0000867262-11-000006.txt : 20110825 0000867262-11-000006.hdr.sgml : 20110825 20110825095518 ACCESSION NUMBER: 0000867262-11-000006 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110825 DATE AS OF CHANGE: 20110825 EFFECTIVENESS DATE: 20110825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GW CAPITAL INC CENTRAL INDEX KEY: 0000867262 IRS NUMBER: 680204817 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-02777 FILM NUMBER: 111055490 BUSINESS ADDRESS: STREET 1: 10900 NE EIGHTH ST STE 1010 CITY: BELLEVUE STATE: WA ZIP: 98004-4405 BUSINESS PHONE: 4254554551 MAIL ADDRESS: STREET 1: 10900 NE 8TH ST STREET 2: #1010 CITY: BELLEVUE STATE: WA ZIP: 98004 13F-HR/A 1 gwc2q11.txt GW CAPITAL 2ND QTR 2011 REVISED 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [X] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GW Capital, Inc. Address: 10900 N.E. Eighth Street, Suite 750 Bellevue, WA 98004 13F File Number: 801-35777 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Guy Watanabe Title: President Phone: 425-455-4551 Signature, Place, and Date of Signing: /s/ Guy Watanabe Bellevue, WA August 24, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 69 Form13F Information Table Value Total: $1,602,962 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE TITLE VALUE SHARES/ SH/ PUT/INVSTMNTOTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000)PRN AMT PRN CALLDSCRETN MGRS SOLE SHARED NONE A.O. SMITH CORPORATION COM 831865209 33167 784099 SH SOLE 660665 0 123434 ALBANY INTERNATIONAL CORP CL A 012348108 31118 1179167 SH SOLE 994192 0 184975 ALPHA NATURAL RESOURCES NOTE 02076XAA0 4680 4000000 PRN SOLE 3905000 0 95000 AMERICAN STATES WATER COM 029899101 17294 498954 SH SOLE 419095 0 79859 ASHLAND INC. COM 044209104 24942 385979 SH SOLE 116384 0 269595 BARNES GROUP INC COM 067806109 24748 997491 SH SOLE 838988 0 158503 BRIGHAM EXPLORATION COM 109178103 53450 1785830 SH SOLE 1072898 0 712932 BROOKDALE SENIOR LIVING COM 112463104 65248 2690621 SH SOLE 1611797 0 1078824 CAPSTEAD MORTGAGE CORP. COM NO PAR 14067E506 25813 1926331 SH SOLE 1622936 0 303395 CHEMTURA CORPORATION COM NEW 163893209 19868 1091672 SH SOLE 919047 0 172625 CHESAPEAKE ENERGY CORP NOTE 165167CA3 4743 4550000 PRN SOLE 4440000 0 110000 CHICAGO BRIDGE & IRON N Y REGISTRY SH 167250109 15894 408579 SH SOLE 344361 0 64218 CINTAS CORP COM 172908105 16072 486582 SH SOLE 148001 0 338581 CNO FINANCIAL GROUP COM 12621E103 60568 7657109 SH SOLE 4493520 0 3163589 COMSTOCK RESOURCES, INC. COM NEW 205768203 24395 847327 SH SOLE 713101 0 134226 CORN PRODUCTS INT'L, INC. COM 219023108 9254 167409 SH SOLE 141246 0 26163 CROWN HOLDINGS INC COM 228368106 28650 738016 SH SOLE 223684 0 514332 DARLING INTERNATIONAL COM 237266101 33003 1864587 SH SOLE 1565377 0 299210 EL PASO CORP. COM 28336L109 23797 1178052 SH SOLE 379863 0 798189 ESTERLINE TECHNOLOGIES COM 297425100 40044 524142 SH SOLE 441724 0 82418 EXTERRAN HOLDING NOTE 30225XAA1 2218 2000000 PRN SOLE 1900000 0 100000 FIFTH THIRD BANCORP COM 316773100 11634 912434 SH SOLE 280951 0 631483 FLUOR CORPORATION COM 343412102 19493 301467 SH SOLE 91415 0 210052 FOREST OIL CORP COM PAR $0.01 346091705 45142 1690091 SH SOLE 1064656 0 625435 GENERAL CABLE CORP NOTE 369300AD0 5130 4750000 PRN SOLE 4700000 0 50000 GENERAL CABLE CORP NOTE 369300AL2 2202 1600000 PRN SOLE 1525000 0 75000 GENERAL CABLE CORP COM 369300108 35884 842746 SH SOLE 505756 0 336990 HARRIS CORP. COM 413875105 19329 428952 SH SOLE 134688 0 294264 HARRY WINSTON DIAMOND CORP. COM 41587B100 22748 1368689 SH SOLE 1154995 0 213694 HEALTH CARE REIT COM 42217K106 14405 274752 SH SOLE 87892 0 186860 HERTZ GLOBAL HOLDINGS COM 42805T105 26426 1664126 SH SOLE 508415 0 1155711 IBERIABANK CORP COM 450828108 24346 422377 SH SOLE 355685 0 66692 ION GEOPHYSICAL CORP COM 462044108 19969 2110855 SH SOLE 1777067 0 333788 IRON MOUNTAIN COM 462846106 26572 779473 SH SOLE 242670 0 536803 JM SMUCKER COM NEW 832696405 17857 233609 SH SOLE 74054 0 159555 KINDRED HEALTHCARE INC COM 494580103 22091 1028942 SH SOLE 866000 0 162942 KLA TENCOR COM 482480100 10537 260313 SH SOLE 81786 0 178527 LENDER PROCESSING SERVICES COM 52602E102 5709 273035 SH SOLE 75 0 272960 LTC PROPERTIES COM 502175102 17857 641892 SH SOLE 540970 0 100922 MEADWESTVACO CORP COM 583334107 24027 721325 SH SOLE 219395 0 501930 NAVISTAR INTL CORP NOTE 63934EAL2 2618 2000000 PRN SOLE 2000000 0 0 NEWMONT MINING CORP NOTE 651639AH9 5210 4000000 PRN SOLE 3910000 0 90000 OCWEN FINANCIAL COM NEW 675746309 26564 2081832 SH SOLE 1752654 0 329178 OMEGA HEALTHCARE COM 681936100 49823 2371412 SH SOLE 1417134 0 954278 ONEOK INC COM 682680103 61974 837374 SH SOLE 501069 0 336305 OWENS ILLINOIS COM NEW 690768403 32995 1278387 SH SOLE 752860 0 525527 PEABODY ENERGY CORP NOTE 704549AG9 2445 2000000 PRN SOLE 1955000 0 45000 PENN VIRGINIA COM 707882106 21610 1635895 SH SOLE 1376388 0 259507 PERRIGO CO. COM 714290103 18563 211254 SH SOLE 65202 0 146052 PIONEER NATURAL RESOURCE NOTE 723787AH0 4704 3040000 PRN SOLE 2970000 0 70000 REDWOOD TRUST INC. COM 758075402 23417 1548762 SH SOLE 1307563 0 241199 SBA COMMUNICATIONS COM 78388J106 22200 581301 SH SOLE 179568 0 401733 SENSIENT TECHNOLOGIES COM 81725T100 25375 684509 SH SOLE 577767 0 106742 SIMPSON MANUFACTURING CO. COM 829073105 25251 845379 SH SOLE 712220 0 133159 SLM CORPORATION COM 78442P106 49587 2949844 SH SOLE 1474153 0 1475691 STEEL DYNAMICS INC NOTE 858119AP5 2385 2000000 PRN SOLE 1950000 0 50000 STEWART ENTERPRISES INC CL A 860370105 27798 3807916 SH SOLE 3205070 0 602846 SUPERVALU INC. COM 868536103 46280 4918169 SH SOLE 3198323 0 1719846 THOMAS & BETTS CORP. COM 884315102 20385 378546 SH SOLE 115821 0 262725 TIDEWATER INC COM 886423102 30691 570355 SH SOLE 340955 0 229400 TRINITY INDUSTRIES INC NOTE 896522AF6 4968 4760000 PRN SOLE 4760000 0 0 TWO HARBORS INVESTMENT CORP COM 90187B101 18920 1759968 SH SOLE 1481770 0 278198 USG CORPORATION COM NEW 903293405 25783 1797943 SH SOLE 1518349 0 279594 VERISK ANALYTICS CL A 92345Y106 20623 595699 SH SOLE 182593 0 413106 WASHINGTON FEDERAL, INC. COM 938824109 15902 967857 SH SOLE 293822 0 674035 WENDY'S/ARBY'S GROUP COM 950587105 18610 3670612 SH SOLE 1133996 0 2536616 WEYERHAEUSER COMPANY COM 962166104 20411 933727 SH SOLE 279673 0 654054 WILLIAMS COS, INC. COM 969457100 24807 820070 SH SOLE 252693 0 567377 YAMANA GOLD, INC. COM 98462Y100 22739 1955188 SH SOLE 599888 0 1355300