charles R. Kaye Partner, WP - -------- (1) Citizen of Canada (2) Citizen of United Kingdom S-5 Richard H. King (2) Henry Kressel Partner, WP Joseph P. Landy Partner, WP Sidney Lapidus Partner, WP Kewsong Lee Partner, WP Reuben S. Leibowitz Partner, WP Brady T. Lipp Partner, WP Stephen J. Lurito Partner, WP Spencer S. Marsh III Partner, WP Lynn S. Martin Partner, WP Edward J. McKinley Partner, WP Rodman W. Moorhead III Partner, WP Howard H. Newman Partner, WP Gary D. Nusbaum Partner, WP Anthony G. Orphanos Partner, WP Dalip Pathak Partner, WP Philip C. Percival (2) Daphne D. Philipson Partner, WP Lionel I. Pincus Managing Partner, WP; and Managing Partner, Pincus & Co. Eugene L. Podsiadlo Partner, WP Ernest H. Pomerantz Partner, WP Brian S. Posner Partner, WP Arnold M. Reichman Partner, WP Roger Reinlieb Partner, WP John D. Santoleri Partner, WP Steven G. Schneider Partner, WP Sheila N. Scott Partner, WP - -------- (2) Citizen of United Kingdom S-6 Dominic H. Shorthouse (2) Peter Stalker III Partner, WP Chang Q. Sun (3) David A. Tanner Partner, WP James E. Thomas Partner, WP John L. Vogelstein Partner, WP Elizabeth H. Weathermen Partner, WP George U. Wyper Partner, WP Pincus & Co.* * Pincus & Co. is a New York limited partnership whose primary activity is ownership interest in WP and EMW. - -------- (2) Citizen of United Kingdom (3) Citizen of People's Republic of China S-7 Schedule II Recent Purchases and Sales of the Voting Securities of Coventry Corporation
Name of Purchaser Number of Shares Unit Price Date of Trade - --------- ---------------- ---------- ------------- Ventures Purchased: 25,000 15.2500 11/6/97 Ventures Purchased: 85,000 15.5037 11/7/97 Ventures Purchased: 60,000 15.7865 11/10/97 Ventures Purchased: 60,000 15.5312 11/11/97 Ventures Purchased: 20,000 14.5625 11/12/97 Ventures Purchased: 45,000 15.1250 11/13/97 Ventures Purchased: 45,000 15.4861 11/14/97 Ventures Purchased: 20,000 15.8125 11/17/97
S-8 EX-99 2 SUPPLEMENT TO VOTING TRUST AGREEMENT SUPPLEMENT THIS SUPPLEMENT (the "Supplement") to the Voting Trust Agreement is entered into by the parties hereto as of November 12, 1997. Capitalized terms used and not otherwise defined herein shall have the meanings assigned to such terms in the Voting Trust Agreement. WHEREAS, Warburg has entered into a Voting Trust Agreement (the "Voting Trust Agreement"), dated April 15, 1997, by and among Warburg, Pincus Ventures, L.P., a Delaware limited partnership ("Warburg"), and Patrick T. Hackett, Joel Ackerman and Jonathan S. Leff (who together with any successor or successors hereunder are hereinafter called the "Trustees"); WHEREAS, Warburg deems it in its best interests, as well as in the best interests of Coventry, to vest in the Trustees as herein provided the power to vote any and all shares of the common stock, par value $0.01 per share of Coventry (the "Common Stock") acquired by Warburg during the term of the Voting Trust Agreement; and WHEREAS, Warburg desires that any shares of Common Stock acquired during the term of this Agreement be subject to the provisions of the Voting Trust Agreement. NOW, THEREFORE, in consideration of the mutual terms, conditions and other agreements set forth herein, the parties hereto hereby agree to the following: 1 1. The definition of the term "Stock" as used in the Voting Trust Agreement is hereby supplemented to include, in addition to any shares of the capital stock of Coventry issued to Warburg pursuant to the Purchase Agreement, any and all shares of Common Stock otherwise purchased or acquired by Warburg during the term of the Voting Trust Agreement. In all other respects, the Voting Trust Agreement shall remain unchanged and shall remain in full force and effect. 2. This Supplement shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed entirely within such State. 3. This Supplement may be executed in one or more counterparts, each of which shall be deemed an original and all of which together shall be considered one and the same agreement. 2 IN WITNESS WHEREOF, each of the parties hereto has caused this Supplement to be duly executed and delivered as of the date first above written. WARBURG, PINCUS VENTURES, L.P. By: Warburg, Pincus & Co., its General Partner By: /s/ Patrick T. Hackett ---------------------- Name: Patrick T. Hackett Title: Managing Director TRUSTEES: /s/ Patrick T. Hackett ---------------------- Name: Patrick T. Hackett /s/ Joel Ackerman ------------------ Name: Joel Ackerman /s/ Jonathan S. Leff -------------------------- Name: Jonathan S. Leff 3 -----END PRIVACY-ENHANCED MESSAGE-----