0000867262-11-000006.txt : 20110825
0000867262-11-000006.hdr.sgml : 20110825
20110825095518
ACCESSION NUMBER: 0000867262-11-000006
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110825
DATE AS OF CHANGE: 20110825
EFFECTIVENESS DATE: 20110825
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GW CAPITAL INC
CENTRAL INDEX KEY: 0000867262
IRS NUMBER: 680204817
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02777
FILM NUMBER: 111055490
BUSINESS ADDRESS:
STREET 1: 10900 NE EIGHTH ST STE 1010
CITY: BELLEVUE
STATE: WA
ZIP: 98004-4405
BUSINESS PHONE: 4254554551
MAIL ADDRESS:
STREET 1: 10900 NE 8TH ST
STREET 2: #1010
CITY: BELLEVUE
STATE: WA
ZIP: 98004
13F-HR/A
1
gwc2q11.txt
GW CAPITAL 2ND QTR 2011 REVISED 13F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [X]; Amendment Number: 1
This Amendment (Check only one.): [X] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: GW Capital, Inc.
Address: 10900 N.E. Eighth Street, Suite 750
Bellevue, WA 98004
13F File Number: 801-35777
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person signing
the report is authorized to submit it, that all information contained
herein is true, correct and complete, and that it is understood that
all required items, statements, schedules, lists, and tables, are
considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Guy Watanabe
Title: President
Phone: 425-455-4551
Signature, Place, and Date of Signing:
/s/ Guy Watanabe Bellevue, WA August 24, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form13F Information Table Entry Total: 69
Form13F Information Table Value Total: $1,602,962 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
TITLE VALUE SHARES/ SH/ PUT/INVSTMNTOTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (x$1000)PRN AMT PRN CALLDSCRETN MGRS SOLE SHARED NONE
A.O. SMITH CORPORATION COM 831865209 33167 784099 SH SOLE 660665 0 123434
ALBANY INTERNATIONAL CORP CL A 012348108 31118 1179167 SH SOLE 994192 0 184975
ALPHA NATURAL RESOURCES NOTE 02076XAA0 4680 4000000 PRN SOLE 3905000 0 95000
AMERICAN STATES WATER COM 029899101 17294 498954 SH SOLE 419095 0 79859
ASHLAND INC. COM 044209104 24942 385979 SH SOLE 116384 0 269595
BARNES GROUP INC COM 067806109 24748 997491 SH SOLE 838988 0 158503
BRIGHAM EXPLORATION COM 109178103 53450 1785830 SH SOLE 1072898 0 712932
BROOKDALE SENIOR LIVING COM 112463104 65248 2690621 SH SOLE 1611797 0 1078824
CAPSTEAD MORTGAGE CORP. COM NO PAR 14067E506 25813 1926331 SH SOLE 1622936 0 303395
CHEMTURA CORPORATION COM NEW 163893209 19868 1091672 SH SOLE 919047 0 172625
CHESAPEAKE ENERGY CORP NOTE 165167CA3 4743 4550000 PRN SOLE 4440000 0 110000
CHICAGO BRIDGE & IRON N Y REGISTRY SH 167250109 15894 408579 SH SOLE 344361 0 64218
CINTAS CORP COM 172908105 16072 486582 SH SOLE 148001 0 338581
CNO FINANCIAL GROUP COM 12621E103 60568 7657109 SH SOLE 4493520 0 3163589
COMSTOCK RESOURCES, INC. COM NEW 205768203 24395 847327 SH SOLE 713101 0 134226
CORN PRODUCTS INT'L, INC. COM 219023108 9254 167409 SH SOLE 141246 0 26163
CROWN HOLDINGS INC COM 228368106 28650 738016 SH SOLE 223684 0 514332
DARLING INTERNATIONAL COM 237266101 33003 1864587 SH SOLE 1565377 0 299210
EL PASO CORP. COM 28336L109 23797 1178052 SH SOLE 379863 0 798189
ESTERLINE TECHNOLOGIES COM 297425100 40044 524142 SH SOLE 441724 0 82418
EXTERRAN HOLDING NOTE 30225XAA1 2218 2000000 PRN SOLE 1900000 0 100000
FIFTH THIRD BANCORP COM 316773100 11634 912434 SH SOLE 280951 0 631483
FLUOR CORPORATION COM 343412102 19493 301467 SH SOLE 91415 0 210052
FOREST OIL CORP COM PAR $0.01 346091705 45142 1690091 SH SOLE 1064656 0 625435
GENERAL CABLE CORP NOTE 369300AD0 5130 4750000 PRN SOLE 4700000 0 50000
GENERAL CABLE CORP NOTE 369300AL2 2202 1600000 PRN SOLE 1525000 0 75000
GENERAL CABLE CORP COM 369300108 35884 842746 SH SOLE 505756 0 336990
HARRIS CORP. COM 413875105 19329 428952 SH SOLE 134688 0 294264
HARRY WINSTON DIAMOND CORP. COM 41587B100 22748 1368689 SH SOLE 1154995 0 213694
HEALTH CARE REIT COM 42217K106 14405 274752 SH SOLE 87892 0 186860
HERTZ GLOBAL HOLDINGS COM 42805T105 26426 1664126 SH SOLE 508415 0 1155711
IBERIABANK CORP COM 450828108 24346 422377 SH SOLE 355685 0 66692
ION GEOPHYSICAL CORP COM 462044108 19969 2110855 SH SOLE 1777067 0 333788
IRON MOUNTAIN COM 462846106 26572 779473 SH SOLE 242670 0 536803
JM SMUCKER COM NEW 832696405 17857 233609 SH SOLE 74054 0 159555
KINDRED HEALTHCARE INC COM 494580103 22091 1028942 SH SOLE 866000 0 162942
KLA TENCOR COM 482480100 10537 260313 SH SOLE 81786 0 178527
LENDER PROCESSING SERVICES COM 52602E102 5709 273035 SH SOLE 75 0 272960
LTC PROPERTIES COM 502175102 17857 641892 SH SOLE 540970 0 100922
MEADWESTVACO CORP COM 583334107 24027 721325 SH SOLE 219395 0 501930
NAVISTAR INTL CORP NOTE 63934EAL2 2618 2000000 PRN SOLE 2000000 0 0
NEWMONT MINING CORP NOTE 651639AH9 5210 4000000 PRN SOLE 3910000 0 90000
OCWEN FINANCIAL COM NEW 675746309 26564 2081832 SH SOLE 1752654 0 329178
OMEGA HEALTHCARE COM 681936100 49823 2371412 SH SOLE 1417134 0 954278
ONEOK INC COM 682680103 61974 837374 SH SOLE 501069 0 336305
OWENS ILLINOIS COM NEW 690768403 32995 1278387 SH SOLE 752860 0 525527
PEABODY ENERGY CORP NOTE 704549AG9 2445 2000000 PRN SOLE 1955000 0 45000
PENN VIRGINIA COM 707882106 21610 1635895 SH SOLE 1376388 0 259507
PERRIGO CO. COM 714290103 18563 211254 SH SOLE 65202 0 146052
PIONEER NATURAL RESOURCE NOTE 723787AH0 4704 3040000 PRN SOLE 2970000 0 70000
REDWOOD TRUST INC. COM 758075402 23417 1548762 SH SOLE 1307563 0 241199
SBA COMMUNICATIONS COM 78388J106 22200 581301 SH SOLE 179568 0 401733
SENSIENT TECHNOLOGIES COM 81725T100 25375 684509 SH SOLE 577767 0 106742
SIMPSON MANUFACTURING CO. COM 829073105 25251 845379 SH SOLE 712220 0 133159
SLM CORPORATION COM 78442P106 49587 2949844 SH SOLE 1474153 0 1475691
STEEL DYNAMICS INC NOTE 858119AP5 2385 2000000 PRN SOLE 1950000 0 50000
STEWART ENTERPRISES INC CL A 860370105 27798 3807916 SH SOLE 3205070 0 602846
SUPERVALU INC. COM 868536103 46280 4918169 SH SOLE 3198323 0 1719846
THOMAS & BETTS CORP. COM 884315102 20385 378546 SH SOLE 115821 0 262725
TIDEWATER INC COM 886423102 30691 570355 SH SOLE 340955 0 229400
TRINITY INDUSTRIES INC NOTE 896522AF6 4968 4760000 PRN SOLE 4760000 0 0
TWO HARBORS INVESTMENT CORP COM 90187B101 18920 1759968 SH SOLE 1481770 0 278198
USG CORPORATION COM NEW 903293405 25783 1797943 SH SOLE 1518349 0 279594
VERISK ANALYTICS CL A 92345Y106 20623 595699 SH SOLE 182593 0 413106
WASHINGTON FEDERAL, INC. COM 938824109 15902 967857 SH SOLE 293822 0 674035
WENDY'S/ARBY'S GROUP COM 950587105 18610 3670612 SH SOLE 1133996 0 2536616
WEYERHAEUSER COMPANY COM 962166104 20411 933727 SH SOLE 279673 0 654054
WILLIAMS COS, INC. COM 969457100 24807 820070 SH SOLE 252693 0 567377
YAMANA GOLD, INC. COM 98462Y100 22739 1955188 SH SOLE 599888 0 1355300