0000867262-11-000008.txt : 20111103 0000867262-11-000008.hdr.sgml : 20111103 20111103094830 ACCESSION NUMBER: 0000867262-11-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111103 DATE AS OF CHANGE: 20111103 EFFECTIVENESS DATE: 20111103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GW CAPITAL INC CENTRAL INDEX KEY: 0000867262 IRS NUMBER: 680204817 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02777 FILM NUMBER: 111176342 BUSINESS ADDRESS: STREET 1: 10900 NE EIGHTH ST STE 750 CITY: BELLEVUE STATE: WA ZIP: 98004-4405 BUSINESS PHONE: 4254554551 MAIL ADDRESS: STREET 1: 10900 NE 8TH ST STREET 2: #750 CITY: BELLEVUE STATE: WA ZIP: 98004 13F-HR 1 gwc3q11.txt GW CAPITAL, INC. 3Q 2011 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment []; Amendment Number: This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GW Capital, Inc. Address: 10900 N.E. Eighth Street, Suite 750 Bellevue, WA 98004 13F File Number: 801-35777 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Guy Watanabe Title: President Phone: 425-455-4551 Signature, Place, and Date of Signing: /s/ Guy Watanabe Bellevue, WA October 24, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 60 Form13F Information Table Value Total: $1,203,785 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE TITLE VALUE SHARES/ SH/ PUT/INVSTMNTOTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000)PRN AMT PRN CALLDSCRETN MGRS SOLE SHARED NONE A.O. SMITH CORPORATION COM 831865209 27551 860177 SH SOLE 736908 0 123269 ALBANY INTERNATIONAL CORP CL A 012348108 23614 1293934 SH SOLE 1109246 0 184688 AMERICAN STATES WATER COM 029899101 18552 546784 SH SOLE 466483 0 80301 ASHLAND INC. COM 044209104 17086 387077 SH SOLE 114292 0 272785 ASPEN INSURANCE HOLDINGS LTD. SHS G05384105 19132 830402 SH SOLE 666583 0 163819 AVIS BUDGET GROUP, INC. COM 053774105 16498 1706097 SH SOLE 1460769 0 245328 BARNES GROUP INC COM 067806109 21076 1094838 SH SOLE 936562 0 158276 BRIGHAM EXPLORATION COM 109178103 47484 1879073 SH SOLE 1164437 0 714636 BROOKDALE SENIOR LIVING COM 112463104 35914 2863921 SH SOLE 1769876 0 1094045 CAPSTEAD MORTGAGE CORP. COM NO PAR 14067E506 17201 1490513 SH SOLE 1276678 0 213835 CHEMTURA CORPORATION COM NEW 163893209 12048 1201169 SH SOLE 1028687 0 172482 CHICAGO BRIDGE & IRON N Y REGISTRY SH 167250109 12832 448191 SH SOLE 384070 0 64121 CINTAS CORP COM 172908105 17272 613774 SH SOLE 183438 0 430336 CNO FINANCIAL GROUP COM 12621E103 43652 8068765 SH SOLE 4881617 0 3187148 COMSTOCK RESOURCES, INC. COM NEW 205768203 14432 933486 SH SOLE 799430 0 134056 CORN PRODUCTS INT`L, INC. COM 219023108 7191 183258 SH SOLE 157136 0 26122 CROWN HOLDINGS INC COM 228368106 22639 739600 SH SOLE 218668 0 520932 DARLING INTERNATIONAL COM 237266101 25842 2052557 SH SOLE 1753775 0 298782 EL PASO CORP. COM 28336L109 20084 1148971 SH SOLE 347967 0 801004 ESTERLINE TECHNOLOGIES COM 297425100 29436 567828 SH SOLE 486091 0 81737 EXTERRAN HOLDING NOTE 30225XAA1 5445 6000000 PRN SOLE 5850000 0 150000 FLUOR CORPORATION COM 343412102 13979 300300 SH SOLE 89398 0 210902 FOREST OIL CORP COM PAR $0.01 346091705 18467 1782977 SH SOLE 1156279 0 626698 GENERAL CABLE CORP NOTE 369300AL2 1440 1600000 PRN SOLE 1525000 0 75000 GENERAL CABLE CORP COM 369300108 20739 888198 SH SOLE 550608 0 337590 HARRIS CORP. COM 413875105 14579 426652 SH SOLE 131553 0 295099 HARRY WINSTON DIAMOND CORP. COM 41587B100 15113 1488936 SH SOLE 1277812 0 211124 HEALTH CARE REIT COM 42217K106 12825 274044 SH SOLE 85334 0 188710 HERTZ GLOBAL HOLDINGS COM 42805T105 14767 1659245 SH SOLE 500669 0 1158576 IBERIABANK CORP COM 450828108 21833 463944 SH SOLE 397365 0 66579 ION GEOPHYSICAL CORP COM 462044108 14825 3134149 SH SOLE 2688715 0 445434 IRON MOUNTAIN COM 462846106 16944 535858 SH SOLE 170381 0 365477 JM SMUCKER COM NEW 832696405 16936 232355 SH SOLE 72140 0 160215 KINDRED HEALTHCARE INC COM 494580103 14909 1729546 SH SOLE 1478862 0 250684 KLA TENCOR COM 482480100 9921 259168 SH SOLE 80131 0 179037 LTC PROPERTIES COM 502175102 17829 704153 SH SOLE 603381 0 100772 MEADWESTVACO CORP COM 583334107 17648 718571 SH SOLE 214636 0 503935 OCWEN FINANCIAL COM NEW 675746309 30152 2282490 SH SOLE 1955247 0 327243 OMEGA HEALTHCARE COM 681936100 39771 2496638 SH SOLE 1539928 0 956710 ONEOK INC COM 682680103 57785 875006 SH SOLE 538421 0 336585 OWENS ILLINOIS COM NEW 690768403 25500 1686511 SH SOLE 913130 0 773381 PENN VIRGINIA COM 707882106 10009 1796987 SH SOLE 1537796 0 259191 PERRIGO CO. COM 714290103 12711 130892 SH SOLE 39601 0 91291 REDWOOD TRUST INC. COM 758075402 19137 1713216 SH SOLE 1472377 0 240839 SBA COMMUNICATIONS COM 78388J106 19939 578287 SH SOLE 174569 0 403718 SENSIENT TECHNOLOGIES COM 81725T100 24494 752500 SH SOLE 645903 0 106597 SIMPSON MANUFACTURING CO. COM 829073105 23063 925096 SH SOLE 792173 0 132923 SLM CORPORATION COM 78442P106 23319 1872982 SH SOLE 558893 0 1314089 STEEL DYNAMICS INC NOTE 858119AP5 4115 4000000 PRN SOLE 3890000 0 110000 STEWART ENTERPRISES INC CL A 860370105 24768 4162653 SH SOLE 3560524 0 602129 SUPERVALU INC. COM 868536103 39864 5985643 SH SOLE 3720780 0 2264863 THE WENDY`S COMPANY COM 95058W100 16751 3649401 SH SOLE 1108055 0 2541346 THOMAS & BETTS CORP. COM 884315102 15054 377207 SH SOLE 113482 0 263725 TIDEWATER INC COM 886423102 25138 597807 SH SOLE 367776 0 230031 TWO HARBORS INVESTMENT CORP COM 90187B101 17027 1928272 SH SOLE 1650461 0 277811 VERISK ANALYTICS CL A 92345Y106 20607 592679 SH SOLE 177438 0 415241 WASHINGTON FEDERAL, INC. COM 938824109 12264 962649 SH SOLE 286884 0 675765 WEYERHAEUSER COMPANY COM 962166104 14463 930103 SH SOLE 274312 0 655791 WILLIAMS COS, INC. COM 969457100 19868 816262 SH SOLE 247375 0 568887 XL GROUP PLC SHS G98290102 10251 545275 SH SOLE 0 0 545275