0001209191-14-009958.txt : 20140212 0001209191-14-009958.hdr.sgml : 20140212 20140212203045 ACCESSION NUMBER: 0001209191-14-009958 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140211 FILED AS OF DATE: 20140212 DATE AS OF CHANGE: 20140212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRONICS FOR IMAGING INC CENTRAL INDEX KEY: 0000867374 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 943086355 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 VELOCITY WAY CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 6503573500 MAIL ADDRESS: STREET 1: 303 VELOCITY WAY CITY: FOSTER CITY STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GECHT GUY CENTRAL INDEX KEY: 0001116233 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18805 FILM NUMBER: 14602481 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-11 0 0000867374 ELECTRONICS FOR IMAGING INC EFII 0001116233 GECHT GUY 6750 DUMBARTON CIRCLE FREMONT CA 94555 1 1 0 0 Chief Executive Officer Common Stock 2014-02-11 4 M 0 350000 15.88 A 603071 D Common Stock 2014-02-11 4 F 0 128896 41.32 D 474175 D Common Stock 2014-02-11 4 F 0 115372 41.32 D 358803 D Stock Option (Right to Buy) 15.88 2014-02-11 4 M 0 350000 0.00 D 2015-02-26 Common Stock 350000 0 D These shares of common stock were issued upon exercise of stock options granted to the reporting person in February 2008. The exercise of these stock options was effected pursuant to a Rule 10b5-1 plan entered by the reporting person on November 11, 2013 with an effective start date of February 11, 2014 pursuant to which options are to be exercised in certain tranches in the event that the closing price of Electronics for Imaging, Inc. common stock exceeds $33.88, $37.88 and $40.88. Corresponds to the exercise price of the stock options. Shares of common stock withheld by the issuer in payment by the reporting person of the exercise price. This transaction is exempt under Rule 16b-3(e). Shares of common stock withheld by the issuer for tax purposes upon the exercise of stock options by the reporting person. This transaction is exempt under Rule 16b-3(e). This stock option award and the associated instructions were included in the reporting person's Rule10b5-1 plan to address the option expiration on February 26, 2015. This stock option award was granted on February 26, 2008 and vested and became exercisable with respect to 33% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.23% of the award each month, with full vesting in 42 months. /s/ Guy Gecht 2014-02-12