0000867262-13-000003.txt : 20130211 0000867262-13-000003.hdr.sgml : 20130211 20130211131817 ACCESSION NUMBER: 0000867262-13-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130211 DATE AS OF CHANGE: 20130211 EFFECTIVENESS DATE: 20130211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GW CAPITAL INC CENTRAL INDEX KEY: 0000867262 IRS NUMBER: 680204817 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02777 FILM NUMBER: 13590467 BUSINESS ADDRESS: STREET 1: 10900 NE EIGHTH ST STE 750 CITY: BELLEVUE STATE: WA ZIP: 98004-4405 BUSINESS PHONE: 4254554551 MAIL ADDRESS: STREET 1: 10900 NE 8TH ST STREET 2: #750 CITY: BELLEVUE STATE: WA ZIP: 98004 13F-HR 1 gwc4q12.txt GW CAPITAL, INC. 4TH QTR 2012 FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment []; Amendment Number: This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GW Capital, Inc. Address: 10900 N.E. Eighth Street, Suite 750 Bellevue, WA 98004 13F File Number: 801-35777 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jennifer Ottosen Title: Chief Compliance Officer & General Counsel Phone: 425-455-4551 Signature, Place, and Date of Signing: /s/ Jennifer Ottosen Bellevue, WA February 12, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 68 Form13F Information Table Value Total: $1,748,758 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE TITLE VALUE SHARES/ SH/ PUT/INVSTMNTOTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000)PRN AMT PRN CALLDSCRETN MGRS SOLE SHARED NONE A.O. SMITH CORPORATION COM 831865209 28553 452724 SH SOLE 385639 0 67085 ADT CORP COM 00101J106 8752 188257 SH SOLE 0 0 188257 ALBANY INTERNATIONAL CORP CL A 012348108 31592 1392925 SH SOLE 1188802 0 204123 AMERICAN STATES WATER COM 029899101 28032 584236 SH SOLE 496514 0 87722 ASHLAND INC COM 044209104 30212 375724 SH SOLE 139044 0 236680 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 29734 926865 SH SOLE 766885 0 159980 AVIS BUDGET GROUP, INC. COM 053774105 50397 2542728 SH SOLE 2167664 0 375064 BARNES GROUP INC COM 067806109 27525 1225513 SH SOLE 1047196 0 178317 BROOKDALE SENIOR LIVING COM 112463104 77227 3050055 SH SOLE 2026881 0 1023174 CASEY`S GENERAL STORES, INC. COM 147528103 29415 553953 SH SOLE 471950 0 82003 CHEMTURA CORPORATION COM NEW 163893209 42217 1985746 SH SOLE 1690491 0 295255 CHESAPEAKE ENERGY NOTE 165167CB1 4603 5700000 PRN SOLE 5540000 0 160000 CHICAGO BRIDGE & IRON N Y REGISTRY SH 167250109 22253 480105 SH SOLE 409262 0 70843 CINTAS CORP COM 172908105 24401 596610 SH SOLE 223164 0 373446 CNO FINANCIAL GROUP COM 12621E103 52933 5673417 SH SOLE 3870801 0 1802616 COCA-COLA ENTERPRISES COM 19122T109 5243 165250 SH SOLE 0 0 165250 COMPASS MINERALS INTERNATIONAL COM 20451N101 5206 69687 SH SOLE 53642 0 16045 COMSTOCK RESOURCES, INC. COM NEW 205768203 23492 1553718 SH SOLE 1331846 0 221872 CROWN HOLDINGS INC COM 228368106 26503 719991 SH SOLE 267574 0 452417 DARLING INTERNATIONAL COM 237266101 46013 2868628 SH SOLE 2397871 0 470757 ESTERLINE TECHNOLOGIES COM 297425100 39021 613436 SH SOLE 523534 0 89902 FIRST AMERICAN FINANCIAL COM 31847R102 4185 173703 SH SOLE 133073 0 40630 FLUOR CORPORATION COM 343412102 17119 291440 SH SOLE 108198 0 183242 FOREST OIL CORP COM PAR $0.01 346091705 43122 6445762 SH SOLE 4308381 0 2137381 GENWORTH FINANCIAL INC COM CL A 37247D106 29078 3871872 SH SOLE 1492072 0 2379800 HARRIS CORP COM 413875105 20194 412462 SH SOLE 156783 0 255679 HEALTH CARE REIT COM 42217K106 8263 134815 SH SOLE 0 0 134815 HERTZ GLOBAL HOLDINGS COM 42805T105 26268 1614518 SH SOLE 609562 0 1004956 HILLSHIRE BRANDS CO. COM 432589109 7163 254556 SH SOLE 195381 0 59175 IBERIABANK CORP COM 450828108 30771 626451 SH SOLE 533622 0 92829 INGREDION INC COM 457187102 33486 519724 SH SOLE 430203 0 89521 ION GEOPHYSICAL CORP COM 462044108 29983 4605646 SH SOLE 3923626 0 682020 IRON MOUNTAIN COM 462846106 18204 586291 SH SOLE 228095 0 358196 JOHN WILEY & SONS INC CL A 968223206 6809 174912 SH SOLE 134207 0 40705 KEYCORP COM 493267108 13689 1625751 SH SOLE 642401 0 983350 KLA TENCOR COM 482480100 16393 343238 SH SOLE 132751 0 210487 LTC PROPERTIES COM 502175102 31513 895514 SH SOLE 762296 0 133218 MANPOWER GROUP COM 56418H100 4825 113696 SH SOLE 87078 0 26618 MEADWESTVACO CORP COM 583334107 22490 705690 SH SOLE 267695 0 437995 MUELLER INDUSTRIES, INC. COM 624756102 27261 544895 SH SOLE 464530 0 80365 OCWEN FINANCIAL COM NEW 675746309 27766 802708 SH SOLE 684826 0 117882 OIL STATES INTERNATIONAL INC COM 678026105 5324 74414 SH SOLE 56919 0 17495 OMEGA HEALTHCARE COM 681936100 61907 2595692 SH SOLE 1713883 0 881809 ONEOK INC COM 682680103 56005 1310051 SH SOLE 762179 0 547872 OWENS ILLINOIS COM NEW 690768403 55923 2629182 SH SOLE 1678335 0 950847 OWENS-BROCKWAY NOTE 69073TAQ6 3958 4000000 PRN SOLE 3890000 0 110000 PENTAIR LTD SHS H6169Q108 7019 142802 SH SOLE 0 0 142802 PORTLAND GENERAL ELECTRIC CO. COM NEW 736508847 29640 1083319 SH SOLE 922994 0 160325 POST HOLDINGS INC. COM 737446104 32356 944707 SH SOLE 803527 0 141180 PRESTIGE BRANDS HOLDINGS INC COM 74112D101 19465 971809 SH SOLE 828006 0 143803 RAVEN INDUSTRIES, INC. COM 754212108 9988 378916 SH SOLE 322751 0 56165 REDWOOD TRUST INC COM 758075402 52447 3105222 SH SOLE 2598654 0 506568 SBA COMMUNICATIONS COM 78388J106 25777 363157 SH SOLE 132594 0 230563 SENSIENT TECHNOLOGIES COM 81725T100 29128 819130 SH SOLE 700024 0 119106 SIMPSON MANUFACTURING CO. COM 829073105 32676 996523 SH SOLE 849949 0 146574 SLM CORPORATION COM 78442P106 19499 1138314 SH SOLE 391690 0 746624 STEEL DYNAMICS INC NOTE 858119AP5 4135 3800000 PRN SOLE 3690000 0 110000 TIDEWATER INC COM 886423102 42332 947459 SH SOLE 616821 0 330638 TWO HARBORS INVESTMENT CORP COM 90187B101 23128 2087341 SH SOLE 1779077 0 308264 TYCO INTERNATIONAL LTD. SHS H89128104 10502 359045 SH SOLE 0 0 359045 UNIFIRST CORPORATION COM 904708104 17727 241772 SH SOLE 206387 0 35385 UNS ENERGY CORP. COM 903119105 29712 700415 SH SOLE 596750 0 103665 VERISK ANALYTICS CL A 92345Y106 29343 575693 SH SOLE 214197 0 361496 WEYERHAEUSER COMPANY COM 962166104 25075 901339 SH SOLE 329608 0 571731 WILLIAMS COS INC COM 969457100 25835 789104 SH SOLE 296077 0 493027 WPX ENERGY INC COM 98212B103 14300 961026 SH SOLE 381274 0 579752 XL GROUP PLC SHS G98290102 11939 476435 SH SOLE 0 0 476435 XYLEM INC COM 98419M100 21712 801185 SH SOLE 302431 0 498754